CAMBRIDGE MEDIEVAL HISTORY-THE
RISE OF THE SARACENS
AND THE FOUNDATION OF THE WESTERN EMPIRE
CHAPTER VII
ITALY UNDER THE LOMBARDS
THE Lombards are mentioned first at the time of
Augustus and Tiberius by Velleius Paterculus and Strabo, and a hundred years
later by Tacitus. Their first residence was the Bardengau on the left bank of
the lower Elbe, and here they were conquered by Tiberius at the time before the
battle in the Teutoburgian forest, when the Romans still intended to subdue the
whole of Germany. After the deliverance of the inner part of Germany by
Arminius, the Lombards were ruled by Marbod, who went over to Arminius and
later on brought back to his compatriots Italicus, the son of Arminius, whom
the Cherusci had fetched from Rome and then driven away again. They are
generally described as a small tribe, the fiercest of all German tribes, and
only their bravery enabled them to hold their position between their stronger
neighbors. On the whole their habits seem to have been the same as those of all
other Germans at the time of Tacitus; some of their laws of a later period show
a certain resemblance to those of their former neighbors by the North Sea. As
with all Germans, their kingdom is no original institution, and whatever
tradition tells about it is only fabulous. It is the smallness of their tribe
which accounts for their principal quality—the tendency to assimilate the
allied or subdued individuals and tribes. Roman influence seems to have touched
them only in the slightest degree during the first five centuries of our era.
At the time of their wanderings they began to show differences from their
neighbors.
We know nothing about the way the Lombard wanderings
took, though tradition says a good deal about them. The extensive farming they
practiced, consisting more in cattle-breeding than agriculture, and the loose
organization of the tribe made it easy for them to leave their dwelling-places.
Perhaps here, as is so often the case, the first motive was need of land, a
natural result of the increase of population, while at the same time so small a
tribe had no possibility of enlarging its boundaries. A division of Lombards
invaded Pannonia with the Marcomanni about the year 165, but were repulsed by
the Romans and obliged to return. They did not again reach the old Roman
frontier, the Danube, till 300 years later, under a certain king Godeoch, who
occupied the desolated Rugiland after the destruction of their empire by
Odovacar in the year 487. Meanwhile during the troubles of their wanderings and
continual wars the institution of a constant commander-in-chief in form of
kingship seems to have taken the place of the Tacitean duke who was invested
for every single war. From Rugiland they wandered into the land which was
called “Feld” (in Hungary) but were subdued by the Heruli and forced to pay
tribute. At that time they were probably landlords, leaving the land to
subjected half-freemen (aldiones) for
culture; we may suppose that they were at that time strongly influenced by
their neighbors, the Bavarians, and it was then that they adopted Christianity
in its Arian form. But not very long afterwards, during the Franco-Ostrogothic
war in Gaul, the Lombards, under the reign of their king Tato of the family of
Leth, shook off the yoke of the Heruli, who were allied with Theodoric,
succeeded in beating them completely in a battle somewhere in the Hungarian
plain, and entirely destroyed their realm. The Lombards now had the Gepidae on
the south and the Danube on the west. Tato's nephew and successor, King Vacho,
who had married one daughter to a Frankish king and another to Garibald, duke
of Bavaria, considered himself friend and ally of the Roman Emperor.
When after the death of the last “Lethingian” king his
guardian Audoin had mounted the throne, the Lombards crossed the Danube and,
while the Ostrogothic land was in great confusion, occupied the south-west of
Hungary, and also Noricum, the south of Styria, both belonging in name to the
Roman Empire, but left to them for settlement by Justinian. In this way they
were loosely federated with the Empire, which paid them subsidies, but was
nevertheless troubled by their raids. They assisted Narses in his decisive
expedition to Italy, bringing him 2500 warriors with 3000 armed followers, but
the Byzantine soon sent them back after the deciding battle, seeing how
dangerous they were to friend and foe through their fierceness and want of
discipline. Meanwhile the Lombards and Gepidae, stirred up by the Roman
Emperor, were engaged in constant battles and struggles. After Audoin's death
his son and successor Alboin, well known to fable, concluded a league with the
Avars, engaging himself to pay the tenth part of all cattle for their help in
war and, in case of victory, to give up the land of the Gepidae to the Avars.
The latter made their invasion from the north-east, the Lombards from the
north-west. In the decisive battle Kunimund, king of the Gepidae, was slain by
Alboin's hand, the king's daughter taken prisoner and made queen by Alboin.
Part of the Gepidae took flight, another part surrendered to the Lombards;
their realm existed no more, their land and the few who stayed behind fell
under the government of the Avars, who were now the Lombards' most dangerous
neighbours. But the Lombards renewed their confederacy with them, and left to
them the land they had themselves occupied till then, intending to conquer for
themselves a better and richer land in Italy, which many of them already knew.
At the command of Alboin they assembled on 1 April 568, with family, goods and
chattels, with a mixed multitude of all the subjugated races already
assimilated by their people. With a great number of allies — 20,000 Saxons
among others — and grouped in tribes (fara) they crossed the Alps under the
guidance of Alboin. About the same time Narses was recalled by Justinian's
successor: hence arose a rumor, reporting that the commander had committed
treason, by calling the Lombards ; and this became the saga of Narses.
In spite of the well-organized defensive system which
Narses had established, the Romans seem to have been surprised and made no
attempt at defense. The Lombards threw down the Friulian limes with its castles
and, marching into the Venetian plain, took Cividale (Forum Julii), the first important place that fell into their hands,
and afterwards the residence of the ducal dynasty of the Gisulfings; they also
destroyed the town of Aquileia, whose patriarch fled to Grado, the later
New-Aquileia, with his treasure, part of the population, and of the soldiers.
But the imperialists succeeded in holding out in Padua, Monselice, and Mantua,
thereby defending the line of the Po, while Vicenza and Verona fell into
Alboin's hands, so that the important limes of Tridentum, which bordered on
Bavaria in the north, was separated from the bulk of the imperial army. On 4
September 569, Alboin entered Milan; the archbishop Honoratus fled to Genoa,
which for two generations remained the asylum of the bishops of Milan. Ticinum
(Pavia) alone offered resistance for a time and could only be taken after a
long siege, during which and afterwards other Lombard troops scoured the
country up to the Alps and took possession of the land except a few
fortifications. Undoubtedly the Lombard bands had as little idea of systematic
attack as the imperialists of systematic defense: and it seems the latter
judged the Lombard invasions to be like other barbarian invasions, which soon
passed away. Alboin himself seems to have dated his reign in Italy from the
time of his occupation of Milan.
Alboin did not long enjoy his fame. Revolted by her
husband's insolence, who forced her to drink from a cup made of her father
Kunimund's skull, Rosamund conspired with Alboin's foster-brother Helmechis and
a powerful man called Peredeo; the barbarian hero-king was murdered in his bed
(in spring 572). But as Rosamund could not realize her plan of taking
possession of the throne with Helmechis, against the Lombards’ opposition, the
two fled to Ravenna, taking the royal treasure with them. Here the queen wanted
to get rid of her accomplice and marry Longinus, praefect of Italy; but
Helmechis forced her to finish the poison she had given him. So the praefect
could only deliver Alboin's daughter and the treasure to Constantinople. This
is what the saga related, and we can neither confirm nor contradict its
details. The duke Cleph of the family of Beleos was now made king by the
Lombards at Pavia, but was murdered after one and a half years' reign (574).
Lombard bands spread further in middle and southern Italy, but so small was the
need of a single leader that they chose no more kings, but every one of the
dukes, 35 in number, reigned independently in his own district.
These dukes, called duces by our authorities, but whose Lombard titles we do not know,
are not to be confounded with the duces in the Tacitean sense. We must picture them as leaders of a military division
chosen by the king from among the nobles. Their position changed naturally,
when the Lombard people was no longer on march, but the same clans were
garrisoned permanently in the same town, as the saga of Gisulf’s appointment in
Friuli exemplifies, and occupied permanently the same district, living on its
produce. These districts generally coincided with the Roman division in civitates, and a walled town formed the
centre. Probably these towns were at first used as victualling stations,
managed in a more or less regular manner, sometimes perhaps by imposing payment
of a third on the peasants, of the district. But this could only be considered
a transition state, preparing the way for definite settlement. The fierce
Lombards had not come as federates or friends like the Goths, but as enemies,
and treated the Romans jure belli.
