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THIRD MILLENNIUM LIBRARY |
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Cambridge Medieval History GERMANY AND THE WESTERN EMPIRE PLANNED BY J. B. BURY
CHAPTER I.-LOUIS THE PIOUS. By RENE POUPARDIN. INTRODUCTION By J. P. WHITNEY
THE volume before this brought us to the death of Charlemagne, with whom
in many senses a new age began. He, like no one either before or after, summed
up the imperishable memories of Roman rule and the new force of the new races
which were soon to form states of their own. Although we are compelled to
divide history into periods, in the truest sense history never begins, just as
it never ends. The Frankish Kingdom, like the Carolingian Empire, is a testimony
of this truth. It cannot be rightly understood without a knowledge of the Roman
past, with its law, its unity, its civilization, and its religion. But neither
can it be understood without a knowledge of the new conceptions and the new
elements of a new society, which the barbarian invaders of the Roman West had
brought with them. It was upon the many-sided foundation of the Carolingian
Empire that the new world of Europe was now to grow up. Yet even in that new
world we are continually confronted with the massive relics and undying traces
of the old. The statesman and warrior Charles, the great English scholar
Alcuin, typify some parts of that great inheritance. But how much the Empire
owed to the personal force and character of Charlemagne himself was soon to be
seen under his weaker successors, even if their weakness has often been
exaggerated. Such is one side of the story with which this volume begins.
We of today, perhaps, are too much inclined to forget the molding force
of institutions, of kingship, of law, of traditions of learning, and of ideas
handed down from the past. When we see the work of Charlemagne seeming to
crumble away as his strong hand fell powerless in death, we are too apt to look
only at the lawlessness, the confusion, and the strife left behind. In face of
such a picture it is needful to seek out the great centers of unity, which were
still left, and around which the forms of politics and society were to
crystallize slowly. Imperial traditions, exemplified, for instance, in the legal
forms of diplomas, and finding expression as much in personal loyalty to rulers
of Carolingian descent as in political institutions, gave one such centre. The
Christian Church, with its civilizing force, had even a local centre in Rome,
to which St Boniface, the Apostle of Germany, had looked for guidance and
control. Other ancient cities, too, in which Roman civilization and
Christianity had remained, shaken but still strong, did much to keep up that
continuity with the past upon which the life of the future depended. But
beneath the general unity of its belief and its organization, the Church was
always in close touch with local life, and therefore had its local differences
between place and place. It had still much to do in the more settled
territories which were growing up into France, Germany and England. On the
borders of the Empire it had further fresh ground to break and new races to
mould. Even within the Empire it was before long to receive new invaders to
educate and train: Normans and Danes were to bear witness, before our period
ends, to the spirit and the strength in which it wrought. As is always the case
when two powers are attempting the same task in different ways and by different
means, there was inevitable rivalry and strife between Empire and Church as
they grew together within one common society. But such generalizations give,
after all, an imperfect picture. Beneath them the details of ecclesiastical
life, in Papacy, diocese, parish and monastery, are also part of the common
history, and have received the notice which they can therefore claim.
But if political history and ecclesiastical history present us with two
centers of unity in a tangled field, thought, literature, and art were no less
distinctly, though in other ways, guardians of unity and fosterers of future
life. They too brought down from the past seeds for the new world to tend. So
their story also, with its records of inheritance, plainer to read, especially
in its Byzantine influences, than those of politics or ecclesiastical matters,
is an essential part of our task. Politics, Religion, and Thought in all its
many-sided fields, summed up for the future Western world all the remnants of
the past which were most essential and fruitful for generations to come. They
were the three great forces that made for unity and, with unity, for
civilization.
