THE MACEDONIAN DYNASTY FROM 867 TO 976 A.D.
By
ALBERT VOGT
THE race of Leo the Isaurian, which
in no inglorious fashion had filled the whole of the eighth and ninth centuries
with its iconoclastic struggles, social reforms, and palace intrigues,
nominally died out in 867 in the person of a debauched and incapable young
Emperor, Michael III, known as the Drunkard. The man who in consequence
ascended the throne by means of a crime, and founded the Macedonian dynasty,
was Basil I. To study the personal character and home policy of the sovereigns
directly or indirectly descended from him down to 1057, is, in effect, to
depict the leading aspects of the period, save for the ever-present struggle
for existence against external foes.
BASIL I (867-886).
The founder of the Macedonian
dynasty was born about 812 in the neighbourhood of
Hadrianople, of a humble Macedonian family engaged in agriculture and probably
of Armenian extraction. As always happens in such cases, no sooner had Basil
ascended the throne than the genealogists provided him with illustrious
ancestors. His obscure family history was made the subject of legendary
embellishments, as were his infancy and early years. The Arsacides, Philip of Macedon,
Alexander, and Constantine, were attributed to him as his remote progenitors.
It was related that marvels and prodigies had attended his birth, foreshadowing
a glorious future for him. As a matter of fact, Basil's father and mother were
poor peasants. "While still in swaddling clothes" he was, with his
family, carried captive into Bulgaria by the troops of Krum, and there he
remained until he was about twenty years old. On his return to Macedonia,
finding himself rich in nothing but brothers and sisters, he set out for
Constantinople and took service in the first instance with the Strategus of the
Peloponnesus, Theophylitzes. Here he rose to fortune, having on a voyage to
Patras had the good luck to make acquaintance with a rich widow named Danielis, who showered favours upon him. A very handsome man and of herculean strength, he attracted notice at
Constantinople, and in 856 the Emperor Michael took him into his service as
chief groom.
In this way Basil was brought into
intimate association with the sovereign, whose confidant he soon became. While
the government was left to Bardas, Michael amused
himself and Basil became the self-appointed minister of the imperial pleasures.
Amidst the corruptions of the court the shrewd peasant contrived to make a
place of his own and gradually to render himself indispensable. He rose in favour, obtained ancient dignities for himself, and, in
order that he might have no rival to fear, in April 866 he assassinated the
Caesar Bardas, Michael's uncle. This was a
preliminary crime. Having thus got rid of the real ruler of the state, Basil
prevailed upon the Emperor, on 26 May following, to declare him associated in
the imperial authority. Thus the path to the crown was thrown open to him. It
was quickly traversed. Having lost the affection of the Emperor, who had taken
a fancy to a boatman named Basiliscianus and wished
to have him crowned, Basil, no longer feeling himself secure, formed a plot
with several of his relations and friends, and on the night of 23 September 867
procured the assassination of Michael in the St Mamas palace. This done, he
instantly returned to Constantinople, took possession of the imperial palace,
and had himself proclaimed sole Emperor. The Macedonian Dynasty was founded. It
was to last for nearly two centuries.
According to the chroniclers, the
revolution of September 867 was welcomed by the population as a whole. The
Senate, the nobles, the army, and the people made no difficulty about
acclaiming the man of the moment, for it was generally understood that the
Empire was passing through a serious crisis, and that it was of the first
importance to have the throne filled by one who was a good soldier, a wise
administrator, and a valiant leader. Now there was no doubt that Basil
possessed these qualifications.
Having reached the age of fifty-six
when he mounted the throne, the new Emperor did not arrive at power
unaccompanied. He brought his family with him, a strange family, to tell the
truth, and one which laboured under the disadvantage
of doubtful legitimacy. While still young, Basil had married a Macedonian girl
named Maria, from whom he procured a divorce in 865 when his fortunes showed signs
of soaring. The Emperor Michael immediately married him to his own mistress, Eudocia Ingerina, who
nevertheless continued to live with her imperial lover. On Basil's accession,
she mounted the throne with him as Empress, dying in 882. Ostensibly Basil had
two sons, Constantine and Leo. Who were these children? The elder, Constantine,
was his father's favourite. He was probably born
about 859. In 870 Basil associated him in his government, and took him on the
campaign which he made in 877 against Germanicea.
Unfortunately he died in 879, to the despair of his father, whose mind became
affected. The mother of this son was unquestionably Maria, and he would have
been the natural heir. There were probably also four daughters of the same
marriage, who were sent to a convent and ignored on all hands. One of them,
however, must have married, for Basil had a son-in-law, a celebrated general,
Christopher. As to Leo, he was almost certainly born at the palace of St Mamas
on 1 December 866. Whatever Constantine VII says in his life of his
grandfather, Leo was not Basil's son but the offspring of Michael and Eudocia Ingerina. He was
consequently illegitimate. The evident antipathy with which Basil regarded him
is thus easily understood. He was nevertheless Basil's successor. After
becoming Emperor, Basil had two more sons by Eudocia,
Alexander, who reigned jointly with Leo VI and died in 912, and Stephen, who
became Patriarch of Constantinople. Basil had, besides, brothers and sisters,
but none of them played a part of any importance. One of his sisters, Thecla, made herself notorious by her misconduct, and his
brothers took an active and prominent share in the murder of Michael.
The finances
On the morrow of Michael's
assassination, Basil, already co-regent, was proclaimed sole Emperor by Marianus, Prefect of the City, in the Forum. Then, having
at St Sophia solemnly returned thanks to God, he set himself to the task of
government. The first matter which seems to have engaged his attention was the
exchequer. The finances were in a truly deplorable state. Michael III had
wasted all his resources, and in order to raise money had sold, broken up, or
melted down a large number of works of art. When Basil came to examine the
treasury, nothing was left in it. But a statement of accounts was found in
possession of one of the officials, proving that serious malversations had been committed. The thieves were forced to restore half of the sums
abstracted, and in this way a certain amount was brought into the treasury.
Other sums of importance reached it in due time, helping to restore the finances
to solvency.
But this, in itself, was little. The
first urgent reform was the reorganization of the financial machinery of the
State. Social questions at this juncture had become acute. The feudal class,
which was all-powerful, was striving to accentuate more and more the formidable
distinction between the rich and the poor, and crying abuses were springing up
in every direction. Basil tried to protect the small men against the great, by showing favour to the lesser landholders; he appointed
honest and trustworthy officials over the finances, and exerted himself to
maintain the peasant in possession of his plot, and to secure him from being
ruined by fines or taxes out of all proportion to his wealth. Then, taking a
step further, he endeavoured to reform the method of
collecting the taxes by revising the register of lands, and compelling the
officials to set down in clear, legible, comprehensible figures the fixed quota
on which depended the amount of tax payable. Finally, he took a direct and
personal share in financial administration, verifying the accounts, receiving
the complaints which reached Constantinople, and acting as judge of final
resort. It is probable that exertions such as these brought about a temporary
improvement in the state of the poor and labouring classes. Nevertheless, as we shall see, Basil's successors were in their turn
to find the social and financial tension more acute than ever.
