THE MACEDONIAN DYNASTY FROM 976 TO 1057 A.D.
By
ALBERT VOGT
THE death of John Tzimisces not only
closed for a time the period of great if usurping generals, but also, except
for the reign of Basil II, put an end to the great military successes of the
Empire. Thenceforward, from the death of Basil II in 1025 down to the day when
a new dynasty, that of the Comneni, came to take up the sceptre of Constantinople, the imperial sovereignty, while its condition became ever
more and more critical, remained in the hands of the descendants of Basil I. It
was held first by men and afterwards by women, and was discredited and degraded
by most extraordinary palace intrigues which are barely conceivable to the
Western mind.
John Tzimisces left no heir capable
of succeeding him. Besides, as we have seen, he, like Nicephorus Phocas, had
always strictly reserved the rights of the two imperial children, Basil and
Constantine, the sons of Romanus II and Theophano, of whom he had declared
himself the guardian. It was to them, consequently, that the imperial crown,
according to the hereditary principle, now fell. Basil II was the elder of the
two. He was probably born sometime in the year 958, and was crowned on 22 April
960. His brother Constantine was two years younger, having been born in 960 or
961. He, in his turn, was crowned Emperor on 7 April 961. They both spent their
early years under the guardianship of their mother and of the two generals who
successively raised themselves to the throne, probably without suffering much,
unless morally and intellectually, from the political events which took place.
Few men can have differed more from each other than these two brothers, whose
actual reigns in Constantinople covered a period of 52 years. Basil II, above
all a warrior and a ruler, had no taste for luxury, art, or learning. He was a
rough and arbitrary man, never able to throw off the soldier, a sort of
Nicephorus Phocas with a better title. Constantine, on the other hand, reminds
us of his father, and especially of his great-great-uncle, Alexander. Like the
latter, he always chose a soft and easy life, preferring the appearance of
power to its reality' and pleasures of every kind to the discipline of work.
Thus Constantine while his brother lived no more governed than did Alexander.
Admitted to a purely honorary share in the sovereignty, he enjoyed its
dignities while knowing nothing of its burdens. Yet, in contrast to Alexander,
Constantine appears on certain occasions to have shown himself a brave soldier,
and at all events he never at any time manifested the evil and mischievous
characteristics of Leo VI's brother. He was a weakling, who thought himself
lucky to have someone more capable than himself at his side to undertake the
direction of affairs. Of the two brothers only Constantine seems to have
married. At some unstated time he took to wife Helena, the daughter of the
patrician Alypius, who was the mother of his three
daughters, Eudocia, Zoe, and Theodora, two of whom
were to be rulers of Constantinople after his death up to 1056. When by the death
of Tzimisces the two young men succeeded to power, their mother was in a
convent, and there was no influential member of their family with whom their
responsibilities might have been shared. They had no one to depend upon except
their great-uncle, the famous eunuch and parakoimomenos Basil, who had been chief minister under four Emperors, and Bardas Sclerus the
general, brother-in-law of the late Emperor John Tzimisces, who had promised
him the succession.
The first years of Basil II (976-989).
As might be expected, Basil and
Bardas detested one another, and both aspired to the chief power. The former,
however, was actually in Constantinople, and easily seized upon the helm in
Basil II's name and perhaps with his consent, while the other, who was with the
army, could only lay his plans for the future. The eunuch Basil thus, at the
outset of the new reign, remained what he had heretofore been, the real and
all-powerful minister of the Empire.
The first action of the new
government was to recall Theophano from her convent; then immediately
afterwards, in order to strengthen his own position, Basil deprived his rival
of the title of Stratelates of the armies of the
East, and gave him the office of Duke of the frontier theme of Mesopotamia.
Other great officers, friends of Sclerus, were dealt with in the same way: for
instance, Michael Burtzes, who was sent to Antioch
with the titles of Duke and magister. The patrician Peter Phocas succeeded
Sclerus as commander of the armies of Anatolia.
At this juncture, Bardas Sclerus
appeared in Constantinople, no doubt to be invested with his new command. The
diminished importance of his position had exasperated him, and he made so
little secret of it in his conversation that Basil ordered him to leave
Constantinople at once and rejoin his troops. This was the signal for revolt.
As soon as he reached Mesopotamia, he stirred up his army to revolt against the
eunuch, having first taken care to recall his son Romanus to his side.
Revolt of Bardas Sclerus
Like other revolts, this one, which
was destined to last four years, began with the proclamation of Bardas as
Emperor, sometime during the summer of 976. The troops made no difficulty about
acclaiming their commander, and Bardas soon drew fresh and substantial contingents
from Armenia and even from several emirs with whom he negotiated. By his orders
the military funds were seized upon and the rich landowners taxed, and in this
way he obtained the money that he needed. Then immediately opening the
campaign, he made himself master of several fortresses such as Kharput and Malatiyah, and set
out for Constantinople. Peter Phocas was at once despatched against him to Caesarea in Cappadocia. Meanwhile the Bishop of Nicomedia
received orders to approach him with a view to an accommodation. It was labour lost. Sclerus was bent on empire or war.
The rebel army was for long
successful. After a preliminary affair between vanguards which resulted to the
advantage of his troops, Bardas won a great victory over Peter Phocas at Lepara-Lycandus in the autumn of 976 which threw Asia Minor
open to him. The revolt spread from place to place. Whole provinces, with their
soldiers, sailors, officials, and rich landowners, quickly ranged themselves on
the side of the victor. Civil war was everywhere, and, in consequence, Bardas
and his army penetrated by way of Caesarea to Cotyaeum.
Constantinople was panic-stricken, but Basil's energy did not fail him. At the
opening of 977 he sent off the protovestiary Leo with
discretionary powers, to lead the imperial army and to buy off the mutineers.
He was no more fortunate than Peter Phocas had been. If, at the very outset,
thanks to his skilful tactics, he gained an appreciable advantage at Oxylithus over a detachment of the rebels, he incurred a
defeat at Rhegeas, where Peter Phocas fell, towards
the end of 977. Through this victory, Asia Minor with its fleet and troops fell
into the hands of Sclerus. It was with this great accession of strength that in
the spring of 978 he again set out for Constantinople and laid siege to Nicaea,
which was defended by Manuel Comnenus, surnamed Eroticus.
But Manuel, after a blockade of several weeks, was forced to surrender, and
Sclerus entered Nicaea, his last halting-place before Constantinople. It was
also the scene of his last triumph.
While Sclerus was gaining this
brilliant success, his fleet under the Admiral Curticius was being defeated and annihilated by the imperial admiral, Theodore Carantenus. Nevertheless, the imperial pretender advanced
upon Constantinople, which was in a state of terror. The situation was rendered
graver by a revolt of the Bulgarians and a scarcity of soldiers. But once again
the aged Basil saved the Empire, this time by making an appeal to one of his
former enemies, Bardas Phocas, himself once a leader of revolt, who had been
reduced to impotence by the very Bardas Sclerus whom he was now about to meet
and overthrow. Bardas Phocas, having received full powers, did not spend time
over the defence of Constantinople. He threw himself into Caesarea, where the
broken remains of the imperial army lay under the command of Maleinus, in order to take the army of Sclerus in the rear,
and oblige him to retrace his way into Asia Minor. This, in fact, was what
happened. Sclerus was forced to retreat from before Constantinople in order to
meet the danger from Phocas, whom he encountered not far from Amorium in the plain of Pancalia.