Taking all this for granted, then, we pass to the separate history of
the individual countries just growing into states. For a time, they grow within
the common mould of the Empire, and Carolingian traditions bind them to the
past. Dimly to begin with, but with growing plainness, the realms of France,
Germany, Italy, Lorraine, and Burgundy are seen taking their later territorial
and constitutional shapes. England lay somewhat apart, insular, and therefore
separated from the Empire, but by this very insularity everywhere exposed to Northmen and Danes. Here, too, as on the continent,
statesman-like kings and far-sighted ecclesiastics worked together. The growth
of territorial unity is easiest of all to trace, for it can be made plain in
maps. But the growth of unity of thought and interests, of constitutions and
social forms, is harder to see and to express; it is easier to estimate the work of Egbert,
Edward the Elder, and Aethelstan than the more many-sided achievements of Alfred and Dunstan, or the more
pervasive influence of the great Northern school which gave us Bede and Alcuin.
But the peculiarity of England's position and history is most significant for
constitutional growths, and it is, therefore, in connection with English
affairs that the origins of Feudalism are best investigated and discussed.
Scientific history begins with the observation of resemblances and with
classification by likeness. Then it passes on to detect differences, and to
note their significance. Nowhere is there more need to remember these twin
methods than in the study of Feudalism, where the Cambridge scholar Maitland
was our daring and yet cautious guide. Processes and details which we notice in
English history have their parallels elsewhere. If the centuries we traverse
here have a large common inheritance, they also have at the same time, in spite
of differences in place and character, something of a common history. What is
said, therefore, as to the origins of English Feudalism also applies, with due
allowance for great local differences, to Germany, France, and Italy; even
indeed to Spain, although there the presence and the conquests of the Muslims
impressed a peculiar stamp upon its institutions.
The period with which we have to deal is more than most periods what is
sometimes called transitional; but this only means that it is more difficult
than other periods to treat by itself. History is always changing and
transitional, but keeps its own continuity even when we find it hard to
discern. Breaches of continuity are rare, although in this period we have two
of them: one, the establishment of the Moors in Spain, and the other, more
widely diffused and less restricted locally, the inroads of the Northmen ending in the establishment of the Normans, whose
conquest of England, as the beginning of a new era, is kept for a later volume.
In many other periods some histories of states or institutions cease to be
significant or else come to an end. Of this particular age we can say that it
is specially and peculiarly one of beginnings, one in which older institutions
and older forms of thought are gradually passing into later stages, which
sometimes seem to be altogether new. The true significance, therefore, of the
age can only be seen when we look ahead, and bear in mind the outlines of what
in coming volumes must be traced in detail. This is especially true of the
Feudalism which was everywhere gradually growing up, and, therefore, to
understand its growth it is well to look ahead and picture for ourselves the
system which forms the background for later history, although even here it is
in process of growth and its economic and military causes are at work.
The dissolution of the Carolingian Empire ends its first stage with the
Treaty of Verdun, following the Oath of Strasbourg. The oath is in itself a
monument of the division between Romance and Teutonic languages, a linguistic
difference which soon joined itself to other differences of race and
circumstance. At Verdun Louis the German took most of the imperial lands in
which a Teutonic tongue was spoken: Charles took mainly lands in which Romance
prevailed. This difference was to grow, to become more acute and to pass into
rivalry as years went by, and the rivalry was to make the old Austrasia into a
debatable land; so that, for the later France and Germany, the year 843 may be
taken as a convenient beginning in historic record of their separate national
lives. Henceforth we have to follow separate histories, although the process of
definite separation is gradual and slow.
At Tribur in 887 rebels deposed Charles the
Fat, and next year the Eastern Kingdom proclaimed Arnulf; when his son Louis
the Child died in 911, election and recognition by Frankish, Saxon, Alemannian (or Swabian), and Bavarian leaders made Conrad
the first of German kings. In this process, unity, expressed by kingship, and
disunion, expressed by the great tribal duchies which shared in later
elections, were combined. And through many reigns, certainly throughout our
period, the existence of these tribal duchies is the pivot upon which German
history turns. To the king his subjects looked for defence against outside
enemies: the Empire had accepted this task, and Charlemagne had well achieved
it. But his weaker successors had neglected it, and as they made default, local
rulers, and in Germany, the tribal dukes, above all, took the vacant place. But
the appearance on all hands of local rulers, which is so often taken as a mere
sign of disunion, as a mere process of decay, is, beneath this superficial
appearance, a sign of local life, a drawing together of scattered elements of
strength, under the pressure of local needs, and, above all, for local defence.