The Roman freeman—the curialis who owned a moderate property in the town or the great
landowner in the country—had fled, or had been killed or enslaved, and only the
great mass of working people, the coloni, and the agricultural slaves, had been
left on the soil, though many had perished during the terrors of war. When the
Lombards began to settle, they divided the land, with all its bondmen, as far
as it had not been entirely devastated, between the free Lombards, who thereby
took the place of the Roman landlords. The coloni were considered as aldiones,
as half-freemen, and paid tribute and did service for the Lombards as they had
done for the Romans before. Of course the possessions of the Catholic Church,
which was the Church of the Roman State, fell under the same lot of division.
The dukes claimed for themselves all the public land with its traditional
duties as well, but every free Lombard warrior was entitled to part of the
booty, and therefore became also a landowner. In this way the local division
in all those parts which had not been totally devastated, and which were
ploughed again after a time, suffered no change. The culture was much the same,
with the one difference that the Lombards, having brought great herds of
cattle, especially swine, from Pannonia, attached more importance within the
manor to stock-management and cattle-breeding than the Romans had done. The
towns and municipal settlements were likewise unchanged, because the Lombards,
who had known stone buildings only upon Roman soil, accommodated themselves to
the conditions of a higher culture. It is certain that regard was paid to the
connection between the fara (clan) in
every settlement, but on the other hand it was just the manorial and municipal
settlement which entirely destroyed the connection within the fara, so that the rest of the original
clan-organization soon disappeared. Two of the duchies were somewhat different
in origin and organization from those of the north of Italy, the "great
duchies" of Spoleto and Benevento. They did not go back to the time of
conquest in common, but were founded by independent enterprises of Lombard
bands, who had severed from the great mass under command of their chiefs and
invaded the land on their own account. They were much larger in extent than one civitas, so that here the civitas forms a subdivision of the
duchy.
Spoleto and Benevento. 574-579
In the year 575 or 576 the patrician Baduarius,
son-in-law to the Emperor Justin, and his army were entirely beaten by the
Lombards. They approached Ravenna, the duke Faroald even occupied for a time
Classis, its port, destroyed the Petra Pertusa, which defended the Via
Flaminia, and thereby forced the passage of the Apennines. Faroald occupied
Nursia, Spoleto, and other towns and installed an Arian bishop in Spoleto,
which was now the centre of his duchy. Another duke, Zotto, who with his partly
heathen bands inundated the province of Samnium and spread terror all around,
settled down in Benevento. The connection between Ravenna and Rome was
interrupted at times; even Rome was besieged in the year 579, but the Lombards
were obliged to give up the siege as well as that of Naples two years later,
because Roman walls, kept in good condition and provided with a sufficient
number of defenders, were impregnable to them. During the next years the two
dukedoms took a still wider range, limited only by Rome with its surroundings
and by Byzantine seaport-towns, which could not be taken from the land side.
During the kingless time Benevento and Spoleto grew so strong that they were
able to keep up their independence.
In the north of Italy too the incoherent government of
the dukes did not permit any uniform action. Even in Alboin's time various
troops had detached themselves and pillaged in Gaul, but upon the whole these
adventurers had no success against Mummolus, commander-in-chief of the
Burgundian king Guntram. The Saxons, who did not want to assimilate with the
Lombards and intended to make their way home through the land of the Franks,
were likewise beaten in the following years.
But these bands had shown the way into the
neighbouring kingdom to the dukes of North Italy. Some of these marched into
the upper valley of the Rhone and were beaten by the Burgundians near Bex (574)
and no better did they fare next year, as they were repulsed by Mummolus, after
having laid waste the land between the Rhone, the Isêre and the Alps. At this
time Susa and Aosta, the most important passage over the West Alps, seem to
have fallen into the hands of the Franks, and on the other side, a Frankish
duke, Chramnichis, advanced from Austrasia into the dukedom of Trent, but was,
after a short success, totally defeated with his troops by the duke Evin near
Salurn. These conflicts took a dangerous aspect when the Emperor Maurice sent
subsidies (50,000 solidi) to the young king Childebert of Austrasia in order to
drive out the Lombards.
In 584 King Childebert conducted an army against
Italy, and so weak had the want of monarchical leading rendered the Lombard
dukes that they dared not offer resistance, and sent presents in token of
submission. Besides this their force of resistance had been weakened by the
treason of some of their fellow-countrymen who were not ashamed of joining the
imperialists against their own people. The imperial policy was to combat
barbarians with barbarians, and to spend abundant means for this purpose. In
this manner they had won over the duke Drocton of Brexillum, a Lombard duke of
Suevic family, who succeeded in expelling Faroald from Classis, and other
deserters were found as well. Standing in danger of losing all their booty by
dispersing their forces, the dukes of West Italy at last resolved to unite
again under a king's leading.
Authari. 584
They elected Authari the son of Cleph (584), and
conceded to him (as we hear), in order to give material foundation to the new
kingdom, half of their own lands, which were later administered by royal
gastaldi. The dukedom had, in consequence of the settlements during the last
ten years, become quite a different thing from what it had been at the time of
Alboin, and also the new kingdom was obliged to represent not only the leading
power of the army as before but also territorial power.
The king's attempt to strengthen the new central power
against the forces of disunion, grown strong during the last period, now formed
the most important part of the Lombard State's politics, as it was the king's
task to form a really united State. He was no longer satisfied with the dignity
of a barbarian chieftain, but aspired to reign lawfully within the territory of
the Roman Empire. We see this from the fact that Authari first took up the name
Flavius, which all his successors kept, though he was not acknowledged by the
Empire, as for instance Theodoric had been.
Theodelinda. 588-590
The Lombards wanted this territory to comprise all
Italy, and a legend illustrating the fact tells us that Authari rode into the
sea at the south point of Italy, and touched a solitary column, projecting out
of the waves, with his spear and called out: “This is to be the boundary of the
Lombard realm”; but in reality Authari's task was of a more modest character
and limited to the north of Italy. A new attack of the Austrasians failed in
consequence of the leaders' disagreements, and as the Exarch Smaragdus felt too
weak to offer resistance to the Lombards without their help, Authari managed to
conclude an armistice for three years, the first that was concluded between the
Lombards and the Empire. Authari seems to have availed himself of this
opportunity partly to restore order in North Italy and partly to ensure his
boundary in the north, and above all to destroy the Franco-Byzantine league,
which threatened the existence of his realm. He therefore betrothed himself to
Childebert's sister, but the engagement was soon broken by the Franks when the
Frankish imperial and catholic party of Brunhild got the ascendant. Authari
however married Theodelinda (588?), the Catholic daughter of the Bavarian duke
Garibal, who, by her mother, belonged to the old Lombard royal family of the
Lethings. The other daughter was married to the mighty duke Evin of Tridentum,
and her brother Gundoald was made duke of Asti by Authari. When the Franks, by
this time, repeated their invasion of Italy under the leading of a few dukes,
they were entirely beaten after a hot battle. Childebert’s revenge was
prevented by Authari's negotiations with him (589) and by his offer to become
even a dependent confederate and pay tribute. Meanwhile, after the armistice
had ended, Authari had succeeded in removing the last remnants of imperial
power on the northern boundaries of Italy, and had probably also obtained his
acknowledgment by the duke of Friuli. Nevertheless his position was much
impaired when a new exarch, Romanus, appeared in Ravenna with reinforcements,
regained Altinum, Modena, and Mantua, and induced the Lombard dukes of the
Emilia, as well as the duke of Friuli, to join the imperialists. The
negotiations were broken off, and imperialists and Franks planned to destroy
the Lombard power by a systematic and simultaneous attack from north and south,
and had even agreed already on the distribution of the booty. Twenty Frankish
dukes broke forth from the Alps in two divisions, one marching against Milan,
the other under the duke Chedinus against Verona, after having broken through
the fortification of the frontier and devastated the land all around (summer
590); but no important conflicts took place, because the Lombards retired into
their fortifications, fearing the enemy's overwhelming numbers. The exarch came
to meet the Franks at Mantua, and intended to march in a line parallel to them
against Pavia, to which Authari had drawn back; but this plan was not put into
practice, it is said, in consequence of misunderstandings.
The Frankish dukes tried to secure their movable booty,
and Duke Chedinus is said to have concluded an armistice for ten months; but
epidemics and famine caused great losses on their way back. After these
efforts, which had brought no real success to them, the Franks ceased to invade
Italy for more than a century and a half. Authari lived to manage the
negotiations for peace which led to a lasting friendship between the Franks and
Lombards later on, though only on condition of paying tribute to the Franks—a
burden which was, as it seems, not for a long time thrown off by the Lombards.
The northern boundary, at all events, was secured, and the Lombards were only
threatened from one side, by the imperials. But Authari did not live to see the
definite treaty of peace ; he is said to have been poisoned and died (5 Sept.