While thus attending to the
finances, Basil also applied himself to the task of legislative and judicial
re-organisation. Here, as elsewhere, he made a point in the first place of
choosing officials of integrity, and also just and learned judges. He cared little
from what stratum of society his judges were drawn, provided that they
discharged their duties faithfully. Basil required that they should be numerous
and easily accessible, and that their pay should be sufficient to make them
independent. Justice was to be administered daily at the Chalce Palace, at the Hippodrome, and at the Magnaura, and
more than once Basil himself was seen to enter the court, listen to the trial,
and take part in the deliberations.
But it is plain that the chief
legislative work of Basil was the revision of the Justinianean Code and the
issue of new law-books. In 878 or 879, without waiting for the completion of
the work of re-modeling which he had planned, he promulgated the Prochiron, a handbook or abridgment which determined the
laws and unwritten customs in force, and abrogated those no longer in use. The Prochiron was, above all, concerned with civil law. It
maintained its authority up to 1453. A second and fuller edition was prepared
by Basil about 886. This was the Epanagoge, which
besides formed an introduction and a summary, intended for a more important
collection in forty books, the Anacatharsis. The
last-named work is no longer in existence. No doubt its substance, as well as
that of the Epanagoge, was included in the Basilics. But apparently neither of these earlier works was
ever officially published. In any case, they did not remain in force for long.
During the most glorious period of
his reign, Basil gave a new impulse to the fine arts which was destined to outlast
his life. Under his direction, large numbers of churches were re-built,
repaired, and beautified. In architecture we get the type of cupola
intermediary between the large and dangerous dome of St Sophia and the elegant
lantern-towers of a later age, while buildings on the basilica model become
rarer, and architects are chiefly eager to construct splendid churches with
gilded roofs, glittering mosaics, and marbles of varied hues. It was to Basil
that his contemporaries owed, among other buildings, the magnificent church begun
in 876 and consecrated in 880, called, in contradistinction to St Sophia, the
New Church, with its scheme of decoration in many colours, and its unequalled
mosaics forming a great assemblage of religious pictures, a church worthy to
stand beside that which Justinian had built. We know it fairly well through the
descriptions of Photius and Constantine VII
Basil's artistic enterprise also
found free scope in the erection of secular buildings which he raised for his
own use, such as the palace of the Caenurgium, with
its famous historical decorations and its ornamented pavements. The lesser arts
also entered on a period of revival, and among works which have come down to us
one in particular is famous, the celebrated manuscript of St Gregory (Parisinus 510) with its full-page illuminations and its
varied ornamentation. It is of the highest interest for the reign of Basil, as
it leaves us some trace of the portraits, unfortunately in a very imperfect
condition, of Basil, Eudocia, Leo, and Alexander.
Religious questions
The religious question was the chief
concern of Basil's reign. At his accession, the dispute with Rome which had
arisen over Photius had reached an acute stage, and the Eastern Church was
deeply divided. Photius had been chosen Patriarch in very irregular fashion on
25 December 858, a month after the banishment of the rightful Patriarch,
Ignatius. Bardas had been the cause of the whole
trouble, and, as early as 860, Rome had intervened. In spite of the Roman
legates who, in 861, had allowed themselves to be intimidated into recognizing
Photius, Nicholas I had deposed and anathematized him and his adherents. The
result was anarchy. Basil, therefore, who disliked "the knavery of this
sage" and was also desirous of conciliating the Roman See and restoring
religious peace to the Empire, hastened to recall Ignatius on 23 November 867,
and to demand a council to put an end to the schism. This Council met in St
Sophia on 5 October 869 and sat until 28 February 870. Basil, though in an
indirect and covert way, took a leading part in it, and brought about the
triumph of his own policy. On 5 November Photius was anathematized, declared to
be deposed, and exiled to the monastery of Skepes.
The Emperor had, in part at least,
gained his end. The solemn sitting of a council had, in the eyes of the public,
set a seal upon his usurpation, and the Church found itself in the position of
having implicitly recognised his title. And, what was more, the arrival of
ambassadors from Bulgaria, who came at this juncture to inquire of the Council
to which of the two Churches, Rome or Constantinople, their own belonged, was a
further advantage for Basil. Thanks to the support given him by the Patriarch
Ignatius, against the will of Rome and its legates, the Emperor obtained a
decision that Bulgaria came under the jurisdiction of the Patriarchate, and
Ignatius consecrated a bishop for that country. The result of all these
religious transactions was clear. Basil's authority at home and abroad was
strengthened, but at the same time he had broken with the Pope, Hadrian III.
The settlement, however, brought
some measure of peace to the Church. In 875 or 876 Photius even returned to
Constantinople as tutor of the imperial children, entered again into communication
with Pope John VIII, and waited for the death of the aged Ignatius, which occurred
on 23 October 877. Three days later, Photius again took possession of the
patriarchal throne, and the Pope, upon certain conditions which were never
carried out, confirmed his title. A temporary end was thus put to the schism,
and the two authorities were again in harmony. A Council was held at
Constantinople in 879-880 to decide the religious question. But by that time
Basil's reign was virtually ended. Having lost his son Constantine he allowed
things to take their own course, and Photius profited by his apathy to weave
the conspiracy which proved his ruin.
Basil's reign ended gloomily. The
nineteen years during which he had governed the Empire had not been free from
complications. More than once he had had to foil a conspiracy aimed against his
life; serious difficulties had arisen with his successor Leo; his armies had
not been uniformly successful. It was, however, Constantine's death in 879
which really killed Basil. From this time onwards his reason was clouded; he
became cruel and left to others all care for the administration. He himself
spent his time in hunting, and it was while thus employed that he was overtaken
by death at Apamea as the result of an accident
perhaps arranged by his enemies. He was brought back seriously injured to
Constantinople, where he died on 29 August 886, leaving the Empire to Leo VI
under the guardianship of Stylianus Zaützes, an Armenian, who later became father-in-law of the
Emperor.
LEO VI (886-912).
The revolution of 867 which had
raised Basil to the throne was now undone, so far as its dynastic significance
went, since with Leo VI the crown returned to the family of Michael III.
Although the offspring of an adulterous connection, the new sovereign was none
the less of the imperial blood, and his accession really meant that the
murderer's victim in the person of his son thrust aside the impostor in order
to take his proper place. Officially, however, Basil's successor was regarded
as his legitimate heir, and many no doubt believed that he was in fact his son
and Eudocia's. It is this false situation which
explains the estrangement between Basil and Leo, the conduct of the latter, and
doubtless also the existence of a party at court which remained permanently
hostile to Basil and constant to Michael's dynasty in the person of Leo VI.
Leo, when he ascended the throne at
Constantinople (886), was twenty years old. Up to that time his life had been a
painful one. It is true that Basil had given him an excellent education, and that
his care had not been thrown away. We know that Leo VI was surnamed the Wise,
or the Philosopher, probably on account of his writings, his eloquence, and his
learning. But this was certainly the sole advantage which the new ruler owed to
his nominal father. While he was still quite young Basil had him tonsured;
then, as he had an heir in the person of Constantine and as public opinion
looked upon him as the father of the second child also, he associated him in
the Empire with Constantine, and soon afterwards with Alexander. As long as
Constantine lived, the relations between Basil and Leo were in no way unusual,
but on the death of the eldest son the situation was changed. Leo now became
the heir, the second place only falling to Alexander. It will easily be
understood that this was a grief to Basil. At all costs he desired to set Leo
aside in favour of Alexander. In the winter of
880-881 the Emperor married his adopted son to a young girl for whom he had no
affection and who might be supposed unlikely to bear him children. This was Theophano, a relation of Eudocia Ingerina, afterwards St Theophano.