If on a wider field of disorder the appearance of great kings and emperors
made for strength and happiness, precisely the same was afterwards the case in
the smaller fields. Here too the emergence of local dynasties also made for
strength and happiness. Local rulers, then, to begin with, accepted the
leadership in common local life. And they did so somewhat in the spirit with
which Gregory the Great, deserted by Imperial rulers, had in his day boldly
taken upon himself the care and defence of Rome against barbarians. So for
Germany, as for France, the national history is concerned as much with the
story of the smaller dynasties as with that of the central government.
But a distinction is to be noted between the course of this mingled
central and local history in Germany and France. In France the growth of local
order was older than it was in Germany; towns with Roman traditions were more
abundant and life generally was more settled. In Germany a greater burden was,
therefore, thrown upon the kings and, as was so generally the case with men in
those days, they rose to their responsibilities. Accordingly the kingship grew
in strength, and Otto the First was so firmly seated at home as to be able to
intervene with success abroad. His Marches, as later history was to show,
served adequately their purpose of defence, and German suzerainty over the
neighboring lands became more real. The basis of his power was Saxony, less
feudalized than the other duchies and peopled mainly by freemen well able to
fight for their ruler. Otto understood, moreover, how necessary for strength
and order was close fellowship in work between State and Church. Throughout his
land the Bishops, alike by duty and tradition, were apostles of civilization,
and, on the outskirts of the kingdom above all, the spread of Christianity
meant the growth of German influence, much as it had done under Charlemagne
himself. To the Bishops, already overburdened with their spiritual charge, were
now entrusted administrative duties. In England individual Bishops were
counselors of the king: in France Bishops, although later to be controlled by
neighboring nobles, had been a more coherent body than elsewhere, and the
legislative authority of synods had been so great that the Episcopate had even
striven to become the leading power in the realm. But it was characteristic of
Germany to make the Bishops, with large territories and richly endowed, a part,
and a great part, of the administration in its local control, working for the
Crown and trusted by it, but with the independent power of Counts or even more:
thus there grew up in Germany the great Prince-Bishoprics, as marked a feature
of the political life as the tribal Duchies but destined to endure still
longer. And furthermore, because of this close alliance between German Crown
and German Episcopate, the later struggle between Church and King, which arose
out of forces already at work, was to shake with deeper movement the edifice of
royal power. Because of this special feature of German polity, the eleventh
century strife between Pope and German King meant more for Germany than it did
for other lands. And this was something quite apart from the revival of the
Western Roman Empire.
Otto's political revival, with its lasting influence on history, was in
the first place a bringing to life again of the Carolingian Empire. Like the
earlier Empire it arose out of the needs of the Church at Rome: Otto the Great,
like Charlemagne and his forerunners, had come into Italy, and Rome with the
Papacy was the centre, indeed the storm-point, of Italian politics and strife.