590). The result of his active life was the establishment of a kingdom and the
Lombard State, though many difficulties still awaited the Lombards from within
and without.
Agilulf. 590-605
Two months after Authari’s death, Agilulf, duke of
Turin, obtained the crown and married his predecessor's widow, Theodelinda. In
May 591 an assembly of Lombards at Milan acknowledged him solemnly, but a
number of North Italian dukes had then to be subdued in repeated battles; also
Piacenza and Parma were again subjected, and in the latter town the king's
son-in-law was established as duke, as the king generally claimed the right to
nominate the dukes himself. He ensured the northern boundary by an agreement
with the Avars which became a defensive and offensive alliance later on. The
time had now come for a systematic attack on the imperialists. The newly
nominated duke of Benevento, Arichis, who had consolidated his duchy by gaining
nearly all the territories in South Italy with the exception of a few towns on the
coast, had the especial task of marching against Naples and threatening Rome
from the south, while Ariulf of Spoleto had already destroyed the land
communication between Rome and Ravenna in April 592, and even appeared before
Rome in the summer, afterwards turning to the north and taking the castles on
the upper Tiber. To be sure, the exarch succeeded in regaining them during the
time he was free of Agilulf; but in 593 the king himself advanced southward,
occupied Perusia, and appeared before Rome. The siege ended in a treaty with
Pope Gregory who only wished for peace, but it was not acknowledged by the
exarch after the king had marched off ; the war did not cease, and the Lombards
made constant progress. It was only after the Exarch Romanus'’ death (596)
that, by the pope's urging, the transactions were renewed seriously; it is true
that the new exarch, Callinicus, carried on the war in North Italy, but he
concluded an armistice of a year in autumn 598 on the basis of the status quo
and engaged himself to pay 500 pounds in gold to the Lombard king. The
armistice was renewed for the time from spring 600-601 but, when the war was
taken up again, the exarch succeeded in making prisoners of the duke of Parma
and his wife, Agilulf’s daughter; but the Lombard king took Padua, devastated
Istria with Slav and Avar troops, conquered the fortified town of Monselice,
enforced peace on the rebellious dukes of Friuli and Tridentum, and occupied in
603 Cremona and Mantua. The central position of the imperialists at Ravenna
appeared to be endangered after the subjugation of all the north of Italy, and
the Exarch Smaragdus, who was again sent to Italy after the fall of the Emperor
Maurice, hastily concluded a new armistice till 605, and surrendered the king's
daughter, Then Agilulf crossed the Apennines once more, occupied Balneum Regis
and Orvieto, but in November, 605 the imperialists obtained a new armistice at
the price of paying a tribute of 12,000 solidi. From that time till Agilulf’s
death and even afterwards, this armistice was continually prolonged. It is true
that a definite state of peace, which would have naturally led to a legal
partition of the Italian soil, was not effected, though Agilulf’s ambassador
Stablicianus seems to have entered into negotiations on this subject in
Constantinople. Agilulf died in 616 after 25 years of a warlike reign, in which
he had expanded and strengthened his empire and obliged the Romans to pay
tribute.
Theodelinda and
Adaloald. 605-628
To Agilulf his son Adaloald (a minor) followed in
name, but Theodelinda exercised the ruling influence on government in his
place. While Authari had never allowed Lombard children Catholic baptism, a
Catholic chapel had been conceded to Theodelinda at Monza and Adaloald himself
was already baptized as a Catholic, though by a schismatic, and Theodelinda,
who exchanged occasional letters with Pope Gregory, was schismatic in relation
to the Three Chapters. In this way Agilulf had not tolerated the organization
of the Roman Church within the reach of his power, but the schismatic bishop of
Aquileia and his schismatic suffragans had taken refuge with the Lombards.
Agilulf had also given deserted land in the Apennines at the confluence of the
torrent Bobbio and the Trebbia to the Irish monk Columba (Columbanus) who had
fled from Gaul, and differed dogmatically from Rome. He also gave permission to
lay the foundations of a monastery at Bobbio, but the monks soon turned to
orthodoxy after Columbanus' death, and even got a privilege in 628, by which
they were exempted from the power of the neighboring bishop of Tortona. In
contrast to the national chiefs, who were still Arian, the government favored
the Catholics or at least the schismatics, and in consequence Roman influence
made rapid progress in the Lombard kingdom, favored partly by the social
influence of the Roman subjects, partly by the intercourse with the Roman
neighbors, which the long armistices had so well prepared. Nevertheless the
peace was once more broken at the beginning of Adaloald's reign between the
Exarch Eleutherius and the Lombards under the commander Sundrarius, who owed
his training to Agilulf, but this war was ended by another armistice, the
exarch consenting to pay a tribute of 500 pounds in gold. In the following
years the Roman influence on the king was so great that he was generally said
to be either mad or bewitched. Perhaps it was the national party among the
Lombards which raised upon the buckler Arioald, the duke of Turin, the husband
of Adaloald's sister Gundeberga, and after several combats dethroned King
Adaloald, who was then said to have been removed by poison (626). Arioald
reigned ten years too, without much change in the course of Lombard politics.
He came in conflict with his Catholic wife, who was released from prison by the
intervention of the Franks and allowed Catholic service in a church of John the
Baptist at Pavia.
Duchy of Friuli. 26-652
The alliance which Agilulf had formed with the Avars
was dissolved. They invaded Italy and killed Gisulf, duke of Friuli, with
nearly the whole of his army; his widow perfidiously surrendered Cividale which
was entirely burnt down and the open country was devastated, the Lombards
offering resistance only in the fortified castles at the frontier, till the
Avars turned back to Pannonia after their raid. No help was to be expected for
Friuli at that time from the weak kingdom; but at last Gisulf's sons escaped
from the Avars, and the two eldest, Taso and Cacco, took the reins of
government into their hands. While the power of the Avars was decreasing, the
young dukes in alliance with Bavarians and Alemans fought successfully against
the Slays, and during Arioald's reign penetrated victoriously into the valleys
of the Alps perhaps as far as Windisch-Matrei and the valley of the Gail, and
obliged the Slays to pay tribute. But, following the intention of Arioald, it
is said, the exarch quietly removed Taso and Cacco, and their uncle Grasulf was
nominated duke of Friuli while the two younger sons of Gisulf, Radoald and
Grimoald, appealed to the protection of the mighty duke Arichis of Benevento.
After Arioald's death the nobles in the kingdom
elected the duke Rothari of Brescia, an ardent Arian, who was connected with
the former dynasty by his marriage with the widowed queen Gundeberga. Nevertheless
his policy (unlike that of his predecessors in the last twenty years) was
decidedly hostile to the Romans, though he tolerated the gradual establishment
of the Catholic hierarchy in the Lombard kingdom. He sought to keep order in
all internal matters and to raise the king's authority over the nobles, and to
this purpose war against the imperials, which had rested during two decades,
was taken up again, in order to strengthen the king's royal domain by new
conquests. He passed the Apennines and conquered the coast between Luna and the
Frankish boundary; he did not install dukes here but kept the conquered land
under direct royal administration, so that the greater part of the west of
Italy was royal. He destroyed Oderzo in the east, the last remnant of Roman
power on the Venetian mainland, and slew the imperials in a bloody battle on
the borders of the Scultenna not far from the central seat of Roman dominion;
he concluded a suspension of hostilities shortly before his death (652). His
son Rodoald followed him, but was killed after a few months' reign.
Rothari. 643-662
More famous even than by his victorious enterprises
and by the saga that attaches itself to the name of “King Rother”, Rothari was
the first legislator of the Lombards. Up to that time, the Lombards, like all
barbarian nations, had been ruled by customary laws, handed down to them
verbally by their ancestors. Rothari ordered them to be written down, published
as Edictus after having consulted his nobles, and confirmed according to
Lombard custom by an assembly of warriors at Pavia (22 Nov. 643). Of course it
was a territorial law, for only the Lombard was subject to Lombard law in the
Lombard State, and the fact of its being written down showed clearly enough
that the Lombard State placed itself in the same line with the respublica (the Empire) and the other
acknowledged States as perfectly equal to them. When Rothari declares the law
should protect the poor against the oppressions of the mighty, we can find
therein part of the means he employed to keep order in internal matters. The
kingdom was not only protected by some of the laws of the Edictus but
also showed its power by the fact of issuing legal regulations for the whole
country, which, if not at once, were at all events after a short time accepted
irrevocably from Benevento to Cividale. Its matter is essentially German law,
but in the supplements which Rothari's successors added, we can trace alien
influence; and, moreover, the form is naturally influenced by Roman patterns.