A daughter was, nevertheless, born of this marriage, named Eudocia,
but she died in 892. Her birth no doubt caused an increase of hatred on both
sides. Leo roused himself, the party which he led took shape, and in 885 a
revolt broke out under John Curcuas, Domestic of the Hicanati, supported by sixty-six fellow-plotters, all great
dignitaries of the court. The conspirators were discovered and severely
punished. Leo, who had been concerned in the affair, was betrayed by a monk
named Theodore Santabarenus, and thrown into prison
with his wife and little daughter. The Emperor threatened to have his eyes put
out, but was dissuaded from this course by Photius himself, and some of the
courtiers. Leo was restored to his dignities, but the Emperor gave him neither
his confidence nor his affection. Before long, Basil died, as a result of a
hunting-accident which may well have been a murder.
A light was at once shed upon the
doubtful paternity of Leo by his conduct on the death of Basil I. Without
bestowing much attention on the remains of his supposed father, he reserved all
his care for those of his real parent, Michael III. Immediately on his
accession he ordered that the body of the murdered Emperor should be solemnly
removed from Chrysopolis, where it had been hastily
interred in 867, and brought to Constantinople, where a magnificent funeral
service was held over it in the church of the Holy Apostles. It thus appeared
that he wished to emphasize the renewal, in his own person, of a dynastic
tradition which had been momentarily interrupted. He then applied himself to
the task of government, in theory jointly with Alexander but practically as
sole ruler. The reign of Leo VI is in one sense the completion and crowning of
that of Basil. All the reforms adumbrated during the late reign were achieved
and codified under Leo, and the majority of the questions then left unsolved
were now dealt with. To pronounce the reign a poor and feeble one is grossly
unfair. It is true that, as far as foreign affairs are concerned, there is
little to record and that little not of a fortunate kind. Leo VI evidently was
not built on the scale of Basil. Far more at home in court and cabinet than his
predecessor, he had none of the qualities of a general. This did not, however,
prevent his doing useful work as a ruler.
End of the Photian schism
The first religious question which
confronted the new government was that of Photius. Leo was certain to be a foe
to the Patriarch, who, with the help of his friend Santabarenus,
had done his utmost to exacerbate Basil against his heir. He had hoped to
profit by the late Emperor's weakened condition and by the youth of his
successor to thrust one of his own relatives into the chief authority. In any
case, it was he who, through the agency of Santabarenus,
had procured the imprisonment of Leo and his family. Thus, when after his three
months' disgrace Leo's dignities had been restored to him by Basil, Santabarenus had been driven to his see of Euchaita near Trebizond, there to hide himself in oblivion. But
unfortunately for both parties Leo did not forget. By the new Emperor's orders,
immediately upon the death of Basil, Photius was removed from his office, and a
tribunal met to try his case as well as that of his accomplice. Their guilt
could not in point of fact be proved, but this did not affect the result of
their trial. The Patriarch was sent into exile, dying at Bordi or Gordi in Armenia in 891; Santabarenus was scourged and banished to Athens, where his eyes were put out. Then Leo's
young brother Stephen, aged sixteen, was raised to the Patriarchal See at
Christmas 886. His tenure of it was but brief, for he died on 17 May 893.
Finally, in 900, after letters and legates had passed between Rome and
Constantinople, the act uniting the two Churches was solemnly signed, Anthony Cauleas being Patriarch. By these various means the schism
was brought to an end, and some measure of peace was restored to the Church.
Leo's four marriages
This repose was not, indeed, of long
duration, for during Leo's reign an obscure religious question arose to
rekindle popular excitement and theological passion, namely, the successive
marriages of the Emperor. On 10 November 893 Theophano died, and Leo was at last free to think of re-marrying. Now for a long time, to
the great displeasure of Basil, Leo had maintained a mistress named Zoe, a
woman, it would appear, of the worst possible reputation. Her father was Stylianus Zaützes, Leo's guardian,
who had probably encouraged his sovereign's passion, for immediately upon his
accession Leo loaded him with favours, put the
direction of public business into his hands, and before long, having already
raised him to the rank of magister, created for him the sounding title of Basileopator (894). He then married Zoe as his second wife,
but a few months after her marriage she also died, during the summer of 896,
without having borne a male heir to the Emperor. Contrary to all rule and
custom, Leo determined on a third marriage, and in the spring of 899 he took as
his wife a young Phrygian girl named Eudocia, by
whose death he was again left a widower on 20 April 900. Not long after he was
attracted by the daughter of a noble and saintly family, Zoe, who in allusion
to her black eyes was surnamed Carbonupsina. The
Emperor at first could not venture to marry her. He several times manifested
his intention of doing so, but met with such general reprobation that he felt
forced to refrain, until the day when Zoe gave birth to a son, afterwards
Constantine VII. This was in the autumn of 905. In January 906 the child was
solemnly baptized by the Patriarch, but only upon condition that Leo should
dismiss Zoe. This stipulation was in accordance not only with the canons of the
Byzantine Church but also with the civil laws enacted by Leo himself. Both
alike forbade a fourth marriage.
It will be readily understood that
this austere provision commended itself neither to Leo nor to Zoe. The Emperor
wished to legitimate his sole heir and successor; Zoe hoped to become Empress
and to reign. Now the Patriarch had already refused to concur in the marriage
with Eudocia, and had suspended the priest who
blessed the union. And, moreover, that Patriarch was Anthony Cauleas, and the question was merely of a third marriage.
What was likely to be the attitude of the new Patriarch, Nicholas, towards a
fourth union? Leo, however, persisted. Three days after Constantine's baptism,
he married Zoe and created her Augusta. Nicholas, though he had been a friend
of the Emperor from childhood and had been named Patriarch by him, did not temporize.
Having in vain endeavoured to influence his master, he
refused to recognize the marriage, and at the end of 906 forbade the guilty
Emperor to enter St Sophia. The Patriarch had on his side the Church, the
court, and the city. It was, however, agreed that Rome should be consulted on
the subject. Both Nicholas and Leo wrote to the Pope, who despatched legates, and in the end granted a dispensation for the marriage. The Eastern
Patriarchates also sanctioned this relaxation of the established law, and
immediately Nicholas was driven into exile and resigned his office. He was
succeeded by Euthymius, a saintly man, in January
907. But the conflict of course was not to be so easily extinguished. In June
911 the debates on the Emperor's fourth marriage were still going on. They
lasted, indeed, up to the death of Leo (11 May 912) and even beyond it.
Administration and legislation
Leo's legislative activity showed
itself in the ecclesiastical domain as well as in the civil. Between 901 and
907, in conjunction with his friend the Patriarch Nicholas, he published a list
of the Churches in dependence upon Constantinople and the order of their
precedence. He thus carried through a genuine reorganization of the outer
framework of the Byzantine Church, including Illyricum in its jurisdiction,
despite the repeated protests of the See of Rome.
These Nea Taktiká which
form the sequel to the Paliás Taktiká of
the preceding period show us, in fact, the ecclesiastical provinces of the Balkan
peninsula grouped around Constantinople.