But Otto, unlike Charlemagne, was more a protector than a ruler of the Church,
and here too, as on the political side of the Empire, he set out from a
distinctively German rather than from a general standpoint. His first care was
rather with the German Church, needed as an ally for his internal government,
than with the Papacy representing a general conception of wide importance. The
new series of Emperors are concerned with the Papacy more as it affected
Germany and Italy than under its aspect of a world-wide power built on a
compact theory. The future history of the Empire in its relations to the Papacy
turns, then, mainly upon the fortunes of the Church first in Germany and then
in Italy: conflict arises, when it does arise, out of actual working conditions
and not out of large conceptions and controversies. This is certainly true of
our present period and of the Imperial system under Otto. Upon the Papal side
things were very different. From it large statements and claims came forth:
Nicholas I presented to the world a compact and far-reaching doctrine which
only needed to be brought into action in later days; although, as a matter of
fact, even with the Papacy, actual jurisdiction preceded theory. Ecclesiastics
were naturally, more than laymen, concerned with principles (embodied in the
Canon Law), of which they were the special guardians, and they remained so
until Roman Law regained in later centuries its old preeminence as a great
system based on thought and embodied in practice. Its triumph was to be under
Frederick Barbarossa and not under Otto the Great, although its study,
quickened through practical difficulties, began both in France and Lombardy
during the eleventh century. To begin with, churchmen led in the realm of
thought, and, when clash and controversy came, were first in the field. Laymen,
from kings to officials, were, on the other hand, slowly forging, under
pressure of actual need, a system that was strong, coherent, and destined to
grow because it was framed in practice more than in thought. But for the moment
we are concerned with the Empire and not with the Feudal system, to which we
shall return.
The exact extent of St Augustine's influence upon medieval thought has
been much discussed: to write of it here would be to anticipate what must be
said later on. But it came to reinforce, if not to suggest, the medieval view
of society, already held, though not expressed in the detail of Aquinas or
Dante. Life has fewer contradictions than has thought, and in the work of daily
life men reconcile oppositions which, if merely thought over, might seem
insuperable. To the man of practice in those days, as to the student of St
Augustine's City of God, Christian society was one great whole, within which
there were many needs, many ends to reach, and many varied things to do. But
the society itself was one, and Pope or Monarch, churchman or layman, had to
meet its needs and do its work as best he could. This was something quite
unlike the modern theories of Church and State, and it is only by remembering
this medieval conception, which the late Dr Figgis so well expounded to us, that the course of
medieval history can be rightly understood. Under such a conception, with a
scheme arrived at by life rather than by thought, Pope or Bishop, Abbot or Priest,
did secular things with no thought of passing into an alien domain. Emperor or
King, Count or Sheriff, did not hesitate to undertake, apart, of course, from
sanctuary or worship, what would seem to us specially the churchman’s task.
Here there were possibilities of concord and fellowship in work, which the
great rulers of our period, whether clerical or lay, tried to realize. But
there were also possibilities of strife, to be all the sharper because it was a
conflict within one society and not a clash of two.
Only the preparation for this conflict, however, falls within our scope.
But this preparation is so often slurred over that its proper presentation is
essential. The medieval king, like Stuart sovereigns in England, was faced by a
tremendous and expensive task, and had scanty means for meeting it. The royal
demesne was constantly impoverished by frequent grants: to keep up order as
demanded by local needs, and to provide defence as demanded by the realm at
large, called not only for administrative care but also for money which was not
forthcoming. It was easy to use the machinery of the Church to help towards
order: it was easy to raise something of an income and to provide for defence
by laying a hand upon church revenues and by making ecclesiastical vassals
furnish soldiers. Most of all, horse-soldiers were needed, although to be used
with economy and care, like the artillery of later days: their utility had been
learnt from the ravages of the Danes, able to cover quickly large areas because
of the horses they seized and used. Kings were quick to learn the lesson;
knight-service grew up, and is recorded first for ecclesiastical lands in
England.
It is therefore first in the estates of the Church that the elements of
feudalism are noted in the double union of jurisdiction and knight-service with
ownership of lands. Thus, beginning with the equally urgent needs of the crown
and of localities, the elements of the Feudal system appeared and gradually
grew until they became the coherent whole of later days. But its practical
formation preceded its expression in theory. Its formation brought many
hardships and opened the way to many abuses. An individual often finds his
greatest temptations linked closely to his special capabilities and powers, and
in the same way, out of this attempt to give the world order and peace, made by
able rulers who were also men of devoted piety, sprang the abuses which called
forth the general movement of the eleventh century for church reform. This was
partly due to a revival within the Church itself, a reform both in diocesan and
monastic life, beginning in Lorraine and Burgundy, and seen significantly in
the rapid Western growth of Canon Law. But it was complicated and conditioned
by politics, especially by those of Italy and Germany, imperfectly linked
together by the Empire. Its history in the earlier stages is indicated in this
volume, but must be discussed more fully along with the church policy of the
great Emperor Henry III. Because its history under him is so closely joined to
that of the wider period, reaching from the Synod of Sutri to the Concordat of Worms, it is left over for a later volume, although the
purely political side of his reign is treated here.