Comparative science of law has proved that Lombard law had the greatest
likeness to Saxon, Anglo-Saxon, and Scandinavian law—a proof that the Lombards
preserved their law unchanged in essential matters since their departure from
the lower Elbe. The Edictus is systematically arranged, and treats of crimes
against king, state, or man, especially compensations for bodily injuries, law
of inheritance and family right, and manumission, then obligations and real
estate, crimes against property, oath, and bail. It can well be called the best
juridical codification of barbarian law.
The successor of Rothari’s son was Aripert, the son of
that duke Gundoald of Asti, who had come from Bavaria with his sister
Theodelinda. During the nine years of his reign he, as a Catholic, carried on
the traditions of Theodelinda, in opposition to Rothari. He built a Catholic
church at Pavia and favored the Catholic hierarchy, although the assertion of a
poem which celebrates the merits of his dynasty about the year 700, that
"the good and pious king" abolished the Arian heresy, is probably
exaggerated. The bishop of Pavia was converted to Catholicism. A change of
policy took place only after his death (661), when his two young sons Godepert
in Pavia and Perctarit in Milan, to whom he had left the government, fell out,
and Godepert claimed the help of the mighty duke Grimoald of Benevento against
his brother. After the death of Arichis, and his son Ajo, who had perished in a
battle against Slav pirates near Sipontum (662), the two sons of Gisulf of
Friuli, Radoald and Grimoald, attained the dignity of dukedom consecutively,
and energetically maintained their power in several battles against the
imperialists. Grimoald, duke of Benevento since 657, now marched into North
Italy by the east side of the Apennines against the centre of the Lombard
realm, while his subordinate, the count of Capua, marched through Spoleto and
Tuscia and joined the duke by Piacenza. Assisted by the treachery of the duke
Garibald of Turin, Grimoald seized the reins of government himself after having
killed King Godepert with his sword; Perctarit had fled from Milan to the Avars
and his wife and young son Cunincpert had been sent into exile to Benevento.
Grimoald now married Aripert’s daughter; who was already betrothed to him, and
legitimated his power by a later election at Pavia; for the purpose of gaining
firm support he bestowed royal domains in upper Italy on several of his
faithful followers of Benevento. He was the first Lombard king who united the
king's royal domain in the north with Benevento under his actual government.
Grimoald. 662-671
Mighty as he was, Grimoald had a long struggle for the
preservation of his royal power. Perctarit came back, and seemed to submit
himself, but was soon obliged to fly to the Franks, after the discovery of a
conspiracy between his followers and some disaffected dukes. The intervention
of a Frankish army in favor of the banished dynasty had no success; by
stratagem Grimoald contrived to attack them suddenly near Asti and slew them.
In the year 663 the Emperor Constans had landed at Tarentum, in order to obtain
a new base for his heavily oppressed empire by conquests in the West, and the
expulsion of the Lombards was naturally the first condition for this
enterprise. The Emperor occupied Luceria with superior forces, assaulted
Acerenza without success, and then besieged Grimoald's young son Romuald at
Benevento. The latter pledged his sister Gisa in token of submission after
having offered resistance bravely; but Grimoald had already reached the river
Sangro with a relieving army, though many Lombards had left him, and young
Romuald did not fulfill his pledge; the Emperor gave up his siege and moved on
to his own city of Naples. This imperial army was said to have been defeated twice:
at all events Constans gave up war against the Lombards for a time and after a
short visit to Rome went on to Sicily, where he was murdered. Romuald then
occupied Tarentum, Brundusium, and all the rest of the imperial dominion on the
Adriatic coast of South Italy, with the exception of Hydruntum; and Grimoald,
after having installed Transamund, a duke of his choice, in Spoleto, again
devoted himself to his most urgent tasks in North Italy, where he found in
rebellion the duke Lupus of Friuli, whom he had left in his place at Pavia.
Evidently menaced by other rebellions as well, the king himself appealed to the
Khagan of the Avars, for help against the duke; Lupus perished in the battle,
but the Avars now prepared to occupy Friuli as conquered land. But, in spite of
the insufficiency of his military forces, Grimoald induced them to depart, and
set up Wechthari, a powerful soldier and the terror of the Slays, as duke of
Friuli in place of Arnefrit, the son of Lupus, who had tried to regain his
father's inheritance by help of the Slays, but had been beaten and killed near
Nimis. Grimoald took away Forli from the imperials and razed to the ground
Oderzo, where his brothers had once been murdered: then he made peace with the
Franks, so that Perctarit did not feel safe any longer in his asylum, and
prepared to fly to England. At this time the mighty king Grimoald died, after
having made sure the limits of his realm, and broken the dukes' power, in the
ninth year of his reign (671). His eldest son Romuald took his place in the
dukedom of Benevento, while the young boy Garibald, his son by Aripert's
daughter, inherited the royal crown.
The Bavarian Dynasty. 671-698
By this time Perctarit returned from his exile and
dethroned his nephew Garibald with the help of his numerous followers; he and
his dynasty now held the throne for more than 40 years consecutively. He made
his son Cunincpert co-regent (680) and entered into friendly terms with Romuald
of Benevento, whose son, the younger Grimoald, married Perctarit’s daughter. In
the south as well as in the north-west Catholicism gained exclusive power, and
in Benevento and Pavia many foundations of cloisters spoke of a growing piety,
shown especially by the two princesses. Numerous Lombard bishops had already
assisted at the Roman synod of 680; on the other hand the Three Chapters Schism
lasted on in Austrasia, on the east border of the Adda, in contrast to Neustria
westwards, where royalty had taken root more decidedly. The duke Alahis of
Tridentum, who had extended his territory northward in the direction of the
Bavarians, was too strong for Perctarit and even added the dukedom of Brescia
to his own. After Perctarit’s death he also occupied Pavia, drove King
Cunincpert to a refuge on an isle in the Lake of Como and acted as king,
acknowledged by the greater part of the north of Italy. But passing for a
heretic and acting recklessly against the Church, he made an enemy of the
hierarchy, and Cunincpert was soon able to return to Pavia, protected by their
adherents. Between Neustria and Austria on the field of Coronate a battle was
fought between them; Alahis fell, and a great part of his followers perished in
the flood of the Adda. This was at once a victory of kingdom over dukedom, and
orthodoxy over the Three Chapters Schism. An insurrection in Friuli was also
subdued; at a synod that had been convoked at the king's request in Pavia
(698?) even those bishops of Austrasia who were still schismatic acknowledged
the fifth and sixth ecumenical councils, and thus the unity of Catholic faith
was established in Lombard Italy. The only lasting effect of this schism was
the division of the patriarchate of Aquileia between the bishops of Grado and
of Old-Aquileia, following the civil boundaries between Lombards and Romans.
Even before the Roman Church triumphed throughout the whole Lombard realm,
after the Emperor Constans' attempt to reconquer what he had lost had failed,
and the Bavarian dynasty's traditional policy of peace had replaced Grimoald's
belligerent policy—even at that time definite peace had been made between the
Empire and the Lombards, thereby placing the Lombard State amid the States
which were officially acknowledged by the respublica.
The acknowledgment of the status quo, the limits, which had been fixed by a
hundred years of war, formed the basis of peace ; and the Lombards renounced
any further policy of conquest. This peace seems to have been concluded between
678-681 at Constantinople, and from that time the Lombard bishops, when the
pope confirmed their nomination at Rome, swore to provide that “peace, which
God loves, be maintained in eternity between the Respublica and us, that is, the Lombard people”.
Roman Influence. 671-712
Roman influence affected the Lombards in different
ways. Intercourse with the half-free Roman subjects had always been a strong
force since the beginning of the settlement; the schismatics coming from the
Roman Empire had found reception even at a very early period, as had the
merchants during the times of armistice, who maintained friendly relations and
profited by the great Lombard market; but when definite peace had been made,
lasting relations and safe intercourse with the new allies were possible, so
that free Romans and above all Catholic clergy established themselves in the
lands of their new friends and allies, who also acknowledged their right to be
tried by Roman law. Intermarriage must have frequently happened at a very early
period, and was furthered by Lombard laws, which considered the freedman and
free as equal, so that marriages with freedmen or freedwomen were allowed and
very common; after the definite peace even unions between Lombards and women of
the Roman Empire were not a rare thing either. As the Lombards were in a small
minority, even in their own territory, intermarriage naturally had a marked
effect. The adaptation of the reigning people to the Roman culture they had
found led the same way. Thus they came to the knowledge of new forms of culture
and luxury, which could only be satisfied in the Roman manner, partly by the
industry of Roman subjects, partly by booty made in war, and since the peace
also by regular imports. Trade and art are of Roman stamp, although the
workmanship is decayed and accommodates itself somewhat to barbarian taste. It
was only in Italy that the Lombards learnt to erect stone buildings, to
construct larger ships, and use weapons of metal; their clothing changed
similarly and they gradually accepted the vulgar Latin language, especially
because all the terms of their new culture belonged to that language, the only
written language used, not only for written law, but all other documents which
were drawn up by Roman ecclesiastics and notaries following Roman formulae. As
their importance grew, the written word gained supremacy in all matters of law.