Independently of this new set of
regulations, and before it was issued, Leo, as soon as he succeeded to power,
had addressed to his brother Stephen a series of Novels dealing with
ecclesiastical affairs, the interior organisation of the Church, and religious
discipline, just as the Patriarch himself might have done. It was he also who
created certain new ecclesiastical honours, or gave
greater importance to others already existing, such as the office of syncellus held by his brother before he became Patriarch.
These measures formed part of a general scheme of reform already initiated by
Basil, which Leo desired to follow up to a successful issue.
To whatever branch of the civil
administration we turn, traces appear of the handiwork of Leo VI. His energy
seems to have been enormous. The book of "Ceremonies," a collection
published by Constantine VII, dealing with the organisation and working of the
court and the different civil and religious ceremonies, contains material
compiled under Leo VI. At any rate, to it was appended the Klitopologion, or ceremonial
treatise of precedence at court, composed in 899 by the atriclines (dapifer) Philotheus.
It is plain that a reorganisation of the court was in
process during Leo's reign.
With regard to the policing of the
city and the regulation of commerce, we have a valuable document, the Book of
the Prefect', containing ordinances or regulations applicable to the numerous
gilds dwelling and working at Constantinople. This edict is addressed to the
Prefect of the City.
For the army and navy we possess a
"Tactics". Attempts have been made to transfer its authorship from
Leo VI to Leo the Isaurian. It seems certain, however, that this work also
belongs to the reign with which we are now dealing. But the great legislative
achievement of Leo VI, besides his Novels dealing with civil affairs addressed
to Stylianus between 887 and 893, was the publication
of the important work on law initiated by Basil, which bears the name of the Basilics.
This vast collection of the writings of Justinian and the Novels of his
successors extends to sixty books. The jurists who drew up this work made a
point of preserving all the writings of Justinian that had not fallen into
disuse. To this they added the customs which had grown up in the course of
centuries and had acquired the force of law, and also the provisions set down
and promulgated by Basil in the Prochiron and the Epanagoge. To these were added a certain number of the
decrees of the Iconoclast Emperors, in spite of the avowed unwillingness of the
legists to make use of this heretical legislation. The work saw the light
between 887 and 893.
For the sake of completeness, and in
order to give a general idea of the activities of Leo VI, it is important to
mention the direct share taken by the Emperor in developing the civilization of
his day. He is known as an orator. On all great public occasions, and
especially at religious festivals, he was fond of delivering orations and
homilies. The greater part of these have not yet been edited. Religious
literature seems, indeed, to have been attractive to Leo, for besides his
homilies he published liturgical works and odes, and even a letter on dogma
addressed to the Caliph Omar. We have, besides, from his pen "Oracles
" on the destiny of the Empire, and some secular poems.
With regard to the fine arts, Leo,
like his father, restored and constructed a large number of religious
buildings. The best known of these are the churches which he erected in honour of his first two wives, Theophano and Zoe, and the convent of Nossiae. Finally, the
museums of Europe still preserve many specimens of artistic work, ivories and jewellery, of Leo's period.
CONSTANTINE VII
PORPHYROGENITUS (912-959).
In some respects the character of
Constantine VII bears a striking resemblance to that of his father Leo. But the
father's defects, as reproduced in the son, outweigh
his good qualities. Like Leo VI the Porphyrogenitus was a savant, an artist,
and a scholar. Unfortunately he was not endowed with an organizing mind and the
same indefatigable energy. His reign, moreover, was a prolonged minority. His
uncle Alexander, the Council of Regency, and Romanus Lecapenus in turn directed the government. Constantine VII himself never governed
officially until 944.
Alexander (912-913), the Council of Regency
In spite of the family hatred which
divided Leo from Alexander, and in spite of the fruitless efforts of the latter
to rid himself of his brother by a conspiracy formed in 900, Leo VI at his
death entrusted the guardianship of his seven-year-old son to Alexander as the
only genuine representative of Basil. The reign of this prince had never been
more than nominal. During his brother's lifetime he had been excluded from the
administration; indeed, he had excluded himself, having made himself impossible
by his disgraceful behaviour. Now, jointly with his
nephew and under cover of his name, he was about to attempt to govern. His
attempt was short-lived, and fortunately so, for his administration brought
nothing but disturbances and violent reaction in the Empire.
To the blundering policy of
Alexander was due the reappearance of schism at Constantinople, a schism on the
one hand religious and on the other national. The first act of the protector,
as early as May 912, was to recall the Patriarch Nicholas from exile, and to
drive Euthymius with insult and violence from his
see. This was a wanton outrage to the memory of Leo VI; it was also the way to
confirm the people in the opinion that Zoe had never been a wife and that
Constantine was not legitimate. The Church was divided as to the two
Patriarchs; each had his supporters. The nation was divided on the far graver
question of the legitimacy of Constantine. All the ministers of the last reign
were disgraced, and Zoe was driven from the palace. In his hatred Alexander
even thought of proceeding to the mutilation of his nephew. Time failed him,
and he died at the most opportune moment on 6 June 913.
According to the wish expressed by
Alexander on his death-bed, a Council of Regency was appointed to govern the
Empire. At the head of it was the Patriarch Nicholas, with one man of great
weight, but only one, to second or counter his efforts, John Eladas. Returning as he did in triumph, the Patriarch, naturally
enough, had only one idea, to maintain his own judgment as to the unlawfulness
of Leo's fourth marriage. He consented, however, to wait for the death of Euthymius, which occurred on 5 April 917, before publishing
his Tomus Unionis.
Meanwhile, other events took place. His first care was to drive out Zoe, who on
Alexander's death had returned to the palace, and his next was to open
negotiations with all those ambitious men who were already in fancy assuming
the crown, such as Constantine Ducas, Lecapenus, and Leo Phocas. The
threatening aspect of foreign affairs gave these aspirants an opportunity of
thrusting their services upon the State. One of them, Constantine Ducas, had narrowly failed of success. But he died just as
he was about to assault the palace. The domestic situation was thus very
serious, and anarchy reigned. Happily John Eladas was
there to supply a remedy. Taking advantage of the unpopularity incurred by the
Regents, especially through the bloody revenge which they exacted for the abortive
attempt of Ducas, he skillfully contrived, with the
help of one of the members of the council, to exclude the Patriarch and to
recall Zoe (October 913). All the partisans of Alexander were now in their turn
disgraced and banished. Nicholas received orders to confine himself
henceforward to his ecclesiastical administration.
The Empire was, in fact, divided
into two camps. Two hostile parties confronted each other in the army, the
court, and the city. Both were military, and each was struggling to put its own
leader at the head of affairs; one was for Phocas and
the other for Romanus Lecapenus. Zoe had embraced the
interests of Phocas, but among her entourage a
certain Theodore, the influential tutor of Constantine, was negotiating with
Romanus Lecapenus. It was the latter who prevailed.
Thanks to the favour and skilful exertions of
Theodore, Romanus obtained a footing in the palace, married his daughter Helena
to Constantine, filled all the offices with his partisans, and himself assumed
the title of Basileopator.
Leo Phocas, indeed, tried the chances of a revolt. It
was in vain. Being promptly abandoned by his fellow-conspirators, he was taken prisoner
and suffered mutilation.
Romanus I Lecapenus (919-944).