Here Phocas was defeated on 19 June 978, but was able to retire in good order
to Charsianum, where he was again beaten by Sclerus.
Nevertheless, the game was not lost for the imperialists. During the winter of
978-979 they obtained help from the Curopalates of
Iberia, and in the spring of 979, on 24 March, a fresh battle was fought at Pancalia, ending, after a single combat between the two
namesakes, in the complete triumph of Phocas, the final defeat of the rebel
army, and the flight of the defeated pretender to Saracen soil. Constantinople
was thus saved.
Bardas Sclerus took refuge at Amida, and soon afterwards in the summer of 979 was
imprisoned at Baghdad with his family by the order of the Caliph. At
Constantinople it was desired that the rebel should be handed over, and to
obtain this object the parakoimomenos sent an embassy to Baghdad headed by
Nicephorus Uranus. It was unsuccessful. The Caliph would not relax his hold on
the prisoner, and Sclerus remained in durance up to December 986. As to his
followers, they were granted an amnesty as early as 979 or 980.
But now it was the turn of the
eunuch Basil. Hardly had the Empire been momentarily saved from the revolt of
Bardas Sclerus, when the military conspirators within its borders, unmindful of
the very serious position of affairs in Italy, Bulgaria, and Syria, began
plotting anew as they had done under preceding Emperors. The parakoimomenos
Basil, on the one hand, to whose energy the defeat of Sclerus was due, felt
himself, in spite of his immense services, more and more deserted by Basil II,
who was becoming eager to govern in person; while on the other hand, the great
military leaders, Bardas Phocas and Leo Melissenus,
were dreaming of a military dictatorship and looking back to their illustrious
predecessors such as Nicephorus and Tzimisces. They wanted a part to play, and
thought the role assigned them by the Emperor altogether inadequate. For these
reasons, and many others of which we are ignorant, the whole body of great
officers resolved to join hands in order to rid themselves of Basil II. The
conspiracy was hatched at Constantinople, and appears to have had its
ramifications in Syria and Bulgaria. Unluckily for the plotters, the Emperor
received timely warning, and the latent antagonism between him and his old
minister burst forth with startling suddenness and violence (985). Roughly and
without warning, Basil snatched power from the hands of the parakoimomenos,
drove him from the palace, confined him to his house, and then banished him to
Bosphorus. The rest of the conspirators were now reduced to impotence, but the
Emperor was not yet strong enough to punish all his enemies. Melissenus and Phocas were spared. As to the
parakoimomenos, his immense fortune was confiscated, and he died soon after his
fall, stripped of everything and in a mental state bordering upon madness. Once
again plotting had ended in a fiasco. It had served no other end than to make
the Emperor sure of himself, and to transform him wholly and completely.
"Basil" says Zonaras, "became haughty,
reserved, suspicious, implacable in his anger. He finally abandoned his former
life of pleasure."
Conspiracy of Phocas and Sclerus
Basil II had not seen the last of
ill-fortune with the fall of his minister. Hardly was he set free from the
arbitrary domination of the eunuch Basil, when he was called upon to face fresh
dangers. In the autumn of 986 he had just returned to Constantinople, after
having been defeated by the Bulgarians on 17 August owing to lack of zeal on
the part of his lieutenants. Suddenly, while the Byzantine generals, Bardas
Phocas at their head, were plotting against their sovereign, the news came that
Sclerus had escaped from Baghdad, and for the second time had put forward his
pretensions at Malatiyah. It was the beginning of the
year 987. Whether he would or no, in order to win over Bardas Phocas, Basil was
forced to restore him in April to his dignity of Domestic of the Anatolian Scholae, from which he had been dismissed after the plot of
985, and to despatch him against Sclerus.
Unfortunately, Phocas was devoid of scruples. Instead of doing the duty imposed
on him, he betrayed his master and entered into negotiations with Sclerus. This
shows us in what peril Basil stood. His position was further made worse by the
fact that Phocas also on 15 August 987 had himself proclaimed Emperor for the
second time with great pomp at Chresianus, nearly all
the military officers rallying round him. (This shows what strange revulsions
of fortune might be seen within a few years at Constantinople. In 971 Bardas
Phocas had himself proclaimed Emperor in opposition to Tzimisces. Sclerus
opposed and defeated him, and he retired into a convent as a monk. In 976-977
it was Sclerus who broke out into revolt, while Phocas was despatched against him. Ten years passed, and the two hostile leaders were again on the
scene, but this time they were acting in concert, both pretending to the throne
and both declared Emperors). Again civil war divided the Empire, while on the
frontiers the Bulgarians were making ready to invade its territory. Basil II
could not have escaped ruin had the two pretenders acted loyally towards one
another. Like professional thieves, they had agreed to march together upon
Constantinople and there to divide the Empire. Phocas was to have the capital
and the European provinces, Sclerus Asia Minor. But the following incident
intervened. More discerning than his father, young Romanus Sclerus, divining Phocas'
bad faith, refused to agree to the proposed treaty, and going straight to
Constantinople opened the Emperor's eyes to the true state of affairs. And in
truth he was right in his suspicions, for during an interview between the two
pretenders on September 987, Phocas had Sclerus seized and deprived of his
imperial dignity, after which he was sent under a strong guard into confinement
at the castle of Tyropaeum in custody of Phocas'
wife.
Collapse of rebellion
Phocas, now left to be the only pretender,
at once hastened to advance upon Constantinople, nearly all Asia Minor being in
his favour. He arrived under the city walls probably
in the early days of 988. Part of his army encamped at Chrysopolis,
the other half going to besiege Abydos in order to seize at once upon the
Straits, the fleet, and the convoys which secured the food-supply of
Constantinople. Basil II faced ill-fortune with splendid energy. He had
recourse to Russia, and signed a treaty at Kiev which brought him the help of
6000 Varangians. The famous druzhina arrived during the
spring of 988, probably in April, and a few months later, in the summer,
crossing over to the coast of Asia Minor under Basil II, it met the enemy's
forces in the terrible battle of Chrysopolis, where
victory remained with Basil. Meanwhile, in the direction of Trebizond, a member
of the princely Armenian family of Taron was causing
disquiet to the eastern wing of Phocas' army, and forced the pretender to despatch his Iberian contingents to the defence of their
homes, while he himself hurried to the help of his lieutenant, Leo Melissenus, at Abydos. It was around this town that the
final act in the drama took place. Constantine, Basil's brother, was the first
to set out for Abydos. He was soon followed by Basil with the Russians, and in
the spring of 989 the two armies met. The decisive action took place on 13
April. By some accident which has never been explained, Phocas suddenly hurled
himself in person against Basil, and narrowly missing him fell dead without
ever having been wounded. The battle was now won. The rebel troops dispersed,
and were cut in pieces by the imperialists. Many prisoners were taken, and the
leaders of the revolt, with the exception of Melissenus,
were executed. Basil II had definitely triumphed over all rivals. Bardas
Sclerus, it is true, was set at liberty by Phocas' wife as soon as she learned
the fate of her husband, but his release profited him little. The new
rebellion, begun in the summer of 989, was quickly ended by a reconciliation
between Basil II and Sclerus. The latter secured his pardon, and the title of Curopalates. All his adherents were also pardoned. The
pacification was sealed by an interview between Basil II and Sclerus in October
989. Sclerus, however, did not long survive his fall. He died blind and in
semi-captivity at Didymotichus on 6 March 991.