The oldest stories of Lombard history and tradition are also written in Latin,
and whatever there was of science, in connection with the Roman Church, was of
course Latin. So the lasting peace, and especially the peace with the Catholic
Church, essentially accelerated the process of assimilation in this sphere as
well as in all others.
Constitutional development, as well as culture, was
conditioned by the fact and manner of settlement. The territorial State
develops a centralizing kingship in combat with centrifugal forces, and hides
the original basis of German freedom. The sept or clan had already lost every economical foundation by the settlement, and we
find no traces of the centena among
the Lombards. Politically the sept recedes as well, but in matters of right it is only gradually superseded by the
State. Rothari's legislation endeavors to restrain the feud-right to the sept; high penalties are fixed for the
purpose of making the injured choose these instead of feud; guiltless acts are
not to lead to feud. The members of the sept intervene as assistants at an oath, as combatants for a woman's right at an
ordeal; and the mundium of an
unmarried woman is due to the members of the sept if she has no nearer family relations. In contrast to these
poor remnants of the sept’s power,
which once had been so great, family-connection is very powerful, so that even
by a disposal a last will was allowed only very late and quite exceptionally.
The national assembly, that is the assembly of arimanni, still existed, and
this as well as the kingship expressed the Lombard unity; but this assembly
also was naturally entirely changed by the territorial State, having lost its
organic foundations in the septs, and
as an assembly comprising all or nearly all warriors was quite impossible
considering the territorial extension of the State. In reality it consisted
only in the army that was just ready for military operations, the king's
attendants and the dukes and nobles present, and, whereas the nobles were
actually often summoned to the preparatory council, the assembly of warriors
had no possibility of influencing current state affairs and only served to
heighten solemnities at a king’s election or law-giving. The other element of
unity, which had probably been born only in the time of wanderings—the
kingship—predominated more and more in comparison; it seems to have been
attached to one family at a very early period, and up to the eighth century
connection with the Lethingians was kept up at least by the feminine line; but besides
this inherited right, general German custom demanded election, raising upon the
buckler, and a solemn act of fealty from the fideles. On the other hand, the
territorial State and Roman influence soon decided the extent of the king's
power, though he called himself rex gentis Langobardorum. This influence
expresses itself not only in the addition of the Roman name of Flavius and the
Roman name of honor, vir excellentissimus, but also in the assertion of
the king's nearly unlimited power, which is already expressed in Rothari's
Edict: “we believe that the hearts of the kings are in the hands of God”. The
king has not only the arriêre-ban, and all rights in connection with it. As
supreme justice and protector of peace, he has his own peace secured by a high
penalty, intercedes wherever all other forces give way, is the Lombard State’s
supreme guardian in a certain sense, and being the State's only representative,
no difference is made between his own rights and those of the State. His alone
is the right of coinage, since the Lombards—before Rothari even—had learnt the
art and use of coining from the Romans; and that the duke of Benevento coined
as well as the king only shows how independent he kept himself of the Lombard
State.
Government. 671-712
Opposed to the centralizing kingdom is the particular
power of the dukes, their different positions varying of course from the summus
dux gentis Langobardorum down to the duke of a small provincial town in
North Italy. But on the whole the dukes endeavored to found their power on
inherited rights, and to exercise in their own territory the same authority
which belonged to the king in the whole State, whereas the king claimed for
himself the right of nominating the dukes and treated them as his officials. But
the foundation of the king's royal domain was especially intended to
counterbalance the power of the dukes; the larger this royal domain, the
greater was the power of the State. Except those duchies which were in the
hands of the royal family, this royal domain is said to have been partly formed
by the half of all ducal property, which was given up to Cleph—though this
cession can only relate to the dukes of a part of northern Italy—and partly by
the conquest of new land, which was not left to the dukes. The whole royal
domain has its own royal administration, lying in the hands of the gastaldi who are partly royal stewards,
partly the king's representatives with competence in matters of arriêre-ban and
judgment, but being only the king's officials they have, in contrast to the
dukes, no independent jurisdiction. In Benevento and Spoleto, where immediate
royal power does not reach, the gastaldi are officials of the duke in the
district of a civitas. Subordinated
to these iudices, that is the dukes and gastaldi who generally reside in
walled towns and whose office consists in a whole iudiciaria, stand the actores (sculdahis, centenaries,
locopositus) out of town, and these are assisted by saltarii, decani, etc.
Change of social structure caused a change of power in
the Lombard State. Although differences in distribution of the land had always
been made in correspondence with a family's rank, and although the wergeld was not uniform but varied by
habit and secundum qualitatem personae,
every Lombard was not only warrior but also landlord and lord of the manor.
This ruling nation stood in contrast only to those who had no political rights,
the coloni and aldii and massarii (unfree farmers on holdings), as well as the likewise unfree ministeriales of
the Salland and the unfree agricultural assistant laborers; the Lombards only
were taken into account politically as well as economically. But this
distribution having been made but once, gave no security whatever for a lasting
condition; the natural increase of population and the accidental impoverishment
of Lombard families, as well as manumissions to complete freedom, created a
class of Lombards without land. Part of them worked as tenants, that is small
tenants, who took holdings on lease for 29 years, remaining legally free, but
losing in social standard (libellarii); another part may have become
merchants, trade developing on account of the definite peace, and so commercial
capital stood alongside of land rent. This new state of economic affairs
expressed itself also in military service which was varied according to
property as early as the eighth century, commercial capital being placed on a
par with landed property. A law of 750 dictates cavalry service with coat of
mail wand horse and complete equipment to all who possess at least seven casae
massariae; the landlord of at least 40 iugera has to follow with one
horse, lance, and shield; those who possess still less, with shield and bow; a
part of the poor was obliged to do socage service in the fields at home. This
economic development rendered it possible for the king to form for himself a
power independent of its former limitations within the State, creating a
central organization of power by investing the free poor with landed property
out of his royal domain. The king, that is the State, at this time of natural
economy owed his income to landed property and payments in kind, for instance
the different munera (augariae and operae) to preserve public streets and buildings, and different
duties, market duties, port duties, which were raised by royal actores and were of entirely Roman
origin. The royal property was naturally increased by every new conquest, and
the coloni and slaves paying duties
were used as if they were private property; or the king took possession of the
land which had been public before the conquest, and let it to the neighboring
hordes for pasture.
The royal court lived on the income from the landed
property, but this court was composed of followers who stood in a special
relation of fealty to the king, the Gasindi, who on that account were greatly
honored, and had a higher wergeld than the other free Lombards. The king entrusted them with all sorts of
commissions and delegations, chose all court officers from them, especially to
the royal marshal, the majordomus,
the treasurer, the sword-bearer, the chancellor. In this manner a special
court-nobility developed itself through the king’s favor, standing in contrast
and competition with the Lombard nobility. But it was also the custom that such
Gasindi were endowed with land by the king, so that the king's landed estate
provided for this new nobility not only indirectly by keeping up the royal
household, but also directly. This new institution was only rendered possible
by the fact that a considerable part of the population, when the original
conditions of the Lombard settlement were changed, was obliged to seek a new
existence, and found it by the king's favor. On the other hand the king's
possessions diminished continually by these donations, so that for him and his
adherents it was necessary periodically to gain new land; and this was
generally only possible through new conquests, and so the peaceful period of
the Bavarian dynasty was followed by a belligerent period.
The Fall of the Bavarian Dynasty. 700-738
After Cunincpert's death (700), his young son Liutpert
reigned under the wise Ansprand's guardianship. Raginpert, duke of Turin, son
of Godepert and nephew of Perctarit, claimed the throne and defeated Ansprand
near Novara, eight months after Cunincpert's death. When he died, shortly
afterwards, his son and co-regent Aripert (II), after a second battle, took
prisoner Liutpert, who had again advanced against Pavia, and sent the duke
Rothari of Bergamo, who aspired to the throne, into exile to Turin, where he
was killed after a few days. Now Ansprand was also obliged to leave his refuge
on Lake Como and fly to the duke Teutpert of Bavaria. Liutpert was killed,
Ansprand's eldest son blinded, his wife and daughter mutilated, and only his
youngest son Liutprand spared. So the family of Godepert ruined the race of
Perctarit. But no change of policy took place. King Aripert II was peaceable
and friendly towards the Romans, and even gave back to the pope the patrimony
in the Cottian Alps. He was dethroned in winter 712, when Ansprand came back to
Italy, after nine years of exile, with a Bavarian army. Aripert fled to Pavia
and was drowned when trying to swim through the Ticino, burdened with all his
treasures. Ansprand was acknowledged as king but only reigned for three months;
but on his death-bed he was told that the Lombards had raised his son Liutprand
upon the buckler and thereby legitimated his own usurpation as well. He died 13
June 712.