In this manner Romanus on 25 March
919 made himself sole Regent of the Empire. He was merely a poor soldier of the Armeniac theme, a plebeian, as Basil had been. Leo VI
had become attached to him and had thrown open the path to honours to his favourite. When the Emperor died Lecapenus was Drungarius of the
fleet. He did not allow himself to be hampered by gratitude. As soon as he was
left master of the situation by the exile of his opponent Phocas,
he showed himself as he really was, a hardy upstart and insatiably ambitious
but a capital administrator.
He promptly seized upon the supreme
power and showed every intention of keeping it. Zoe found herself relegated to
her convent, Theodore was exiled, and Constantine VII abandoned. Romanus'
friend, the Patriarch Nicholas, regained his influence and governed under the
name of the Regent. As early as September 919 Lecapenus had himself crowned Caesar, then on 17 December Emperor. Thenceforward his
position seemed to him secure. He had, indeed, made himself master of the
throne and was soon to become master of the Church.
It was with this object and in the
hope of founding a new dynasty to his own advantage, that in 921, imitating the
course taken by Basil, he had his wife Theodora crowned Empress and his eldest
son Christopher Emperor. Feeling his power daily increasing despite the
conspiracies incessantly woven around him, in 923 he set the imperial crown on the
head of his daughter-in-law, and in 924 crowned his other two sons, Stephen and
Constantine. From 922, besides, the coinage and official documents show that he
already took precedence of the rightful sovereign.
In political matters Romanus was
unquestioned master, and it must be acknowledged that his government was not
wanting in greatness. Shrewd and clever, he received in magnificent fashion in
923 Ashot II, King of Armenia, Adernesih,
the Curopalates of Iberia (at this time a vassal of
the Empire), and the princes of the family of Taron.
We find him (as well as the Patriarch Nicholas) keeping up continuous relations
with most of the rulers of these distant lands, receiving them hospitably,
giving them help against the Arabs, and above all making treaties with them
through his diplomatists, greatly to the advantage of Byzantium, which thus
acquired considerable influence in their countries. On another frontier of the
Empire, the Bulgarians, during the Tsar Simeon's reign, had caused him much
anxiety and serious injury. All his diplomatic skill had been useless before
the arms of the Tsar. But on Simeon's death more amicable relations were
resumed with his son Peter, and Romanus, imitating earlier Emperors, bestowed
his granddaughter Mary in marriage upon the young king on 8 September 927, and
signed a peace with Bulgaria. In this manner he very adroitly detached the
Bulgarian Church from the Papacy and bound it to Constantinople, which, both in
ecclesiastical and political matters, was obtaining an evident preponderance.
In home politics, Romanus'
attention, like that of his predecessors, was drawn to social problems. The
provincial aristocracy were nothing short of a scourge. By their wealth and
their grinding of the poor the "powerful" ruined the peasantry and
the government with them. Again it became imperative to retrace the steps that
had been taken. This was the object of the numerous Novels which the government
of Lecapenus put forth. In 922 and 934 two laws were
enacted forbidding the rich to acquire land belonging to the poor or to the
military class. Those who were injured in this way received a preferential
right of repurchase for their protection. Two other Novels allowed the seller
a right of re-entry, on repayment, in case of a sale forced by famine, and pronounced
a sale null and void if effected to the prejudice of the right of re-purchase.
All these Novels had as their object the protection of the small holdings, the
basis of general prosperity. No doubt the occasion that called them forth was
the suffering caused by the terrible winter of 933, when famine brought about
the ruin and death of large numbers of the population.
In the domain of religion, the
influence of the Patriarch Nicholas Mysticus remained
predominant up to his death on 15 May 925. His correspondence shows him busying
himself with political and foreign affairs. He is in touch with Simeon, Tsar of
Bulgaria, and with the Pope at Rome. Nor is it strange that he should have
sought to impose his opinion on the vexed question of fourth marriages. In June
920 a Council met at Constantinople to deal with the subject, and it was on
this occasion that he published the Tomos tis Enoseos, the decree of
union which condemned fourth and cast blame on third marriages. Nevertheless,
something had been gained. The Council had restored harmony among all
Byzantines.
The authority of Romanus, so long as
Nicholas lived, was exercised mainly upon political matters. Religious concerns
were felt to be in safe hands. But, on the death of the Patriarch, the Emperor,
carrying on the system of Basil I, wished to put the government of the Church
in the hands of his youngest son, Theophylact.
Unfortunately, though already syncellus (patriarchal
secretary), Theophylact was only a child of eight or
ten years old. It was necessary to wait. Two Patriarchs appointed ad interim,
Stephen and Tryphon, filled the post until 931. In
933, after a vacancy of eighteen months, Theophylact was at last elected and John XI ratified the choice. The new Patriarch, to the
great scandal of Constantinople, was to remain in office up to his death on 27
February 956. It was during this wretched patriarchate, in 942, that the famous
"Image of Edessa" was brought to Constantinople. It was a linen cloth
on which, it was said, our Lord had left the trace of His features, and which
He had sent to Abgar as a token of friendship. Curcuas, the general, had acquired it in exchange for a
prisoner and had sent it to Constantinople, where it was received with great
solemnity.
This acquisition of a famous relic
was the last triumph of Lecapenus. In spite of the
charity which he showed towards the inhabitants of his capital during the
famine of 927 and the severe winter of 933, in spite of the substantial sums
which he distributed to the poor, the hospitals which he erected, and the
public works of all kinds which he undertook, Romanus was not in the least
beloved at Constantinople. Constantine VII still had supporters and friends. He
was both pitied and respected. "He who should have been first found
himself made fifth," and this excited great displeasure. Deprived of
everything, of power and of the appearance of power, it was said that he was
even obliged to work as an artist in order to maintain himself. On the other
hand, Romanus Lecapenus had implacable enemies, even
in his own sons, who were jealous of his authority and eager to seize upon it
for themselves. Perhaps these domestic broils were fomented by the influence of
Constantine's friends; possibly it was these faithful servants of the real
Emperor who counselled the "Lecapenides"
to rebel. No one knows. Only one thing is certain, that, after the death of
Christopher, the sons of Romanus on 16 December 944 carried off their father,
banished him to a convent in the Island of Proti, and
forced him to take the monastic habit. They counted upon succeeding to his
place. But they only met with the just punishment of their guilt. At the very
hour when they were to have dethroned Constantine, the Emperor had them seized
and despatched them to join their father on 27
January 945. Romanus Lecapenus died, a few years
after his fall, in 948.
Constantine VII and his entourage. (944-959).
The family of Romanus Lecapenus before long survived only in the female line.
Stephen was deported to Rhodes and Lesbos, where he was poisoned in 963;
Constantine was relegated to Samothrace and assassinated by his guard; while of
the other Lecapenides whose fate is known, Romanus,
Michael, and Basil only suffered mutilation, and thus survived to reappear
later in political life. Alone of his family, the despised Theophylact remained at Constantinople.
The first steps taken by Constantine
naturally began a reaction. He dismissed the relations, friends, and partisans
of Romanus Lecapenus, and surrounded himself with
members of the rival faction of Phocas, which, thanks
to Constantine's patronage, we shall soon find in possession of the imperial
throne. This violent reaction did not fail of the usual result, in the shape of
numerous conspiracies. Both in 945 and in 947 the supporters of Romanus made a
move. But it was in vain, and cruel punishments and mutilations followed.