Ecclesiastical affairs
During the thirteen years from 976
to 989 contemporary records, which by the way are extremely meagre,
speak of little beyond the civil strife which dyed the Empire with blood. It is
probable indeed that all other administrative concerns were thrust into the
background by the ever fresh perils which menaced the Empire, for the few
events that are mentioned during the period all have a close connection with
the civil war. One of the most important was unquestionably the resignation of
the Patriarch, Anthony of Studion, in 980. We do not know what caused his
retirement from the Patriarchate, nor have we any explanation of the fact that
his successor, Nicholas Chrysoberges, was not elected
until 984. It seems, however, that the reason must be sought in the revolt of
Sclerus. Numerous small coincidences, indeed, lead us to conjecture that
Sclerus, who was brother-in-law of Tzimisces and was chosen by him on his
death-bed to be his successor, was always the favourite candidate of the clergy, as Bardas Phocas was of the army. Now as we know that
it was on the occasion of the first defeat of Sclerus in 980 that Anthony was
obliged to abdicate, we may conjecture the cause of this event to have been the
zeal displayed by the Patriarch and his clergy in the cause of the pretender.
For the rest, Anthony died soon after his abdication in 980. But it was not
until 984 that he was succeeded by Nicholas Chrysoberges,
who governed until 996, and of whom we know nothing except that it was under
his pontificate that the baptism of Vladimir and his Russian subjects took
place.
Another bishop, Agapius of Aleppo, distinguished himself at this time by his share in the Sclerian revolt. On 28 May 986 Theodore of Colonea, Patriarch of Antioch, died at Tarsus, as he was
journeying by sea to Constantinople. His city had fallen into the hands of
Sclerus, and the government desired above all things to regain possession of so
important a place. Agapius, Bishop of Aleppo,
promised that if he were appointed Patriarch he would bring about the return of
the town to its allegiance. He was consequently nominated and made his entry
into Antioch on 23 November 977. Thanks to his connivance and that of the
governor, Ubaid-Allah, a Saracen who had become Christian,
the town did in fact come again into the Emperor's possession. This state of
affairs continued up to the time of the revolt of Bardas Phocas, who succeeded
in seizing upon Antioch. It is probable that the Patriarch received the new
pretender amicably, for after the victory of Abydos he sought to approach the
Emperor with explanations of his conduct. At all events, in consequence of his
machinations, he was exiled by order of Phocas in March 980, and, on the other
hand, was unable to regain favour with the Emperor.
Summoned to Constantinople at the end of 989 or the beginning of 990, he was
imprisoned in a monastery, and in September 996, in exchange for a large
pension, he signed his abdication. He died a little later, in September 997.
We have only one law belonging to
this part of the reign of Basil. It is dated 4 April 988, and deals with
religious matters, being the famous Novel which abrogated the anti-clerical
legislation of Nicephorus Phocas. It is more than likely, as the preamble
states, that Basil put forth this Novel, menaced as he was by imminent danger,
with the idea that he was performing an act of piety, and thinking to assuage the
Divine anger by restoring to the monks the right of acquiring and erecting new
monasteries; but it also appears highly probable that the Novel had besides a
political bearing. In publishing it at the moment when he was preparing to
attack Bardas Phocas at Abydos, Basil judged it well to recall to the minds of
the clergy what Nicephorus had been to them, and to convince them that the
rightful Emperor had no intention of maintaining or imitating the religious
policy of his earliest guardian. Finally, it is worth noting as a curious
circumstance that it was just at the time when the Empire was convulsed by
civil war and when misery was rife on every side, that the most vigorous
renascence of the monastic life took place. It was from Mount Athos, whither
they had retired, that John and Tornicius, hearing
the news of the civil war, came forth to intervene in arms on behalf of the
Emperor. Tornicius (or Tornig)
and John fought valiantly at Pancalia in 979, and
with the booty that he won Tornicius built the famous
convent of Iviron, which Basil II by his golden bull
of 980 considerably enriched. Already in 978 the Emperor had made royal gifts
to the Laura of St Athanasius, and about 972 had authorised the founding of Vatopedi. Thus it is not surprising,
after this, that apart from any other considerations he should have meditated
the abrogation of laws which he had not scrupled to be the first to contravene.
Conversion of Russia
The great transaction, half
political and half religious, which marks this period of Basil II's reign was
unquestionably his treaty of alliance with Vladimir of Russia, and the baptism
of the Russians to which it led. The negotiations arose over the visit to
Constantinople of an embassy from the great Russian Prince of Kiev, sent to
collect information touching the Orthodox religion. The Emperor at the moment
was in the thick of the civil struggle, in want of both men and money. He used
the opportunity to attempt to bring about with the Russians, heretofore his
enemies, an understanding which should supply him with the help of which he
stood in need. It was accordingly arranged that the Prince of Kiev should send
six thousand Varangians to Constantinople, and in
exchange should receive in marriage the princess Anne, Basil's sister (born
March 961), the bridegroom becoming a Christian. This was carried out. The Varangians arrived, and were instrumental in saving the
Empire, but Basil showed less promptness in handing over his sister. It needed
an attack upon the Crimea by the Russians in the summer of 989 to bring him to
the point. It was about the end of that year, indeed, that Anne set out for
Kiev and that Vladimir received baptism, thus bringing Russia permanently
within the circle of the political and religious influence of Constantinople.
Rule of Basil II (989-1025).
In the reign of Basil II, the year
989 stands for the complete end of civil strife, and the unquestioned victory
of the imperial authority as well as of the legitimist principle. For the
future, his only task was to consolidate his power and to make head against the
two great enemies of his empire, the Bulgarians and the Saracens. This implies
that the reign of the "Bulgaroctonus" was
primarily a military one. Nevertheless, in the course of home affairs, there
are several events of the first importance to be noted.
On the death of Nicholas Chrysoberges the court named as his successor Sisinnius. His consecration took place on 12 April 996.
This Sisinnius was a layman of the high rank of
magister. He was also a physician, and was besides deeply versed in letters and
endowed with many virtues. Yet he did not seem to be marked out for so distinguished
an office, and it is probable that the Emperor was actuated by political
motives. However this may be, one thing seems certain, that during his very
brief pontificate Sisinnius came to a more or less
complete breach with Rome. The grounds of this fresh quarrel were doubtless
quite unconnected with theology. They were, in fact, purely personal. The Pope,
Gregory V, was a nominee of Otto III of Germany, while Basil's candidate for
the Papacy, a Greek named Philagathus, had been
defeated in spite of having had the support of Crescentius the Patrician of
Rome. In enmity to Gregory, Crescentius set up the Greek as anti-Pope, and in
due course, at the beginning of 998, Gregory excommunicated his rival. Hence
came the rupture. The pontificate of Sisinnius was,
however, signalized by other measures. Reverting to the ever-irritating
question of second marriages, he issued a regulation concerning unlawful unions
between persons related in various degrees, and another which condemned even
second marriages. This was at the same time a direct attack upon Rome, which
had sanctioned the fourth marriage of Leo VI. Sisinnius had not time to go further. He died about the month of August 998. One
encyclical letter of his has come down to us, addressed to the bishops of Asia
Minor and treating of the Procession of the Holy Ghost.
His short pontificate ended, a
successor to Sisinnius was sought, according to the
traditional practice, in the ranks of the clergy. The Emperor's choice, in
fact, fell upon an aged monk of distinguished birth named Sergius, Igumen of the Manuel Monastery. Hardly anything is
known of his pontificate or of the events which took place within it, but
dissensions broke out between Constantinople and Rome about 1009, which were
caused in all probability by the Emperor's policy in Italy, and which ended in
schism. We feel, indeed, that we are approaching the days of Michael
Cerularius, for, monk as he was, Sergius certainly
appears to have carried on the struggle initiated by Sisinnius.