Though Liutprand did not reverse the Lombard State's
development during the last hundred and fifty years, he favored Roman influence
within his realm in every way. He left no doubt concerning his orthodoxy and
attachment to the Roman faith, while nobody surpassed his generosity towards
churches and monasteries, but he still followed the glorious traditions of the
victorious kings which had been interrupted after Grimoald, and strictly kept
in view his aim of uniting Italy under the Lombard kingdom, although he chose
various ways of approaching it in the course of his reign. For this reason he
was opposed by the Roman Empire and the dukes of Spoleto and Benevento, who had
been nearly independent during the Bavarian dynasty's reign. Mixed up in
quarrels about the Bavarian throne through his affinity with the dukes of Bavaria,
he advanced the Lombard boundaries to Mais near Meran; for the rest the
northern frontier was well defended by his friendship with the Frankish Charles
Martel, whose son Pepin he had adopted by shaving of the hair according to an
old custom, and to whom he had even brought help against the Saracens in
Provence (737-738). In domestic politics he continued his predecessor's
legislation, endeavored to protect his subjects against denial of legal help,
and intervened with great energy in administration and jurisdiction by the
royal court of justice in Pavia and by special missi. His aim was
naturally to replace the loose structure of the Lombard State by a series of
officials ruled by the king, and one of his most efficient means was to give
the preference to the Gasindi, and another was to install relations and other fideles in all duchies and bishoprics.
His ideal of kingship, which is evident in his laws, already shows a great
difference from that of the former Lombard kings and is strongly influenced by
Roman and ecclesiastical interpretations.
Liutprand. 727-732
The time was favorable for an aggressive policy,
because Roman Italy, led by the pope, rose in rebellion against the Emperor.
Common hostility against the Emperor formed a link between Liutprand and Pope
Gregory II for a while, but the pope soon came to see clearly that the king
near him was more dangerous than the distant Emperor. As a token of friendship
Liutprand, following the pope's admonition, restored to him his confiscated
patrimony in the Cottian Alps. For the moment peace was only endangered by the
duke Romuald II of Benevento, who attacked the castle of Cumae by surprise; but
after the duke of Naples, aided by the pope's militia, had regained the place
and killed the garrison, the pope even paid Romuald the indemnification which
he had offered for a peaceable evacuation, and thereby won his friendship.
Meanwhile the duke Faroald of Spoleto began to move as well; Narni was taken,
Liutprand occupied Classis, the port of Ravenna, and carried booty and
prisoners away. He gained other successes at the cost of the respublica; the frontier castles
surrendered to him and so he was able to extend the Lombard boundary to
Bologna; Osimo in Pentapolis went over to him as well. Then he turned southwards,
and attacked the castle of Sutri by surprise (728); this was too much for the
pope; the king approached too nearly his own sphere of action. After Liutprand
had been in possession of the castle for one hundred and seventy days, the pope
insisted on his “restoring and donating” it to the apostles Peter and Paul.
Meanwhile the dukes of Spoleto and Benevento had entered into a league with the
pope and defended the frontier of the ducatus
Romae against the troops of the Emperor. The new exarch Eutychius, who had
landed at Naples, did not succeed in making the two dukes desert the league
with the pope; his entreaties had no effect on Liutprand till he offered a very
important service to the king, placing his own troops at the king's disposal
against the independent dukes, so as to take them in the rear and force them to
render homage to the king and send hostages in token of their fidelity. The
king repaid this service by leading the exarch to Rome, and as the pope could
not think of resistance, he again submitted to the Emperor. But the Lombard
troops did not enter the imperial town and Liutprand paid homage to the graves
of the Principes apostolorum whom he had never intended to combat (729).
So the Italian revolution brought double success to Liutprand: territorial
acquisition of land in the north and the two dukes' formal submission in the
south; and at the same time he had appeared as principal arbiter in these
differences on Italian soil.
Liutprand’s next care was to make the two duchies'
formal dependency real and effective. When difficulties arose after the death
of Romuald II of Benevento (731-732), on account of the succession, he marched
on Benevento, carried away the young duke Gisulf for education, and installed
his own nephew Gregorius, relying upon his own sovereign power. Nearly at the
same time, after a breach of the league with the exarch, a plot of the Roman
dux of Perusia against Bologna miscarried, and a Lombard army led by
Hildeprand, another nephew of Liutprand, occupied the impregnable town of
Ravenna, the centre of the imperial administration. But the exarch succeeded in
regaining the capital by a sudden attack and making Hildeprand prisoner, with
help of the navy of the lagoons, against which the Lombards were helpless. Soon
after this misfortune Liutprand seems to have concluded an armistice, on
account of which Hildeprand was sent back. Then Liutprand fell ill at Pavia
(735), Hildeprand was proclaimed king by the Lombards, and Liutprand
acknowledged him as co-regent after his recovery. New difficulties arose in
Friuli, where the duke Pemmo had covered the Lombard name with fame in
different combats with the Slays and displayed great splendor in his princely
court at Cividale; he got entangled in a quarrel with the king's favorite Calistus,
whom Liutprand had made patriarch of Aquileia, because the latter wanted to
remove his residence from the small town of Cormons to Cividale, and had taken
by force the bishop's palace, which the dukes had resigned to the fugitive
bishop of Julia Carnica. Liutprand interceded in the patriarch's favor,
dismissed the duke Pemmo, and set up in his place his son Ratchis, who proved
himself the king's faithful subject. No king had ever reigned so powerfully.
But now the time had come when Liutprand thought it
necessary to deal the death-blow to the Roman Empire in Italy, as soon as the
independence of the duke in middle Italy was broken. This duke, Transamund of
Spoleto, had taken the Roman castle Gallese and might have been of great use to
the king in barring the communication between Ravenna and Rome, but he
preferred to deliver up the castle to the pope Gregory III, engaging himself
never to carry arms against him anymore. But Liutprand, crossing the
Pentapolis, arrived at Spoleto in June 739, and appointed a new duke Hilderich,
while Transamund fled to Rome. The king demanded in vain the rebel's delivery
before the walls of Rome, took away the castles of Ameria, Horta, Polimartium,
and Bleda from the ducatus Romae, but
then returned to North Italy. Meanwhile a Roman party in Benevento set up one
Godescalc in the duchy in place of the deceased duke Gregorius, without regard
to the king's claims. In the following year (740) Liutprand and Hildeprand
attacked Ravenna and laid the exarchate under contribution, and at the same
time Lombard hordes breaking out of the castles devastated the Campagna. The
pope sent an embassy, praying the king to give back these border forts, and
also claimed the help of the Lombard bishops by a circular letter. At the same
time the army of the ducatus Romae,
aided by Benevento, reinstated in Spoleto the duke Transamund, who was accepted
with open arms by his own people (Dec. 740). But even now Transamund did not
dare to attack the king and win back to the Romans the four castles, as the
pope had wished. Pope Zachary, who had followed Gregory at the end of 741, gave
up his predecessor’s Spoletan policy in consequence, and offered to the king
the help of the Roman army against Spoleto, on condition of his promise to
restore the four castles. Attacked on two sides (742) Transamund surrendered to
the king; then the latter advanced against Benevento, and as Godescalc
abandoned his own country and was surrendered before he reached the ship
destined to bring him to Constantinople, the king gave back his ancestral duchy
to Gisulf who had by now grown up and was faithfully devoted to him. But after
he had brought all difficulties in South Italy to an end the pope himself
overtook him on his way back in his camp at Terni, reminding him of his promise.
The Catholic king received the pope with all customary marks of reverence, and
gave him the desired charter concerning the restoration of the four towns.