Constantine, who thus at the age of thirty-nine took the reins of government
into his own hands, was much more of a student than a man of action. Though
usually of a mild and even timid disposition, he was subject to terrible fits
of anger, when he became violent and even cruel. For the rest, although an
accomplished judge of wine and cookery, he was evidently not the man destined
to restore the Empire's former glories. The government at once fell into the
hands of his wife Helena, and a favourite, Basil,
known as the Bird. Apparently neither of them accomplished anything of importance,
and they confined themselves to selling public offices to the highest bidders.
Scandals took place which the Emperor, buried as he was in his books, had not the
resolution to punish and put down. Such, for example, was the conduct of that
Prefect of the City who was "a notorious robber" but nevertheless administered
the police of Constantinople, loaded with favours conferred by the Emperor.
It must, however, be acknowledged
that Constantine's family circle was a singular one. His wife, the Empress
Helena, was by no means above reproach, but she compares favourably with others of his connections. In 939 a son had been born to him, Romanus II, who
from his early days gave promise of utter worthlessness, in spite of the
affection which his father showed for him and the care which he bestowed on his
education. In the reign of Lecapenus, in 944, the
Regent had arranged a marriage for him with Bertha, the illegitimate daughter
of Hugh of Provence and Pezola. This unequal connection
was an insult to the Macedonian House, but worse was in store. The poor Provençale lived only five years at Constantinople, and is
said to have died a virgin. But after her death not merely disparity but shame
and crime entered the palace in the person of Romanus' second wife, a
courtesan, the daughter of a tavern-keeper, whom he married at the end of 956.
She had been known as Anastaso at the Hippodrome; as
Empress she took the name of Theophano. According to
the majority of the chroniclers, she was the Brinvilliers of her age. Before practising as a poisoner herself,
she induced her husband to poison Constantine VII, and with partial success,
for the Emperor died, if not immediately, still in the end from the effects of
the drug administered to him. This was but her first step in the path of crime,
as was tragically shown in the succeeding reigns. As to the rest of the court
dignitaries whose names have come down to us, they were little more to be
respected. The only sound portion of the governing body was to be found in the
army.
Religious affairs
The Church, as represented by the
Patriarch Theophylact, kept pace with the court.
Doubtless among the occupants of monasteries and bishoprics it would not be
difficult to find shining examples of holy living. But the patriarchate was
given up to disorder, license, and impiety. So great was the scandal caused by Theophylact's conduct that the Emperor, who tolerated it,
was involved in the discredit. Consequently, when the Patriarch was killed by a
fall from his horse in February 956, Constantine was compelled, in order to
repair the mischief that had been done, to seek out an austere monk of Proti whose fame was widespread, named Polyeuctes. The new
Patriarch was a reformer, and fully resolved to impose on all alike a
discipline which had become a necessity. In his solitary life he had acquired
great spiritual exaltation and a resolute will; he was, in the full sense of the
word, a man of faith. At first he was joyfully received on all hands. The
Emperor fully expected that this poor monk, bred at a distance from worldly
intrigues, could be held in the hollow of his hand; pious folk looked forward
to the reforms which the Patriarch desired to carry out; and the court bishops
promised themselves that they could always bring about Polyeuctes' resignation
should he prove disposed to interfere too much with their habits. This seemed
all the more feasible, inasmuch as Polyeuctes' consecration had not been
performed according to the customary rules. He was, in fact, consecrated on 3
April 956 by Basil, Metropolitan of Caesarea. This was quite contrary to
precedent, for according to law the right belonged to Nicephorus, Bishop of Heraclea;
but as the latter was in bad odour at court, his
services were refused by Constantine, who deliberately set him aside. Nothing
more was needed, it was supposed, to quash the appointment of Polyeuctes and
send him back to his convent. And in fact, from the very outset of his
patriarchate, cabals were formed against him, of which Theodore, Bishop of Cyzicus, was the moving spirit. His rigour was at once made a reproach to him, as also was his narrowness of view and his
action in restoring the name of the Patriarch Euthymius,
formerly struck out of the diptychs by Nicholas. Efforts were made to ruin him.
But Polyeuctes was not the man to yield. Far from cringing before his
adversaries, he attacked the Emperor himself, and on one occasion openly
demanded that he should make good all the injuries inflicted on the Church by
his family and by the preceding patriarchate. To put forward such a claim was
to make a public declaration of his independence. Constantine so well
understood this that he was preparing to have the election of Polyeuctes
quashed when he died.
Administration
From the administrative and
political point of view the personal government of Constantine Porphyrogenitus
is undeniably of small importance. Some of the chroniclers even represent the
Emperor as an idler and a do-nothing. But this is a grotesque exaggeration. On
the other hand, we cannot place entire confidence in the flatterers who depict
Constantine as an administrator ever on the alert to lessen the evils
afflicting his people, to give orders to his provincial governors, to keep
himself well informed of all that was happening, to give brilliant receptions
to ambassadors, and to keep in touch with the rulers of East and West. It is
nevertheless certain that Constantine endeavoured on
the one hand to do the work of an administrator, and on the other showed
himself throughout his life by his intellectual activity and his numerous
writings not to be the indolent trifler of the chronicler Cedrenus.
In the first place, we have nine Novels of his to prove that he too paid
attention to the juridical and social questions which had caused such constant
anxiety to his predecessors. Like them, he forbids the wealthy nobles to
acquire lands belonging to the poor or the military class; like them, he
legislates on certain points of civil law, such as wills, inheritance, the
salaries payable to notaries, the right of sanctuary, and so forth. But he did
more than this. Towards the end of his reign he issued an alphabetical
abridgment of the Basilics intended to be of service
to lawyers. Finally, during the time of his personal government he granted a chrysobull in favour of the
monastery of St John the Baptist at Thessalonica, and another to the convent of
the Iberians on Mount Athos.
Apart from these beneficent laws,
Constantine, who piqued himself on his knowledge of the rules of etiquette, and
was fond of holding himself up as an example to the splendid and stately court
which surrounded him, seems to have taken special pleasure in the reception and despatch of great numbers of ambassadors. In 945 and
949 we find him sending diplomatic missions to Otto I in Germany; in May and in
August 946 he received the ambassadors of the Caliph and the Emir of Amida with great magnificence; in October it was the turn
of the ambassadors from Spain; in 948 that of Liudprand, Berengar's envoy; and finally in 957 he gave a
brilliant welcome to the Russian Princess Olga and the splendid cortege which
accompanied her, including both men and women. All the indications point to
this visit to Constantinople as the time when the baptism of Olga took placer.
Intellectual movement
But the true glory of Constantine
VII is the share which he had in the intellectual movement of his day. Like Bardas under Michael III, he made great efforts to revive
education, which, outside Constantinople, was hardly to be obtained; he
appointed to the university chairs savants of reputation, historians, writers,
philosophers, men of science, jurisconsults; like Basil I he gave a new impetus
to all the arts, architecture, painting, sculpture, and music; while, more than
any of his predecessors, he interested himself in students, receiving them,
helping them, and when their studies were finished promoting them to great
civil and ecclesiastical posts. He himself helped forward this general literary
renaissance by working at painting, music, and the industrial arts, as also by
publishing, especially for his son's use, several works, some of which are
lost, though others have come down to us. About 934 or 935 he wrote the Book of
the Themes or provinces of the Empire; in 952 or 953 he published the Book of
the Administration of the Empire, and composed the first eighty-three chapters
of the Book of Court Ceremonies which bears his name; finally in 958 or 959 he
gave to the public the Life of Basil. Thus it is not strange that under his
government literary and artistic production should have been abundant. Thanks
to him, numberless religious and secular buildings were erected, restored, and embellished;
such works as the Continuation of Theophanes, the Discourse upon the Image of
Edessa, and other compositions of literary and religious importance were begun
and finished, so that it is in fact almost solely to the learned labours of an Emperor, so often decried, that we owe such
knowledge as we possess of the period in which he lived and reigned.