Several of our authorities, questionable it is true, tell us that the Patriarch
assembled a synod in 1009 at Constantinople, and that he resumed the policy
formerly inaugurated by Photius, procured the confirmation of his pronouncements
against Latin innovations, and struck out the Pope's name from the diptychs. In
fact, at this time separation and schism were put on an official footing. Apart
from this event, which does not appear to have had any immediate consequences,
we find that Sergius very courageously attempted to
induce the Emperor to abolish the tax which he had just re-imposed, the allelengyon, but
without success. Basil refused his consent. It was also during this pontificate
that a certain number of liturgical and canonical books were translated from
the Greek into Russian for the use of the recently-founded Church, and that the
monastery of St Anne was founded on Mount Athos. Finally we have an ordinance
of Sergius dated in May 1016 authorising devout persons to give donations to churches and monasteries.
The successor of Sergius was a eunuch named Eustathius, almoner of the
imperial chapel, elected on 12 April 1020. The appointment was dictated solely
by political reasons. Relations between Rome and Constantinople were much
strained, if not wholly broken off. In Italy things were not going prosperously
for the Empire; German influence was preponderant there, and Benedict VIII had
not hesitated to employ the Normans against the Byzantines. It will readily be
understood that, in these circumstances, Basil's whole idea would be to
countermine papal influence at Constantinople. But a Western chronicler tells
us that in 1024, immediately on the death of Benedict VIII, Eustathius asked for the title of Ecumenical Patriarch from John XIX, and in this way
resumed spiritual relations with Rome. John XIX was about to concede the
privilege, which would have been tantamount to granting autonomy to the Church
of Constantinople, when the protests of Western Europe compelled him to draw
back. Matters had reached this stage when Eustathius and Basil II died, within a few days of each other, in December 1025. The
successor to the dead Patriarch was at once chosen. He was Alexius, Igumen of the Studion.
Legislation against the "powerful"
The reign of Basil II is notable for
a certain number of laws of importance. Some are concerned merely with gifts
made to the great monasteries; others have a more general significance. It was
in January 996 that Basil issued his famous Novel against the continual
encroachments of the great territorial proprietors. If this question had been,
as we have seen, a constant preoccupation of the Emperors of the preceding
century, it had become for Basil II a matter of life and death. For it was the
great landholders who had raised the standard of revolt, and they it was who,
with their money and their men, had maintained the cause of the rebel
pretenders. It was of the utmost importance, then, for Basil to carry out the
advice which had been given him (it is said, by Bardas Sclerus after his
defeat), to break down this formidable power, and dry up the source that fed
it, territorial wealth. This he did by means of the Novel of January 996,
"condemning those who enriched themselves at the expense of the
poor." This provision in fact merely confirms and gives precision to that
of Romanus Lecapenus, and extends its scope.
Prescription, even for forty years, was now to avail nothing against the right
of redemption; the power to reclaim property was declared inalienable by any
lapse of time. Any estate acquired by its owner before the date of the Novel of Lecapenus was to remain in the hands of its actual
proprietor, provided that he could furnish authentic documentary proof that his
rights dated from a time anterior to the ordinance. The title to any estate
illegally acquired since the publication of the Lecapenian Novels was declared null, and the peasants might at once reclaim their original
property, which would be restored to them without the payment of any
compensation. Estates unjustly come by, even if their possession had been
sanctioned by a golden bull from the Emperor, were subject to the same
provision, any such bulls being declared null.
Special provisions gave precision
also to the Novel of 4 April 988 concerning ecclesiastical property, and
finally very severe penalties were decreed against high officials who used
their position to enrich themselves outrageously at the expense of the crown
lands. The principle underlying all this formidable legislation was that any
estate, whether noble, ecclesiastical, or burgher, should remain permanently
what it was, and that thus commoners' lands were never to pass to either of the
other two classes.
This Draconian law was, in truth,
only justice, for the "powerful" had in the end agreed that they were
rightful possessors of land taken from the poor only if by any means or methods
whatsoever, they had debarred their victims for a period of forty years from
lodging a complaint in due legal form. The injustice of the practice is clear,
and so is the social danger to which it led. It was by such means that the
fortunes of the great feudal houses had been founded, such as those of Phocas, Maleinus, Tzimisces, Sclerus, and of the parakoimomenos
Basil; it was by such means too that the exchequer was depleted, for all these
great nobles, like convents, were privileged with regard to taxation.
The new laws appear to have met with
no great success. The penalties were irregularly applied, even if we take it
that they were capable of being enforced. In 1002 the Emperor, having paid him
a visit, did indeed disgrace Eustathius Maleinus, whom he carried prisoner to Constantinople,
awaiting the opportunity of his death to confiscate his estates to the profit
of the crown. But this was an isolated instance, which goes to show how
difficult, slow, and inefficacious was the application of the Novel of 996. It
was moreover in these circumstances that Basil II, in order to provide for the
enormous cost of the war with Bulgaria, as well, probably, as to pursue his
controversy with the great feudal lords, re-imposed the famous tax called the allelengyon, by
which the rich and the poor were declared jointly and separately liable with
respect to all obligations, whether financial or military, and the rich were
required, in default of the poor, to discharge for them both their taxes and
their service in the field. This mutual warranty was an old legacy from the
Roman law as to the curiales, which had no other
result than to ruin the mass of the great landholders and to stir up the
bitterest of social hatreds. Thus Basil's work had no element of permanence. If
for a time the Emperor found some profit in exacting the tax, his successors
were before long forced to repeal it.
Secular relations with the West
If Constantinople was on far from
amicable terms with Rome, and if Italian affairs were frequently the cause of
disputes with the Saxon Emperors, yet from 983 onwards, the date at which
Theophano took power into her own hands, the relations between the two imperial
courts were excellent. Otto III had been educated by his mother in great
reverence for Constantinople and according to Greek ideas, and, as soon as he
was old enough, he hastened in May 996 to send an embassy to Basil II asking
for the hand of one of his imperial cousins, no doubt Zoe or Theodora. We know
nothing of the results of this first embassy, but apparently it was warmly
received, for in 1001 a fresh mission left Italy, headed by Arnulf,
Archbishop of Milan, charged on this occasion to bring back the promised
princess. This second embassy was received by Basil II with honours such as in themselves show how cordial were the relations between the two
courts. Unfortunately neither had laid its account with death. When the wedding
cortege reached Bari, the news came that Otto III had died in January 1002, and
all dreams, diplomatic and matrimonial, vanished like smoke. The Byzantine
princess who had been about to assume the imperial crown of the West must needs
return to Constantinople, and before long be a witness of the ruin of the Byzantine
power in Italy, which her marriage would perhaps have hindered or at any rate
delayed.
At Venice, in contrast to the
Italian mainland, the Doge Peter Orseolo II (elected
991) made every effort to maintain a thoroughly good understanding with Basil.
In 991 or 992 he sent ambassadors to Constantinople, who were very well
received, and by a chrysobull of March 992 secured
valuable commercial privileges. Later on, relations became even more intimate.
In 998 the Doge's son John spent some time at Constantinople, and some few
years afterwards, in 1004, Basil gave him as his wife a young Greek of
illustrious race, Maria Argyrus, sister of Romanus Argyrus, the future Emperor of Constantinople.
Unfortunately both husband and wife died of the plague in 1007.