After this several nobles escorted the pope on his return journey, and handed
over to him the keys of the surrendered towns, and the parts of the patrimony
which had been conquered were also restored to him. In exchange for this the
pope concluded an armistice with the king for twenty years in the name of the ducatus Romae. In this way the king
meant to eliminate one enemy, in order to concentrate all his forces against
the other part of the Roman dominion. After having appointed his nephew
Agripand duke of Spoleto, he crossed the Apennines and sent his army against
Ravenna at the beginning of the following year (743). The exarch and the
archbishop of Ravenna in their desperation begged for the pope’s intervention,
and the latter actually came to meet the king at Pavia, by way of Ravenna. The
king condescended to conclude an armistice, occupying the castles of Caesena
and part of the territory of Ravenna meanwhile as a pledge, until the embassy
he sent to Constantinople should have concluded a definite peace. We do not
know Liutprand’s real motives for giving up the attack; but it seems possible
that changes of foreign politics, especially with the Franks, as well as
sympathy with the Romans within the Lombard realm, nourished by the bishops,
joined with personal motives to cause his compliance. Though he had not
attained his aim when he died at the beginning of the year 744, he had brought
the Lombard State's power to a height which it had never before attained.
Ratchis. Aistulf . 749-753
Liutprand’s former co-regent Hildeprand followed him
on the throne, but was not acknowledged everywhere. Transamund returned to
Spoleto. Ratchis of Friuli was proclaimed king and Hildeprand dethroned after
eight months' monarchy. The imperialists greeted the elevation of Ratchis with
joy, and the new king actually concluded peace with Rome for twenty years. In
Spoleto he asserted his authority, and Transamund was replaced by, a new duke,
Lupus. We may judge by the severity of his orders concerning passports, and by
his rules against riot that Ratchis was prepared to meet dangers from within
and without, and so he tried to increase his party by ample distributions of
land to the Church, and to the Romans, the countrymen of his wife Tassia. He
evidently strove to lessen the disparity between Romans and Lombards.
Nevertheless he saw himself compelled to invade the imperial Pentapolis and
besiege Perusia. But when he desisted from this blockade upon the pope's
personal intervention, the Lombards gave vent to their indignation over their
king's romanizing policy. The nobles raised Aistulf, the king's brave and
fierce brother, upon the buckler at Milan (June 749); Ratchis was forced to
abdicate, went to St Peter's on pilgrimage, was accepted as a monk by the pope,
and retired to Monte Cassino.
Aistulf immediately took up again with the greatest
energy Liutprand's conquering policy. The donations which Ratchis had made
before Aistulf’s elevation were annulled, intercourse with Romans was
forbidden, commerce with a foreign country keenly watched, the frontier well
guarded, and military duty regulated on the basis of the new social structure.
The important towns of Comacchio and Ferrara were occupied and the Lombard king
gave forth a charter as early as 7 July 751 in the palace of Ravenna, which the
last exarch, Eutychius, was said to have surrendered. The north of Italy was
now entirely in the hands of the Lombards, except the district of the Lagoons
and the towns of Istria. Aistulf turned to central Italy, where Duke Lupus had
died, and took into his own hands the government of Spoleto, the key-city of
Rome. His next assault was of course directed to Rome. He stood before the
walls of Rome in June 752 and received a papal embassy; it is alleged that he
promised peace for forty years but broke the armistice after four months. His
conditions were very hard: tribute paid by the inhabitants of the ducatus Romae and acknowledgment of his
sovereignty. He ordered the abbots of Monte Cassino and St Vincenzo, who had
appeared as the pope's envoys before him, to follow his commands as Lombard
subjects, and return to their monasteries without entering Rome. The Emperor's
embassy, which was conducted to Ravenna by the pope's brother, only so far
succeeded that Aistulf sent an envoy to Constantinople with proposals that
seemed unacceptable, at least to the pope. But the two envoys returned to Italy
without having effected their object, while the Lombards had taken the castle
of Ceccano, which belonged to the Church. Now Pope Stephen obtained a safe
conduct and at the Emperor's command marched himself to Aistulf’s court at
Pavia (autumn 753). The king sent to meet him with orders not to venture a word
about restoring the conquered territory. But the pope was not to be deterred,
and fervently entreated the king to fulfill the conditions contained in a
letter which an imperial envoy had brought. But it was in vain. Then the
Frankish ambassadors, who had accompanied the pope, intervened and required
Aistulf to let the pope go to Gaul. When the pope, at his next audience,
declared that it was actually his intention to cross the Alps, Aistulf, it is
said, roared with rage like a wild beast. But after vain endeavors to change
the pope's resolution, he was obliged to dismiss him, not daring to detain him
by force and expose himself to immediate conflict with the Franks. The pope
left Pavia on 5 November. The new Frankish king Pepin was clearly resolved upon
interfering in Italy, and Aistulf saw himself face to face with a new situation
immediately before reaching the aim he had longed for so fervently.
The Frankish Intervention . 753-756
But all links had not yet been broken off. Pepin sent
embassies over the Alps three times in order to induce Aistulf to yield, but in
vain. The public feeling among the Frankish nobles was by no means favorable to
war, and Aistulf, wishing to profit thereby, sent to Gaul Pepin’s brother and
former co-regent Carloman, who was now monk in Monte Cassino. While the
Frankish army was already advancing, the pope once more sent a letter full of
entreaties to Aistulf, and Pepin offered 12,000 solidi as recompense for the disputed territories; Aistulf refused
with threats and brought the whole of his forces, and the military material he
had stored up for his enterprise against Rome, to Susa at the foot of Mont
Cenis, awaiting the Franks' attack. He was too impatient however to hold out
behind the fortified clusae, and attacked the Frankish vanguard by
surprise; but not being able to deploy his superior forces in the narrow vale,
he was thrown back and was himself very nearly killed; then he concentrated the
rest of his army in the fortified city of Pavia, where the main army of the
Franks appeared after a few days. But as the Franks shrank from a long siege
and the Frankish nobles, who had kept up friendly relations with the Lombards
dating perhaps from the time of Charles Martel, tried to mediate, peace was
made, Aistulf confirmed the treaty by oath, promising to surrender those
territories of Italy he had occupied illegally and to acknowledge formally the
Frankish king's sovereignty. He sent forty hostages and made lavish presents to
the king and the nobles as recompense for the expenses of war (autumn 754). The
pope returned to Rome, accompanied by the Frankish ambassador Fulrad, and Pepin
retired over the Alps. But Aistulf did not think of keeping his oath. Of all
the towns he only surrendered Narni, and seeing that Pepin did not interfere
again, he resolved to put an end to the quarrel by a master stroke. On 1 Jan.
756 a Lombard army again encamped before Rome on the right bank of the Tiber,
Aistulf rapidly approached from Spoleto, and the Beneventans from the south.
With terrible threats, he required the pope's surrender while his bands
plundered the Campagna. Pepin’s envoy, the abbot Warnehar, fought against the
Lombards in full harness and then informed his prince of what he had seen. But
Rome's strong walls saved her again; Aistulf gave up the siege after five
months and returned to Pavia (5 April) to await a new attack from Pepin when
winter was over and the melting snow rendered the passage possible.
The Lombards were once more dispersed by the Franks
near the clusae of Mont Cenis, and Aistulf again took refuge behind the
walls of Pavia. Shut up in this fortress, he again entreated forgiveness and
peace of Pepin by the nobles' intervention. The latter granted the rebel life
and realm, which he had forfeited. Following the Frankish verdict to which he
had appealed, he was obliged to pay as indemnity a third of the great royal
hoard and costlier presents than two years before to guarantee his further
submission, and engage himself to pay a yearly tribute of 12,000 solidi, as the Lombards had once done in
the time of Agilulf. He actually now yielded up the towns whose surrender had
been stipulated two years earlier and Comacchio besides, and so the same
boundaries were re-established which had parted the two territories before
Aistulf’s accession to the throne. Liutprand’s conquests however remained to
the Lombard dominion, so that to the great disappointment of pope and emperor
the status of the peace made in 680 was not restored. Nevertheless this was the
greatest humiliation the Lombard realm had ever suffered for more than a
century and a half, since that first league between the Byzantine Emperor and
the Franks had been broken. Aistulf’s eager policy of attack was crossed by a new
factor which had not entered into his predecessor's calculations. The proud
king did not long survive his fall. He died in consequence of an accident while
hunting (December 756).