Either in the summer or in the
autumn of 959, Constantine, feeling himself near to death, went, in search of
some measure of physical and mental repose, to the slopes of Mount Olympus in
Bithynia, then celebrated for the medicinal waters of Sotiriopolis,
and for its monasteries and hermits. He was to find there nothing but gloomy
presages of his speedy end. He returned to Constantinople only to die, expiring
on 9 November 959 at the age of fifty-four.
ROMANUS II (959-963).
The new ruler, Romanus II, was
twenty years old when his father died, probably as the result of the poison
which he and his wife administered to him. Despite his youth and his bodily and
mental advantages, despite his excellent education, Romanus II was to make but
a transitory appearance as Emperor, and to leave a most unworthy reputation
behind him. At his accession he was surrounded by his mother Helena, his wife Theophano, his five sisters, and his son Basil II. He had
been crowned and had received a share of the imperial power, in accordance with
the Basilian tradition, in 945, and he now at once
took possession of the government, or rather handed it over to his wife Theophano. We have already seen who this wife was. The
daughter of Craterus, a poor tavern-keeper of Laconian origin, she owed the unhoped for honour of ascending the throne solely to her
beauty and her vices. While her husband eagerly pursued, surrounded by unworthy
companions, the life of debauchery and dissipation which was destined to lead
him to an early grave, she for her part took upon herself the task of
government with the help of a noble eunuch, Joseph Bringas,
whom Constantine on his death-bed had recommended to Romanus.
This reign would be utterly
insignificant were it not lighted up by the eventful military triumphs of
Nicephorus Phocas and his brother. Indeed, within the
imperial circle things immediately began to take a mischievous turn: Helena and
her daughters, by order of Theophano and with the
consent of Romanus II, were forced to quit the palace for a convent. Helena, it
is true, obtained leave to remain in the palace, where she died on 19 September
961, but her daughters, Zoe, Theodora, Theophano,
Anne, and Agatha were sent first to the convent of Canicleum,
and soon after to separate houses. It was probably
the harsh treatment dealt out to Constantine's family which, in March 961,
brought about the conspiracy, formed, with the help of other lords, by that
Basil the Bird who had been the favourite, perhaps
the lover, of Helena in the preceding reign. Knowing that Romanus was about to
visit the Hippodrome, Basil resolved on his assassination, but being informed
against by a converted Saracen named Johannicius, he
was seized, tortured, and finally died insane in Proconnesus.
Though dying young, Romanus was to
leave a large family to the Empire. In addition to Basil II, he had a second
son by Theophano in 961, the future Constantine VIII
whom the Patriarch Polyeuctes crowned in April the same year. He had, besides,
two daughters, of whom one, Theophano, born perhaps
as early as 956, became the wife of Otto II of Germany, and the other, Anne,
was married to Vladimir of Russia. The two sons of Romanus II were to reign in
Constantinople between Tzimisces and the daughters of Constantine VII.
Foreign affairs
Historians and chroniclers record no
event of importance in the internal administration of the Empire during the
years from 959 to 963. The government under Romanus gave its whole attention to
events beyond the frontiers. And in this field it unquestionably acted with
judgment and ability. Immediately upon the death of Constantine, Theophano and Bringas showed
themselves desirous of maintaining or creating advantageous relations with the
rulers of the East and the West. They sent ambassadors to every court. Then on
22 April 960 they had the little Basil II crowned. But it was above all by
planning the campaign of Nicephorus against the Saracens that they gave proof
of political discernment. They felt the need of making an end once for all
with these enemies, who were ever increasing in aggressiveness, and in
Nicephorus Phocas they had a man great enough to
engage these perennial foes at an advantage. In spite of unending court
intrigues, the government in July 960 laid upon this general, though he was
suspected by many, the task of attacking the Arabs of Crete, supported him
energetically, supplied him with reinforcements, and thus prepared the way for
the great victory which Nicephorus won on 7 March 961 resulting in the conquest
of Chandax (now Candia) in Crete. Accordingly when the general returned to
Constantinople he received in the Circus the honour of a pedestrian ovation, a foretaste of the triumphs which later were to be
his. Both concentration on foreign affairs and skilful diplomacy were displayed
by Theophano's government on the morrow of
Nicephorus' victory. He returned covered with glory and accompanied by the defeated
emir Abd-al-Aziz. This chief was well treated and
splendidly lodged, and Constantinople had no reason to regret her generosity,
for his son, having become a Christian, won renown in 972 in the Byzantine
army.
It appears that, during the short
time that he remained at the head of affairs, Bringas also paid attention to the material interests of the population. In October 961
there was a great dearth, and corn was at an extravagant price. He brought into
the capital ship-loads of corn and barley, which, despite his reputation for
avarice, he sold at half-price.
Then came a check. The Byzantine
armies were winning brilliant successes in Asia, due entirely to the two Phocas brothers, when Nicephorus suddenly learned that
Romanus had died at the palace on 15 March 963. Though the end was sudden it
was not unforeseen, for the Emperor's health had been declining all the winter. Theophano was nevertheless accused of having rid
herself of her husband by poison in order to marry Nicephorus. The crime was
never proved, but the sequel was just what had been prophesied. With Romanus II
the glory of the Macedonian House and the intellectual renaissance which it had
initiated departed for a time. Government by women and successful soldiers was
about to begin.
NICEPHORUS PHOCAS
(963-969).
At the moment when Romanus II was
gathered to his fathers in the church of the Holy
Apostles, leaving the Empire in the hands of Theophano, Bringas, and two crowned children, the already illustrious
name of Phocas had, in the course of four years from
960 to 963, reached the highest pitch of glory. This was owing to the
achievements of Leo and even more of Nicephorus, who was at that time the chief
personage of the Empire. The Phocas family, which
originated in Cappadocia, was indeed well known to fame. It was, with the
families of Curcuas and Tzimisces, among the noblest
in Asia Minor. In the days of Basil I, a Nicephorus Phocas,
grandfather of the future Emperor, had won renown by his warlike exploits in
Italy and Sicily, and since then all of the family, from father to son, had
been soldiers, and successful soldiers. The uncle and father of Nicephorus had
been specially distinguished by their valour—the
former, Leo, by his share in the war with the Bulgarians, and the latter, Bardas, by his victories in Asia Minor. The man who now, by
his marriage with Theophano, was about to ascend the
throne of Constantinople had, with his brother Leo, followed the glorious path
marked out for him. Magister, and generalissimo of the armies of the East,
under Constantine VII, he had long warred successfully in Asia Minor, and had
since covered himself with glory by the siege of Chandax. He was born probably
about 913, and was thus nearly fifty when the death of Romanus II took place.