One of the most important of Basil's
diplomatic achievements was the political and religious organisation which he
imposed upon Bulgaria after his final victory in 1018. We are to some extent
acquainted with this work of his through three Novels addressed by the Emperor
to John, Archbishop of Ochrida, which have been discovered in a golden bull of
Michael Palaeologus dated 1272. By these Novels Basil set up an autonomous
Church in Bulgaria, having as its sphere the ancient Bulgarian Patriarchate as
it existed from 927-968, with the addition of a whole series of bishoprics
taken from various metropolitan sees of Macedonia, Epirus, Thessaly, Serbia,
etc. It is probable that in this he was influenced by political motives, but on
this point we have very little information.
Recurrence of revolt
The reign of Basil II, full of
importance from the domestic point of view, was even more so in a military
sense. An Emperor who strove so energetically and successfully to enable
Byzantium to triumph over her foreign enemies, after having bravely contended
for his own rights against his personal foes, was naturally, during the greater
part of his reign, often absent from Constantinople. While going forth on his
military expeditions and while returning to his capital he had, what was very
rare for an Emperor, an opportunity of visiting every part of his vast
dominions, and his sojourn at Athens in 1018 has always been famous. His
military triumphs, celebrated at Constantinople after his great victories, were
also magnificent, as beseemed the reward which his warlike achievements had
deservedly earned.
Yet before his death Basil, about
1022, was called upon once again to experience the anxieties of his younger
days, through the revolt of two of his generals, Nicephorus Xiphias and Nicephorus Phocas, son of Bardas. The Emperor was at Trebizond, about to
set forth on an expedition to Iberia, when he learned in rapid succession that
in his rear the two generals had broken out into revolt, that a conspiracy had
been formed to dethrone him, that the traitors had probably an understanding
with one of his worst enemies, the King of the Abasgians,
and that an army was gathering together against him in Cappadocia. The
situation was likely to become even more threatening, for Phocas was proclaimed
Emperor. But, as before, Basil profited by the rivalry which soon declared
itself between the two rebels. Xiphias, jealous of
Phocas, drew the crowned pretender into an ambush on 15 August 1022, and had
him assassinated. It was now all over with the revolt, and also with the family
of Phocas, which with this Nicephorus disappears from the pages of history. As
to Xiphias, he was made prisoner, tonsured, and sent
into exile on one of the Princes Islands, his property being confiscated. The
Emperor, thus delivered, was able to continue his march to Iberia.
A reign so essentially military as
Basil's was unfavourable to letters and the arts,
which indeed the Emperor always looked upon with indifference or contempt.
Nevertheless, whatever the period to which the work of Simeon Metaphrastes should be assigned, hagiographical compilation
was actively carried on, as we see from the famous Mepologium of Basil dedicated to that sovereign, a marvellous illuminated manuscript now preserved in the Vatican Library. Basil's name is
also associated with another great work, this time an architectural one. In the
night of the 25-26 October 989 Constantinople was visited by a fearful
earthquake. The destruction was enormous. The cupola of St Sophia and the
eastern apse gave way. It was necessary that they should be at once repaired, and
also that the ramparts and the aqueduct of Valens which had been partially
destroyed should be reconstructed. An Armenian architect, Tiridates,
was entrusted with the work at St Sophia, fine mosaics being executed for the
adornment of the western arch. The same was the case with the Baths of Blachernae, which Basil caused to be rebuilt and
re-decorated in sumptuous fashion. Commerce, especially, seems to have
prospered during this reign, and the great silk manufactories seem to have been
always at work. The industrial museum at Dusseldorf preserves a superb silk
stuff, dating from the reign of Basil and the year 1000, into which are woven
figures of lions facing one another.
From the time of Basil's return from
his campaign in Iberia nothing is recorded of him until his death. We only know
that as the conqueror of Musulmans, Russians, and Bulgarians he had extended
his empire as far as the Caucasus, when at the age of sixty-eight he desired,
in spite of the glories which already made his reign illustrious, to accomplish
still more and to go in person to carry the war into Sicily. He was prevented
only by death, which cut him off on 15 December 1025 after a reign of
forty-nine years and eleven months. As he left no direct heirs, he named his
brother Constantine to succeed him, and to take up the splendid inheritance
which his own energy and valour had enabled him to
leave behind. Never, indeed, had the Empire been stronger, wider, or more
prosperous than in this year 1025, the high-water mark in the history of the
Macedonian House and, in fact, of the Byzantine Empire. With Basil II's death a
period of miserable decadence was to set in.
Constantine VIII (1025-1028).
The new Emperor, to whom Basil in
dying had committed the imperial crown, was already an old man, sixty-four or
sixty-five years of age, having first seen the light in 960 or 961. Unlike his
brother, he had spent his life almost wholly within the palace precincts,
amidst all the refinements of luxury and lowest excesses of debauchery. As we
have seen, he was crowned on 7 April 961, and associated in the Empire as the
honorary colleague of Basil in 976. When he succeeded to the throne he had a
wife, Helena, and three daughters, Eudocia, Zoe, and
Theodora. The eldest daughter makes no figure in history. Disfigured from her
early days by small-pox, she entered a convent and died before 1042. The other
two were to have their names in all men's mouths and to represent the
Macedonian dynasty up to 1056.
The Emperor Constantine VIII bore
the worst possible reputation at Constantinople, and unfortunately with only
too much reason. Psellus has left us an unflattering
portrait of him, which, however, seems to be fairly accurate. Inheriting, as he
did, the blood of Michael III and Alexander, during his reign of three years
his one object seemed to be to empty the treasury, and, as Scylitzes says, "to do a vast amount of mischief in a very short time, to pursue his
merely voluptuous way of life as the absolute slave of gluttony and lust, and
to indulge without reflection in the amusements of the Hippodrome, the table,
the chase, and games of hazard." His first measures were taken solely with
a view to getting rid of the whole of the late Emperor's staff, and to dealing
out offices and honours to the habitual companions of
his debauches, men of base origin, several of whom were pagans and barbarians.
The government was handed over to six eunuchs, and in order, no doubt, to found
his authority on terror, the new Emperor disgraced a certain number of men of
mark such as Constantine Burtzes and Nicephorus
Comnenus, Bardas Phocas and the Metropolitan of Naupactus,
all of whom he caused to be blinded. Then, notwithstanding the enormous sums
left in the imperial treasury by Basil, Constantine VIII demanded with covetous
insistence not only the strict and yearly exaction of the taxes in full, but
also the arrears of two years, which Basil had not exacted. This was a grievous
burden for the whole Empire and spelt ruin to many families. But such
considerations were powerless to disturb the equanimity of Constantine VIII.
Except for these few incidents, the
reign of three years was marked by no event of importance, unless it be the
marriage of Zoe. However, the military and political conditions which
Constantine, quite apart from any will of his own, inherited of necessity from
his brother in Armenia, Iberia, and Italy, brought embassies to Constantinople
of which an account has been preserved. In 1026 the Katholikos of Iberia came to
appeal for the protection of the Emperor for his Church. At the beginning of
1028 came the embassy sent by Conrad II with the ostensible object of proposing
a marriage of ridiculous disparity between his son, aged ten, and one of the
two princesses born in the purple, but in reality to attempt to conclude an
alliance between East and West which might have restored the ancient unity of
the Roman Empire, as the Macedonian House had now no male heirs. Werner, Bishop
of Strasbourg, and Count Manegold were received with
great splendour at Constantinople, but the
negotiations led to no practical result, and that for several reasons: in the
first place, because they aimed at the impossible, and in the second, because
on 28 October 1028 Werner died, as did a fortnight later the Emperor himself.