After Aistulf’s death a grave crisis broke out in the
Lombard State. The monk Ratchis left Monte Cassino and was acknowledged as
ruler, “servant of Christ and prince of the Lombard people”, especially in the
north of the Apennines. But Spoleto as well as Benevento detached itself from
the kingdom and set up Alboin as duke of Spoleto, who swore an oath of
allegiance to the pope and the Frankish king. The duke Desiderius was raised
upon the buckler in Tuscany, and as he engaged himself by document and by oath
to surrender the towns belonging to the Empire, and to live in peace and
friendship with the pope and the Frankish king, the Frankish plenipotentiary in
Rome supported him with great energy and the pope prepared the Roman army for
his defense. Ratchis then abdicated for the second time. On the pope's demand,
Desiderius actually ceded Faenza and Ferrara, but as soon as he felt himself
sure on the throne, he entered Spoleto by force without consideration of the
pope’s wishes, made Duke Alboin prisoner as a rebel, drove away the duke
Liutprand of Benevento, who was obliged to take refuge behind the walls of
Otranto, and set up Arichis as duke in his place, and gave him his daughter
Adelperga to wife. He made a proposal of co-operation against the pope and the
duke of Benevento to an imperial embassy which passed by: at the same time he
tried to render the pope's connection with his former allies as difficult as
possible, appeared at St Peter's grave in Rome, pretending friendly intentions,
and forced the pope to write a letter to Pepin, interceding for the surrender
of the Lombard hostages. To be sure the pope recalled this letter by means of
the very messenger who brought it, but still Desiderius succeeded in averting a
new Frankish intervention, greatly desired by the pope, by making certain
concessions, especially in relation to the patrimonies. At his next visit to
Rome, Desiderius framed a compact on the Frankish embassies' advice about 763
on the basis of mutual acknowledgment of the status quo; and Desiderius
promised to come to the pope's aid with all his forces in case of an attack
from the Emperor. It was only after Pope Paul's death (767) that new
difficulties with Rome arose when a party, hostile to the late government, had
raised Constantine to the papal throne, and the defeated party's leader, the primicerius Christophorus, claimed the
Lombards' help. The defeated party entered Rome by force, led by Lombard troops
and the Lombard priest Waldipert, but the Lombard candidate Philip was not able
to maintain himself on the papal throne in place of Constantine; Stephen III was
elected and Waldipert himself slain by his former adherents (768). Shortly
after this failure Desiderius tried to procure the archbishopric of Ravenna for
Michael, one of his confidants (769); but Frankish commissioners dismissed him
at the pope's wish.
A new combination in foreign politics seemed to change
the present situation to the disadvantage of the pope and in favor of
Desiderius. Desiderius and Tassilo of Bavaria, both menaced by the Frankish
preponderance, had entered into friendly relations, and Tassilo had married
Liutperga, daughter of Desiderius. Pepin’s widow Bertrada conceived the plan of
securing peace by bringing one of her sons into relationship with the Lombard
royal family. Notwithstanding the pope's amazement, she crossed the Alps and asked
one of Desiderius' daughters in marriage for her son Charles. The betrothal
took place under the guarantee of the Frankish nobles and the marriage was
accomplished. Meanwhile Bertrada had endeavored to reassure the pope about her
transactions with Desiderius. The latter had evidently renewed his promise to
respect the territorial status quo and restore the patrimonies which were the
private property of the Roman Church. Of course the next consequence was the
fall of the anti-Lombard party prevailing in Rome. This was approved of by the
pope, who wanted to escape his minister's predominant influence. Desiderius
appeared before Rome with military forces, but under pretence of praying at the
Apostle's grave and arranging disputed questions. The pope came out to him and
received his promise by oath. But a papal chamberlain named Paulus Afiarta, the
leader of the Lombard party, raised up within the town a revolt against
Christophorus, whereupon the pope maintained that Christophorus and his party
conspired against his life. The accused offered resistance within the town, but
were betrayed by the Romans, abandoned by the pope, and cruelly killed by
Paulus Afiarta and his accomplices. Desiderius did not now want to hear
anything more about transactions with the pope. But the Frankish kings seem to
have taken offence at his way of acting. Carloman died in Dec. 771, but
Charles, who laid claim to the whole Frankish realm without considering
Carloman’s children, resolved to depart from the last year's policy. He repudiated
Desiderius’ daughter, well knowing that he made an enemy of the Lombard king by
this insult. Carloman’s widow Gerberga with her children and followers fled to
the Lombard king, who was ready to use them as weapons against Charles. The new
pope Hadrian was naturally on the side of Charles, and so the political combination
of the time before Bertrada’s intervention was re-established. Embassies
between the pope and Desiderius had no effect because the pope did not trust
the king's promises, and for fear of losing his hold upon the Frankish king
firmly refused to anoint as kings Carloman’s children at the wish of
Desiderius. Paulus Afiarta and his followers (the Lombard party) were removed
and punished, so that the Frankish influence again decided the papal policy.
End of the Lombard Kingdom . 759-772
Meanwhile Desiderius had again occupied Faenza,
Ferrara, Comacchio (spring 772), and threatened Ravenna on every side; then he
took Sinigaglia, Jesi, Urbino, Gubbio commanded his troops to attack Bieda and
Otricoli, in order to frighten the pope, and marched against Rome with
Carloman's children, after having vainly entreated the pope to come to him. The
latter made all preparations for defence and raised his forces in Rome, but
sent three bishops to the royal camp at Viterbo with a bull, threatening with
excommunication the king and all who dared to step upon Roman soil. Desiderius
actually broke up his camp and retired; but the answer he made to the Frankish
embassies, which appeared in Italy at the pope's wish, in order to become
acquainted with the state of things, shows clearly enough that he expected to
meet a decisive stroke. He had prepared himself for this moment during the
whole time of his reign, trying to ensure the dynasty by the nomination of his
son Adalgis as co-regent (759), and to restrain the independence of the dukes,
though still attaching them to his person. He had made costly presents to the
great monasteries, and endowed them with privileges, and had strengthened his
party by new donations of landed property. But nevertheless the Lombard kingdom
did not offer united resistance to the Franks. A number of emigrants had
already fled to the Franks even before the beginning of the war, and many
nobles now left Spoleto and went to Rome. Benevento did not take any part in
the war, and after the first failure not only the Spoletan contingents but also
a number of towns submitted to the pope voluntarily. Charles only found
resistance from the towns where the Lombard kings defended themselves. Treason
played a great part in the fall of the Lombard realm, a fact which can be
traced even in the sagas. After having refused Charles' last offer, to pay
17,000 solidi if he fulfilled the
pope's demand, Desiderius put his trust in the strong position near the clusae of Susa, which he had fortified.
Here, at the Porta d' Italia, he expected Charles, who marched over Mont Cenis,
while another corps took its way over the Great St Bernard. But, owing to this
circuit, no battle seems to have taken place. Desiderius was obliged to retire
to Pavia (Sept. 773) with the warriors who were still faithful to him, while
Adalgis sought refuge with Carloman’s children behind the fortified walls of
Verona, but fled from here also after a time and went into exile at Constantinople.
But except at Pavia and Verona Charles found no resistance whatever in the
Lombard realm. Verona with Carloman’s children surrendered even before
Christmas to a detached troop under Charles himself, whereas the siege of Pavia
was prolonged to the beginning of June 774, though famine and epidemics raged
within the town.
After the capitulation Charles brought Desiderius and
his wife to Gaul with the royal treasure, having received homage of the
Lombards who had gathered at Pavia, leaving there a Frankish garrison. This was
the end of the independent Lombard realm, and Charles dated his succession in
this realm from the fall of the royal town of Pavia.
To be sure, the duchy of Benevento in the south had
succeeded in keeping its independence throughout all these disasters, and the
prince Arichis, Desiderius’ son-in-law, considered himself the Lombard king's
successor; but, important as this fact has proved for Italian history, the
Lombard kingdom had always been rooted in the north. The occasion for its fall
was given by the renewal of that combination between the remnants of the res-publica,
now represented by the pope, and the Franks, who had developed into a
consolidated power; and the Lombard State had never been equal to these
combined forces. A deeper reason lay in the structure of the Lombard State,
which had not been able, even in the intervals of peace, to attain any organic
unity. The small number of the Lombard people in connection with their form of
settlement, conditioned as it was by the state of affairs in the Roman Empire,
had given too great importance from the first to the single local groups and
their dukes. Kingship, which had been re-established in the distress of those
times, exerted its uniting and centralizing power very slowly, and a perfect
union had never been accomplished. For the kingdom was founded on its royal
domain, and the latter on new conquests of land, with which the king's
followers had to be furnished. As was always the case in the medieval State in
which agriculture was practiced, the warriors who were rewarded in this way did
not permanently attach themselves to the king, and thus formed a continual
danger to the kingship. The king was continually forced to new conquests and
then obliged to give them up again voluntarily, so that even the mightiest
rulers made little lasting impression on the State, especially when the
possibilities of donations diminished as the Lombard element drew nearer to the
Roman. On the other hand, the assimilation with the inhabitants of Italy in
race and culture had been rapidly carried out just on account of the smallness
of the conquering tribe and the necessary adaptations resulting; and it was not
the cultural and racial difference, but rather a difference of organization,
resulting from the land's history and settlement, which separated the three
parts of Italy — the kingdom, the ecclesiastical State, and Benevento — through
more than a thousand years.
 |
|