To the German kingship, ruling the great German duchies, inevitably
entangled in Italian affairs and in touch with warlike neighbors as yet heathen
and uncivilized, fell the traditions of the Empire, so far as territorial sway
and protectorship of the
Papacy was involved. But to the growing kingdom of France there came naturally
the guardianship of Carolingian civilization. Mayence, Salzburg, Ratisbon, and
Cologne to begin with, Hamburg and Bamberg at a later date, might be the great
missionary sees of the West, but Rheims and the kingdom to which it belonged,
together with the debatable and Austrasian land of Lorraine, inherited more distinctly the traditions of thought and
learning. Paris, the cradle of later France, had a preeminence in France
greater than had any city in its Eastern neighbor land.
So France with its older and more settled life from Roman and Merovingian days
had, although with some drawbacks, a unity and coherence almost unique, just as
it had a history more continuous. Yet even so it had its great fiefs, with
their peculiarities of temperament and race, so that much of French history
lies in their gradual incorporation in the kingdom of which Paris was the
birthplace and the capital. And at Paris the varied story of Scholasticism,
that is, of medieval thought, may be said to begin.
Thus the lines upon which later histories were to run were already being
laid for France, Germany, and England, and for Italy something the same may be
said. There to the mixture of races and rule, already great, was added now the
Norman element, to be at first a further cause of discord, and then, as in
France and England, a centre of stability and strength. The grasp of the
Byzantine Emperors on Italy was becoming nominal and weak: the Lombards, with
scanty aspirations after unity, were by this time settled. In Sicily, and for a
time in the South, Saracens had made a home for themselves, and, as in Spain,
were causing locally the terror which, in a form vaster and more undefined, was
to form, later on, a dark background for the history of Europe as a whole.
Rome, for all the West outside Italy a place of reverence and the seat of Papal
jurisdiction, sinking lower but never powerless, was itself the playground of
city factions and lawless nobles reveling in old traditions of civic pride. But
above all the distinction between Northern and Southern Italy was becoming more
pronounced. In the North, still subject to the Emperor, growing feudalism ran,
although with local variations, a normal but short-lived course. The South, on
the other hand, had drawn off into a separate system of small principalities,
where inchoate feudalism was to be suddenly developed and made singularly
durable by the Normans. But in the North and, as yet, in the South thickly
strewn cities were the ruling factor in political life and social progress. For
Italy, as for the other great lands, the period was one of beginnings, of
formations as yet incomplete. Events on the surface were making national unity
hopeless: forces beneath the surface were slowly producing the civic
independence which was to be the special glory of later medieval Italy.
The fortunes of the Papacy in these centuries were strangely variable.
It is a vast descent from Nicholas I (858-867), who could speak as if “lord of
all the earth”, to Formosus (891-896), dug up from
his grave, sentenced by a synod, and flung into the Tiber. But the repeated
recoveries of the Papacy would be hard to explain if we did not recall its
advantages in the traditions of administration, and in the handling of large
affairs in a temper mellowed by experience. Roman synods, as a rule, acted with
discretion, and long traditions, both administrative and diplomatic, enhanced
the influence of the Western Apostolic See; Gregory VII could rightly speak of
the gravitas Romana. The Empire of Charlemagne opened up new
channels for its power, and the weakness of his successors gave it much
opportunity.