Nevertheless, some good effect seems to have come of the mission, for from this
time onwards the relations between Germans and Greeks were, temporarily at
least, marked by a genuine cordiality.
We have a somewhat curious new
departure dating from the reign of Constantine VIII and the year 1027,
described by the Arab writer, Magrizi. It was
actually agreed upon by treaty between the Emperor and the Fatimite Caliph Zahir that for the future the Egyptian ruler's
name should be mentioned in all the prayers offered in mosques situated in the
imperial territory, and that the mosque in Constantinople should be restored
and a muezzin established there. On his part, the Caliph agreed to the
rebuilding of the church of the Holy Sepulchre at
Jerusalem, which had been destroyed in 1009, and to the return to the orthodox
faith of those Christians who through force or fear had become Mohammedans.
There is besides in existence a Novel of Constantine VIII dated June 1026
anathematizing seditions.
When on 9 November 1028 Constantine
fell dangerously ill, he bethought himself of settling the succession. He had
near him only his two younger daughters, neither of whom was married. A solution
of the question had to be found without delay. It was resolved that Zoe should
be married on the spot, and the Emperor made choice of Constantine Dalassenus, but at the last moment palace jealousies caused
him to be set aside, and the final choice fell on Romanus Argyrus.
But he was married. By the order of the Emperor and by threats of the most
horrible punishments, Romanus was brought to consent to a divorce, and his wife
to retire from the world into a convent. There she died in 1032. Romanus was at
once proclaimed Caesar and heir to the Empire. In spite of the existence of his
real wife and the nearness of relationship between the two, the Patriarch made
no objection to solemnizing this remarkable union, on account, it would seem,
of the State interests involved, and in order to avert a political crisis. At
all events, nobody seems to have raised any protest against the morals
displayed, and Constantine tranquilly expired on 11 November 1028, aged seventy.
(Constantine VII, grandfather of Constantine VIII, and Romanus Argyropulus, great-grandfather of Romanus Argyrus, had married sisters, Helen and Agatha, daughters
of Romanus Lecapenus. It was probably for this reason
that Romanus was chosen for Zoe's husband and for future Emperor).
Zoe and Romanus III Argyrus (1028-1034).
Zoe, when in right of her birth she
ascended the Byzantine throne, was forty-eight years old, having been born in
980. "Of a haughty temper and great personal beauty, with a brilliant mind"
says Psellus, she had languished into old age in the
women's apartments of the palace, imperial policy having been neither able nor
willing to find her a husband. Her marriage with Romanus Argyrus meant to her emancipation and liberty, and she was to make use of her position
to recall into being, nay, to unite in her own person and display to the world,
all that had brought shame upon her race, and to give herself up to the worst
excesses. There is something in Zoe of Theodora, something of Romanus II, and
again something of Constantine VIII. Her accession began the hopeless decline
of her dynasty.
The husband whom accident had given
her was in himself a worthy man. Up to the day of his unwelcome marriage, he
had lived at Constantinople as a great noble, deeply attached to his
affectionate wife, much given to works of piety, and to study as understood by
a man of the world, that is to say, of a rather superficial description. He was
a man of ability, but unfortunately not a little vain, and as Emperor during
his six years' reign he strove to govern well, and dreamed (a strange dream,
considering the age which both he and Zoe had reached) of establishing an Argyrus dynasty at Constantinople. Unluckily his
intelligence did not keep pace with his good intentions, and owing to his
self-deception as to his own military qualifications and to his too eager
appetite for glory, he ended by bringing the worst calamities upon Constantinople,
and upon himself the most bitter disillusionment.
On his accession, the first measures
taken were fortunate, and show the importance which Romanus always attached to
being on good terms with the clergy. The first Novel which he issued on his
accession increased the contribution made by the imperial exchequer to relieve
the strain on the very limited resources of St Sophia. He then abolished the
famous tax known as the allelengyon which Basil II had re-imposed, and bestowed lavish alms on all who had been
ruined by the late reign. Going further, he flung open the prison doors and set
free those who were detained for debt, himself paying a great part of what was
due to private creditors and remitting what was claimed by the State. He
restored to liberty numberless victims of the late reign, replacing them in
their old positions, and, when feasible, bestowing great offices on them.
These first steps, however,
unfortunately led nowhere. Hardly had the edicts gone forth, when a series of
calamities fell upon the Empire which changed not only the aspect which Romanus
had given to his government but the very character of the sovereign himself.
The account of the disasters experienced by the Emperor and his army in Syria
must be omitted here. They did not come alone. Soon money began to fail, and
Romanus was forced to concentrate all his energy upon the financial side of the
administration, and from having been liberal and munificent, he became, except
where the clergy and his buildings were concerned, severe, harsh, and even, it
was said, avaricious, to a degree which brought him many enemies. He was
compelled to raise the money needed by fresh taxes, and it happened further
that under his government the Empire passed through a time of fearful crisis.
In the winter of 1031-1032 there was an awful famine in Asia Minor accompanied
by prodigious mortality; with the spring came the plague, then an army of
locusts which made havoc of the crops, and then, as though all this had not
been enough, on 13 August Constantinople was shaken by a terrific earthquake
which destroyed numberless houses, hospitals, and aqueducts. Romanus III was
forced to come to the relief of all the unfortunate sufferers with money. He
did it on a generous scale, but the finances felt the effects grievously.
In spite of the emptiness of the treasury,
of which, indeed, his propensities were partly the cause, Romanus III was a
great builder. Like Justinian and Basil I, he desired to erect at
Constantinople a new architectural marvel, a worthy rival of St Sophia and the
New Church. This was the church of St Mary Peribleptos,
and he added to it a large laura for men. He endowed
both church and monastery richly, alienating lands of considerable extent and
unusual fertility. But he went further. Not content with building the Peribleptos church, he adorned St Sophia with costly
decorations in gold and silver, while at Jerusalem he began the rebuilding of
the church of the Holy Sepulchre, which was not
finished till 1048.
In 1030 or 1031, from purely
political motives, Romanus III, having no children of his own, arranged
marriages for two of his nieces. One of them, Helena, was married to Parakat IV, King of Iberia, and the other to John-Sempad, King of Greater Armenia. The former of these
marriages gave occasion for a visit to Constantinople of Queen Mariam, Parakat's mother, and for
a treaty of alliance between the two sovereigns, a treaty, however, which
proved of small importance, for Romanus at the first opportunity tore it up Helena, in fact, had died not long after her
marriage.
The chroniclers preserve the
remembrance of another embassy which also made its appearance in 1031. This was
the Saracen mission, headed by the son of the Mirdasid Emir of Aleppo, Shibl-ad-daulah.
He, also, came to request the renewal by treaty of peaceful relations. His proposal,
which was accepted, was to go back to the convention signed after the victories
of Nicephorus Phocas, in fact to the payment of a tribute. A treaty on much the
same lines resulted, also at this date, from a visit paid by the Emir of Tripolis to Constantinople.