At this period, monk and soldier were united in him. Having lost his wife and
his only son a little before 963, he had often thought of going to join his
friend St Athanasius, the founder of the Great Laura, on Mount Athos. It was
through his interest and his gifts that the first convent on the "Holy
Mountain" had been built, and a cell there had long awaited him. A man of
iron temper, mystical to the highest degree, and yet none the less a man of passions,
he had devoted himself to his army and his men, and at the same time to prayer
and the severest mortifications. He was reported to be unbendingly stern,
uncompromisingly just, and rigidly pious, but he was also considered miserly.
In spite of his failings, his shining qualities won for him general love and
deep respect, above all in the camp. On the other hand he was dreaded by many,
and especially by Bringas, on account of his military
fame and the brilliant campaign with which his name was inseparably joined.
After the conquest of Crete, he had, however, returned to Asia Minor and to his
brother, conquering Cilicia between 961 and 963. He had then flung himself upon
Syria, and had just taken Aleppo when the news of the death of Romanus forced
him to pause.
The regency of Theophano (16 March-14 August 963).
At Constantinople the death of
Romanus had created a most difficult situation. Theophano,
at twenty years of age, naturally desired to retain power and to act as Regent,
as she was authorized to do by her husband's last dispositions. But Bringas had to be reckoned with, and his projects, it would
appear, tended in quite another direction. He, with his partisans, counted upon
seizing sole power at the first favourable moment and
governing the Empire. Thus, though he had supported Nicephorus at the time of
the Cretan expedition, yet out of dread of his popularity and perhaps also from
other motives he had made haste to send him back to Asia Minor. This, however,
had not prevented Nicephorus, doubtless without Bringas'
knowledge, from being kept informed by the Empress herself of all that went on.
It was, indeed, of importance to Theophano, if she
was to make herself safe in all contingencies, to be able to make use of
Nicephorus, before whom she had held out the hope of supreme power and even of
something more. As the general was on his way through Constantinople she had,
with great skill, contrived to plant in the austere soldier's heart the germs
of a passion which she intended to turn to account, and which was to drive from
his mind any pious aspirations after the monastic life and permanently to
deflect the current of his existence. It was this, probably, which had so
greatly excited the alarm of Bringas.
Nevertheless, for the moment, the
expressed wishes of Romanus were respected. The Patriarch Polyeuctes proclaimed Theophano Regent, with Bringas as her minister. Immediately afterwards, however, Theophano secretly called back Nicephorus, who reached Constantinople as early as April.
Officially he came to receive the reward of his conquests, a military triumph
and the confirmation of his authority. In reality he came to measure himself
against the head of the government. So well did Bringas understand this that he at once attempted to rid himself of his formidable
adversary. He proposed that he should be forbidden to enter Constantinople,
that a triumph should be refused him, and even that his eyes should be put out.
All these attempts failed before the universal popularity of Nicephorus,
probably helped by the intrigues of Theophano. The
people welcomed Nicephorus with all possible honour and magnificence. But on the morrow of this ceremonial reception, which so
greatly increased his prestige, being alone and without his army, he felt
himself in danger and took refuge in St Sophia. There he obtained from the
Patriarch and his clergy the protection of which he stood in need. Thanks to
his reputation for piety, his valuable connection with the monks, his services,
and the animosities which divided the three most powerful forces in
Constantinople—Theophano, Bringas,
and Polyeuctes Nicephorus found a steadfast supporter in the Patriarch. In
spite of Bringas, and thanks to Polyeuctes, the
Senate fully confirmed the authority of Nicephorus, and promised that nothing
should be done without his being consulted. Nicephorus, in return, swore to
engage in no design injurious to the rights of the young princes. The
Patriarch's eloquence had saved Nicephorus, who, as soon as Easter was over,
lost no time in returning to Asia Minor at the head of his army. Bringas had been outwitted. The Patriarch had no suspicion
of what his own future would be under Nicephorus.
Usurpation of Nicephorus Phocas
The chief minister, however, did not
acknowledge himself defeated. At any cost, whether Nicephorus were present or
absent, he sought his life. For this he manoeuvred,
but clumsily enough. Through a confidential agent he made splendid offers to
two of Nicephorus' generals, Curcuas and Tzimisces,
if they would betray their chief to him. They, however, far from lending an ear
to such proposals, revealed the intrigue to Nicephorus, and in order to cut
matters short, prevailed on him without difficulty to hasten the realization of
his plans, to assume the crown, and to march upon Constantinople. Accordingly
on 3 July 963 the army, instigated by the two generals, proclaimed Nicephorus
Emperor at Caesarea. The next day, the troops set out to accompany him to St Sophia
and there to have him crowned. As soon as the news was known at Constantinople
the mutterings of revolt began. Bringas tried to make
head against it, and to organize the defence. His partisans were numerous, even
among the troops in the capital, and he had valuable hostages in his hands in
the persons of the father and brother of Nicephorus. The new sovereign reached Chrysopolis on 9 August and there awaited events. After
three days of furious revolution had dyed the streets of Constantinople with blood,
the supporters of Bringas were defeated. Nicephorus'
father was saved by Polyeuctes, and on 14 August 963, under the aegis of Basil,
the illegitimate son of Romanus Lecapenus and a
bitter enemy of Bringas, Nicephorus entered
Constantinople. On 16 August he was crowned in St Sophia, declaring himself the
guardian of the imperial children.
The revolution to which Nicephorus
had just put the finishing touch was the culmination of hypocrisy, for everyone
knew, by the recent example of Romanus Lecapenus, the
real meaning of the title of guardian, or joint sovereign, in connection with
Emperors who were still minors. Whatever fictions might adorn official
documents, it was Nicephorus who became Emperor, and sole Emperor. The monks,
his former friends, were scandalized. St Athanasius, quite in vain, reminded
the Emperor of his former vocation for the religious life. And it soon appeared
that still more ruthless disillusionments were in store. Apart from this, the
action of Nicephorus was, politically speaking, of great gravity. Once again he
severed the dynastic chain. And this time the breach in the succession was made
not merely in his own name and for his personal benefit, or out of family
ambition, but in the name and with the support of the army, which was now to
re-learn the lesson of thrusting its weighty sword into the scale in which the
internal destinies of the Empire were balanced. It is true that for all this
Nicephorus paid a heavy penalty, and it is no less true that the course he took
was to have the most disastrous influence on the fortunes of Constantinople.
At the very outset, as soon as he was master of the palace and the city, Nicephorus hastened to deal out titles and rewards to those who had aided him. His father was declared Caesar, his brother Leo magister and curopalates, while in the East John Tzimisces succeeded to the post, rank, and honours which Nicephorus had held. Basil received the title and appointment of Proedros or President of the Senate. As to Bringas, he was of course dismissed, and was detained at a distance from Constantinople in a monastery, where he died in 971. These arrangements made, Nicephorus turned his thoughts towards a marriage with Theophano, both from personal and from political considerations. The matter, however, was not quite so simple as at first it looked. Both the Church and lay society might have something to say on the subject. It was probably in order to gain time to reconcile the public mind to the idea, as well as to observe the proprieties, that Nicephorus, acting in accord with the Empress, sent her away to the palace of Petrion on the Golden Horn until the day fixed for the wedding. It took place on 20 September, six months almost to a day after the death of Romanus. As might have been expected, it aroused great displeasure among the clergy. St Athanasius was much incensed against his ol