On the side of learning, as on that of Imperial rule, Rome had, however,
ceased to be the capital. Not even the singular learning of Gerbert,
furthered by his experiences in many lands, could do more for Rome than create
a memory for future guidance. Before Gerbert’s accession, however, the Papacy had undergone one almost prophetic change, which
looked forward to Leo IX, while recalling Nicholas I. For a time under Gregory V
(996-999), cousin and chaplain to the Emperor, the first German Pope, it had
ceased to be purely Roman, in interests as in ruler. It took up once again its
old missionary enterprise and care for distant lands. St Adalbert of Prague,
who both as missionary and bishop typified the unrest of his day, wavering
between adventurous activity and monastic meditation, had come to Rome and was
spending some time in a monastery. He was a Bohemian by birth and had become
the second bishop of Prague (983): besides working there he had taken part in
the conversion of Hungary, and is said to have baptized its great king St
Stephen. Commands from the Pope and Willigis of Mayence sent him back to his see, but renewed wanderings brought him a
martyr's death in Prussia. He had also visited Poland and there, at Gnesen, he was buried. Such a
career reminds us of St Boniface, but there is a distinction between the two to
be noted. Boniface had always worked with the Frankish rulers, and had depended
greatly upon their help. Adalbert, on the other hand, looked far more to Rome.
Pope, German rulers, and even German bishops like Pilgrim of Passau, had
independent or even contradictory plans of large organization. In Bohemia,
Hungary, and Poland, the tenth century saw the beginning of national churches,
looking to the Papacy rather than to German kings. Thus were brought about
later complications in politics, Imperial and national, which were to be
important both for general history and for the growth of Papal power. But
although Gregory was thus able to leave his mark on distant lands, and to
legislate for the churches of Germany and France, he could not maintain himself
in Rome itself: he was driven from the city (996), faced by an anti-Pope John
XVI (who has caused confusion in the Papal lists), and was only restored by the
Emperor for one short year of life and rule before Gerbert succeeded him. The Strength of the Papacy lay in its great traditions and its
distant control: its weakness came from factions at Rome.
Gerbert, born in Auvergne, a monk at Aurillac,
a scholar in Spain, at Rheims added philosophy to his great skill in
mathematics. As Abbot of Bobbio he had unhappy
experiences. For a time, through the favor of Hugh Capet, he held the
Archbishopric of Rheims, where he learnt the strong local feeling of the French
episcopate, in which his great predecessor Hincmar had shared. Otto the Great
admired his abilities: Otto II sent him to Bobbio:
Otto III, his devoted pupil, made him Archbishop of Ravenna (998) and, a year
later, Pope. Molded in many lands, illustrating uniquely the unity of Western
Christendom, the foremost thinker of the day, yet on the Papacy he left no mark
answering to his great personality.
Not even insignificant Popes and civic strife lessened Papal power as
might have been supposed. Benedict VIII (1012-1024) came to the throne after a
struggle with the Crescentii: his father, Count
Gregory, of the Tusculan family, had been praefectus navalis under Otto III, and
had done much for the fortification of the city against the Saracens who had
once so greatly harassed John VIII (872-882). Benedict himself was dependent
upon the Emperor for help against Byzantines, Saracens and factions in Rome
itself. He could not be called a Pope of spiritual influence, but he was an
astute politician, and under him Papacy not only exercised without question its
official power but also moved a little in the direction of church reform. As a
ruler with activity and energy in days of darkness and degradation, he regained
for the Papacy something of the old international position.
This administrative tradition in papal Rome is often hidden beneath the
personal energy of the greater Popes and the growing strength gradually gained
by the conception of the Papacy as a whole. Already we can see the effect of
the union with the Empire; and of the entanglement with political, and
especially with Imperial, interests, upon which so much of later history was to
turn. Already we can see the growing influence of Canon Law, beginning, it must
be remembered, in outlying fields, and then slowly centering in Rome itself. The letters of Hincmar, for instance, show great knowledge of
the older law, a constant reference to it and a grasp of its principles. The
rapid spread of the False Decretals, in themselves an expression of existing
tendencies rather than an impulse producing them, show us the system in process
of growth. Their rapid circulation would have been impossible had they not
fitted in with the needs and aspirations of the age. They embodied the idea of
the Church's independence, and indeed of its moral sovereignty, two conceptions
which, when the ecclesiastical and civil powers worked in alliance, helped to
mould the Christian West into a coherent society, firmly settled in its older
seats and also conquering newer lands. But when in a later day the two powers
came to clash, the same conceptions made the strife more acute and carried it
from the sphere of action into the region of political literature.