When Zoe ascended the throne, it
necessarily happened that her younger sister Theodora was left somewhat
neglected and forgotten in the women's apartments of the palace. This did not
suit her at all, however devout she may have been, and, debarred from ruling,
she betook herself to plotting. Even in 1031 a first conspiracy broke out
against Romanus III, the moving spirit of which, Fruyin,
or Prusianus, was no other than the eldest son of the
last Bulgarian sovereign. He was accused, and apparently the charge was proved,
of having had designs upon the throne of Constantinople and perhaps upon the
hand of Theodora. In any case, it is fairly plain that the future Empress took
a hand in the game. But the plot was discovered, and Prusianus was blinded. Theodora, on this first occasion, was not proceeded against, but
her immunity did not last long, for soon afterwards another affair arose which
led to more serious consequences. This was the conspiracy of Constantine
Diogenes, Romanus III's own nephew. We know nothing of this plot except its
results. Some of the highest personages in the State were so deeply implicated
in it that they were subjected to the worst outrages, and then imprisoned for
the remainder of their lives. Nor did Theodora herself go unpunished. She was
sent to expiate her guilt at the convent of Petrion.
Michael IV succeeds Romanus
Meanwhile Zoe was pursuing her new
way of life without measure or restraint at the palace. Romanus III, when he
had to give up all hope of children, began to neglect his wife and turn his
attention to the government, while Zoe rushed from one adventure to another.
Friction soon made itself felt between the elderly couple. Zoe was exasperated
by the Emperor's neglect, by the strong influence which his sister Pulcheria exercised over his mind, and by the limits set to
her mad extravagance. She found the means of vengeance by attracting the love
of a younger brother of the man whose name was soon to become famous throughout
the Empire, John the Orphanotrophos, a Paphlagonian eunuch of low birth, who had become the
friend, confidant, and only favourite of Romanus. The
brother's name was Michael; he was young and handsome. Thanks to his elder
brother, Michael had exchanged his business of a money-changer, perhaps a
coiner, for the post of "Archon of the Pantheon." He soon, in his
turn, became a special favourite with Romanus, and
was even more acceptable to Zoe. In course of time the disgraceful passion of
Michael and the Empress became public property, and Zoe herself ventured to
predict the speedy elevation of her lover to the throne.
Her prophecy was verified on 12
April 1054. Romanus was in his bath when in the night of 11-12 April he was
murdered, apparently by some of his suite. Exactly what took place was never
known. After having probably been poisoned, he was in some mysterious fashion
drowned. However this may have been, no one at Constantinople doubted that Zoe
and Michael were indirectly the chief movers in a crime which was to give the
imperial crown to Michael IV, the Paphlaonian.
Zoe and Michael IV (1034-1041).
The Empress Zoe's satisfaction was
brief. In gaining her new husband by a crime she had at the same time found a
master. Cunningly acted upon by John Orphanotrophos,
who was already the real ruler of the Empire, she determined to have Michael
proclaimed at once, and, within a few hours of her husband's death, to marry
him publicly. The Patriarch was hastily summoned to the palace, where he
learned at one and the same time the death of Romanus and the service expected
of him. It was no light thing. It was in fact that he should proceed without
parley to bless the union, on a Good Friday, of a woman stained with crime,
fifty-four or fifty-five years of age, and widowed only a few hours, with a
young man of no family, thirty years her junior. How came the Patriarch Alexius
to lend himself to the accomplishment of anything so infamous? We cannot tell. Scylitzes only relates that he was won over by bribes to do
the will of the Empress. At all events, no one at Constantinople made any
protest against this exhibition of imperial morals. The city, it appears, was
delighted to greet the new sovereign, and on the day of Romanus' funeral there
were no lamentations for the dead Emperor, who had not been popular with the
inhabitants of Constantinople.
And yet, strange to relate, once seated
upon the throne, this untrained man, with no claims to govern, and already
tormented by the epileptic fits which a few years later were to carry him off
in his turn, proved a good ruler, careful of the public interest, attentive to the
defence of the Empire, and courageous when the situation in Bulgaria made
demands upon his energy. The character given of him by one who knew him
personally and intimately, Psellus, should be studied
in order to gain an idea of what Michael was upon the throne. "Such was
the conduct of the Emperor" he says, "that setting aside his crime
against Romanus III, his treasonable adultery with Zoe, and the cruelty with
which he sent several illustrious persons into exile on mere suspicion, and
setting aside, further, his disreputable family, for whom after all he was not
responsible, one cannot do otherwise than place him among the elect of
sovereigns in all ages." He wisely declined to make any hasty innovations,
any sweeping changes in the imperial administration. If there was favouritism,
if the Senate found itself invaded by the creatures of the new regime, this was
the doing of Michael's brother. But there is more to be said. Michael proved to
be extremely devout; hardly was he seated on the throne when he began to realize
the crime he had committed, to regret it, and to do penance. He would now have
no companions but monks, and no anxiety save to do good and to expiate his
sins. His life was that of an ascetic, and the whole of the imperial treasure went
to build convents, a home for the poor, the Ptochotropheion,
and even a refuge for fallen women.
Meanwhile, what was Zoe doing? She
had not taken long to realize how grossly she had deceived herself. Devoid of
gratitude towards a woman whom he had never really loved, Michael broke off
relations with the Empress and refused to see her. Under the influence of his
brother and of his religious impressions, dreading too lest he should meet with
the fate of Romanus, he kept her in retirement and had her carefully watched.
All her attendants were changed, officials devoted to the Emperor were
introduced into her service, and she was forbidden to go out unless with
Michael's permission. Zoe bore with these fresh humiliations patiently until,
weary of her servitude, she attempted to poison John. It was labour lost. She met with no success, only causing an
increase in the rigour of her confinement. It was the
just reward of her crime, and lasted up to the death of Michael IV.
Government of John the Orphanotrophos
On Michael's accession, his whole family
took up their abode in the palace and obtained high offices in the Empire. John Orphanotrophos, the eldest, became chief minister; Nicetas, Constantine, and George became respectively,
commander at Antioch with the title of Duke, Domestic of the Oriental Scholae, and Protovestiary. This
latter office, which fell to the youngest, was one of the great dignities of
the court. The family were all thoroughly corrupt and as uninteresting as they
were uncultivated. They were to prove the ruin of their nephew the next Emperor.
The only exception was the famous John Orphanotrophos.
Beneath his monk's frock, which he always retained, he was fully as corrupt as
his brothers. Though a confirmed drunkard, he had nevertheless remarkable
talents for government. He was an able financier, unrivalled as an
administrator, and an astute politician. He was, moreover, absolutely devoted
to his family and to the Emperor, and, despite his serious faults, his
falseness, cynicism, and coarseness, he was in truth, as Psellus somewhere calls him, the bulwark of his brother Michael. He it was who had
found means to advance him in Zoe's good graces, and he it was who later
contrived to make the fortune of his nephew, Michael the Calaphates,
from whom he was in the end to receive no reward but exile.
The powerful eunuch's government was
energetic, if not uniformly successful. His untiring activity embraced all the
foreign affairs of the Empire, and Byzantine armies were again sent forth to
strive for the supremacy and safety of the Empire in Asia Minor against
Saracens, Iberians, and Armenians, as well as in Italy and Sicily (where the
situation was further complicated by the arrival of the Normans), and also,
towards the end of the reign, in Bulgaria. Certainly John could claim brilliant
successes from time to time, especially in Sicily, where Syracuse was
temporarily re-taken in 1038. Men of a different stamp, however, would have
been needed to restore to Constantinople her former prestige, and, in a word,
from the reign of Michael must be dated a widespread decline in the strength
of the Empire.