One significant feature of this age of preparation demands special
notice. St Boniface, when he laid the foundation of Church organization in the
Teutonic lands, had built up a coherent and united Episcopate. Joined to older elements
of ecclesiastical life, it became, under the weaker Carolingians, strong enough
to attempt control of the crown itself. Before the Papacy could establish its
own dominion, it had to subjugate the Bishops: before it could reform the
Church and mould the world after its own conceptions, it had further to reform
an Episcopate, which, if still powerful, had grown corrupt. Constantine had
sought the alliance of the Church for the welfare of the Empire because it was
strong and united, and both its strength and unity were based upon the
Episcopate. The Teutonic Emperors did the same for the same reasons, and now
this Episcopate had to reconcile for itself conflicting relations with Empire
and Papacy. And in establishing its complete control of the Bishops the Papacy
touched and shook not only the kingly power but the lower and more local parts
of a complicated political system.
Those results, however, belong to a later volume. For the present we are
in the period of formation, watching processes mostly beneath the surface and
sometimes tending towards, if not actually in, opposition among themselves.
Thus, the Imperial protection of the Church, working superficially for its
strength, tended, as a secondary result, to weaken and secularize it, and
therefore in the end, to produce a reaction. And, when it came, that reaction
was caused as much by the inner history of the leading nations as by the
central power of Rome and the Papacy itself. It was one side of the complicated
processes which, in the period dealt with here, molded the Age of Feudalism.
It is well to recall the words of Maitland about Feudalism. "If we
use the term in this wide sense, then (the barbarian conquests being given us
as an unalterable fact) feudalism means civilization, the separation of
employments, the division of labor, the possibility of national defence, the
possibility of art, science, literature and learned leisure; the cathedral, the
scriptorium, the library, are as truly the work of feudalism as is the baronial
castle. When therefore, we speak, as we shall have to speak, of forces which
make for the subjection of peasantry to seignorial justice and which substitute the manor with its villeins for the free village, we shall—so at least it seems to us—be speaking not of
abnormal forces, not of retrogression, not of disease, but in the main of
normal and healthy growth. Far from us indeed is the cheerful optimism which
refuses to see that the process of civilization is often a cruel process; but
the England of the eleventh century is nearer to the England of the nineteenth
than is the England of the seventh, nearer by just four hundred years."
And again he says: "Now, no doubt, from one point of view, namely that of
universal history, we do see confusion and retrogression. Ideal possessions
which have been won for mankind by the thought of Roman lawyers are lost for a
long while and must be recovered painfully." And "it must be admitted
that somehow or another a retrogression takes place, that the best legal ideas
of the ninth and tenth centuries are not so good, so modern, as those of the
third and fourth." Historians, he points out, often begin at the wrong end
and start with the earlier centuries, and yet “if they began with the eleventh
century and thence turned to the earlier time, they might come to another
opinion, to the opinion that in the beginning all was very vague, and that such
clearness and precision as legal thought has attained in the days of the Norman
Conquest has been very gradually attained and is chiefly due to the influence
which the old heathen world working through the Roman church has exercised upon
the new. The process that is started when barbarism is brought into contact
with civilization is not simple”.
Here the great historian is
speaking mainly of legal ideas and legal history which he taught us to
understand. In a wider than a legal sense, it is the same process which this
volume tries to trace and sketch. The steps and details of the process are to
be read in the chapter on Feudalism and in the chapters on England. But once
again it is here the preparatory stages with which we deal: the full process in
English history, for instance, belongs to a later volume where William the
Conqueror and his Domesday Book give us firmer ground for a new starting-point. But if it is more
difficult, it is as essential, to study the stages of the more elusive
preparation. It is the meeting-ground of old and new: the history in which the
new, with toil and effort, with discipline and suffering, grows stronger and
richer as it masters the old and is mastered by it.
In these centuries, even more than in others, it is chiefly of kings, of
battles and great events, or of purely technical things like legal grants or
taxes, of which alone we can speak, because it is of them we are mostly told.
We know but little of the general life of the multitude on its social and
economic side. For that we must argue back from later conditions, checked by
the scanty facts we have. Large local variations were more acute: economic
differences between the great trading cities of the Rhineland and the
neighboring agricultural lands around Mayence, or again the differences between
the east and west of the German realm, had greater political significance than
they would have today. Contrasts always quicken the flow of commerce and the
tide of thought: travel brought with it greater awakening then than now. Hence
thought moved most quickly along the lines of trade, which were, for the most
part, those of Roman rather than of later medieval days. We know something of
the depopulation due to wars, and of the misery due to unchecked local tyranny,
which drove men to welcome any fixity of rule and to respect any precedent even
if severe and rough. The same causes made it easier for moral and religious laws
to hold a stricter sway, even if they were often disregarded by passion or
caprice. Under the working of all these forces a more settled life was slowly
growing up, although with many drawbacks and frequent retrogressions.
Under such conditions men were little ready to question anything that
made for fixity and peace. The reign of law, the control of principles, were
welcome, because they gave relief from the tumultuous barbarism and violence
that reigned around. The past had its legend of peace: therefore men turned to
memories of Roman law and of a rule supposed to be stable: thus, too, we may
explain the eager study of old ecclesiastical legislation and the ready
acceptance of Papal jurisdiction, even when it was in conflict with local
freedom. The future, on the other hand, seemed full of dread, so men preferred
precedent to revolution. In a world abounding in contrasts and fearful of
surprise, strong men trained in a hard school were able to shape their own path
and to lead others with them. So dynasties, like precedents, had peculiar
value. And moreover from simple fear and pressing need, men were driven closer
together into towns and little villages capable of some defence. In England
some towns appear first, and others grow larger, under the influence of the
Danes: in France it is the time of the villes neuves; Italy
was thickly sown with castelli, around which
houses clustered; in Germany, Nuremberg and Weissenburg, Rothenburg on the Taube with other towns are mentioned for the first time now: it was a
period of civic growth in its beginnings. Socially too men were drawn into
associations with common interests and fellowship of various kinds, beginning
another great chapter of economic history. Thus in these centuries men were
beginning to realize, first in tendency and afterwards in process, the power
and attraction of the corporate life. This was to be, in later centuries, one
great feature of medieval society. The old tie of kinship, with its resulting
blood-feuds, was already weakening under the two solvents of Christianity and
of more settled local seats. The attempt to combine in one society conflicting
personal laws, Roman or barbarian at the choice of individuals (expressed, for
instance, in the Constitutio Romana of Lothar in 824) was
causing chaos. Hence, in our centuries, society was seeking for a more stable
foundation, and out of disorder comparative order arose. Dynasties, precedents,
traditions, and fellowships for protection and mutual help had already begun
to shape the medieval world as we shall see it later in active work.
This general view gives significance to the constitutional and
ecclesiastical side of the history, but it gives it perhaps even more to the
history of education, of learning and of art. The new races brought new strength,
and were to make great histories of their own. But we see in our period how
nearly all that brought high interests and ideals, nearly all that made for
beauty and for richness of life, came from the old, although it was grasped
with new strength and slowly worked out into a many-sided life beneath the
pressure of new conditions. We have moved in a time of preparation, guided by
the past but nevertheless working out a great and orderly life of its own.
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