As to home affairs, they seem to
have been less creditably managed. John hoped to see a new Paphlagonian dynasty founded, and with this object, after having reduced to penury and
thrust into prison those who, like Constantine Dalassenus,
had fallen under his suspicion, he made it a point of conscience to enrich his
own family beyond measure. The people were ground down by taxes. Money was
wanted for the war; it was wanted for the absurd and ruinous charities of the
Emperor, who, more and more broken down by illness, thought of nothing but
distributing solidi aurei as a means of regaining health; it was wanted, above all, for the Emperor's
relations. Their rapacity was indeed the prime cause of the intense
unpopularity which before long was to sweep away the whole tribe of these
detested eunuchs. But John imagined himself safe from attack, and in order to
establish his authority more firmly he made a momentary attempt, like Photius
and Cerularius, to bring about the abdication of Alexius, and have himself nominated
Patriarch in his place, thus getting the entire control of affairs, religious
as well as political, into his own hands. The manoeuvre was only defeated by the energy of Alexius, and fear of the complications which
might ensue.
While his brother and minister John Orphanotrophos was thus governing the Empire, Michael, more
and more affected by his epileptic fits, and suffering besides from dropsy,
paid scant attention to anything beyond his charitable and devotional employments.
He usually spent his time at Salonica, at the tomb of
St Demetrius, and from what Psellus tells us only
military matters could rouse his interest during his lucid intervals. His state
gave some anxiety to the chief minister. Every contingency must be prepared
for, if Constantinople, as he hoped, was to be endowed with a new dynasty.
Therefore, in the course of the year 1040, he decided on striking a decisive
blow. As neither he nor his brothers, who were all eunuchs, could perpetuate
their name, he contrived to persuade Michael IV to nominate as Caesar a very
young nephew, son of their sister Mary. Further, what seems almost incredible,
in spite of the rigorous treatment which both brothers had meted out to Zoe,
John and Michael, to ensure the success of their designs, prevailed on the Empress
to become a party to them, and suggested to her the idea, to which she
cheerfully acceded, of adopting the young man. This was duly carried out.
Magnificent fetes were given at Constantinople, in the course of which Michael
V, surnamed the Calaphates, was proclaimed Caesar and
adopted son of the imperial couple.
It was in these circumstances that
at the end of the year 1040 news came of a rising in Bulgaria. By a supreme
effort of will the Emperor put himself at the head of his troops and, without
hesitation, marched into Bulgaria. A fierce struggle followed. For a moment the
worst disasters seemed to threaten the Empire. Finally, however, Michael
triumphed, and suppressed the revolt. But this burst of energy destroyed him.
He was still able to be present at the triumph decreed him by his capital. His
government even succeeded at this time in foiling a conspiracy, formed no doubt
in consequence of the adoption of Michael V, one of the moving spirits in which
was that very Michael Cerularius who was soon to become Patriarch. Then the end
came. On 10 December 1041 he quitted the imperial palace without even taking
leave of Zoe, and betook himself to the monastery of the Holy Argyri, which was his own foundation. There, laying aside
his royal robes, he had himself clothed in a serge frock, and thus as a monk he
died on the same day, having reigned seven years and eight months over the
Empire.
Michael V (1041-1042). Fall of the Orphanotrophos
The project which John Orphanotrophos had formed in inducing Zoe to adopt his
nephew Michael was not destined to succeed. Indeed it was to lead to the ruin
of the whole egregious family. The young man, as it proved, had none of the
strong points of his uncles, though he shared in all their defects. Son of a
sister of the Paphlagonians, and of Stephen, a plain
artisan employed in careening ships in the port of Constantinople, Michael,
when fortune began to smile on his relations, had been appointed commander of
the imperial guard, while his father, suddenly placed at the head of the fleet,
set out to distinguish himself in Sicily by memorable and grievous defeats. It
was from his functions in the palace that John took his nephew to have him
proclaimed Caesar and adopted as heir to the throne. Unfortunately for both
parties, Michael was an exceedingly worthless young man, vicious, cruel,
hypocritical, and ungrateful, though not wanting in cleverness or shrewdness.
An unfortunate tension soon made itself felt in the relations between uncles
and nephew. Michael detested John, and despised his uncle the Emperor. John
began to distrust the Caesar, and Michael IV to be estranged. The result of
this was the rapid fall of the adopted son from favour,
and his banishment beyond the walls of the city. There he remained until the
death of Michael IV, and there he would no doubt have been left, had he not
been necessary to the vast schemes of the Paphlagonians.
In order to secure the continuance of the family the plan set on foot must be
carried out, and it was thus that Zoe, alone and abandoned without defence to
the faction of her brothers-in-law, was forced to allow Michael to be
consecrated, crowned, and proclaimed Emperor of Constantinople.
At first everything seemed to go
smoothly. Michael appeared as the humble servant of the Empress and the docile
pupil of his uncle. Honours were distributed to the
nobles, and alms to the people. But this was merely an attitude temporarily
taken up. In reality, there were serious dissensions between the brothers and
the nephew. For a long time Michael had been acting with his uncle Constantine
against John, whom they both detested. Thus the first care of the young Emperor
was to raise Constantine to the rank of nobilissimus,
and his second to find an opportunity to get rid of the Orphanotrophos.
He took advantage of a debate, at the end of which the old eunuch had retired
in great dudgeon to his estates, to have him suddenly carried off and deported
to the monastery of Monobatae at a great distance. This
was Michael's first victim; his second was to cost him his throne and his life.
Thus left master of the situation by
the banishment of the Orphanotrophos, who naturally
seems to have disappeared unregretted by anyone at
Constantinople, Michael's one idea was to make use of the power that he had
acquired. Psellus tells us that, as a base upstart,
he bore a deadly hatred to the aristocracy and to all in whom he could trace
any marks of distinction. No one, as the historian says, could live in peace or
feel safe in the possession of his wealth and honours.
It was only the lowest of the populace who were in favour and who seemed well-affected to the Emperor. Nevertheless, as Professor Bury
has aptly pointed out, it was he who restored to liberty and to his offices and honours the great general, George Maniaces,
who had been imprisoned during the late reign, as also Constantine Dalassenus, one of the greatest nobles of the time. He it
was, too, who founded the fortunes of Constantine Lichudes,
the future Patriarch and a statesman of distinction. But besides this, another
Byzantine historian, Michael Attaliates, has left
these words upon Michael V, which as it were fill in the sketch of Psellus. "He conferred honours and dignities upon a great number of good citizens, and also gave proof of
great zeal for the maintenance of order and the rigorous administration of justice."
Exile of Zoe : popular rising
In truth, the most serious blunder
of Michael was his attack upon Zoe. From the first he consigned her to the
gynaeceum, denying her even necessaries and subjecting her to close
supervision. Then, imagining his position securely established at
Constantinople and being urged on by his uncle Constantine, suddenly, on 18
April 1042, he had the old Empress torn from the palace, and having ordered a
summary trial at which she was found guilty of poisoning, without further
formalities he banished the lineal descendant of the Macedonian House to the
convent of Prinkipo, first having her hair cut off.
The Patriarch Alexius, at the same time, received orders to withdraw to a
monastery.
In order to legalize his summary
action, Michael V on 19 April caused to be read to the Senate and the assembled
people a message in which he explained his conduct and accused the Empress and
the Patriarch of having plotted against his life. He felt himself sure of the
good effect of his message and of the general approbation. But in this he was
grossly deceived.
As soon as the populace learned the
exile of its sovereign, there burst forth almost instantly a perfect explosion
of fury against the Emperor. The Prefect of the City narrowly escaped being
lynched. Meanwhile, as the historian Ibn al-Athir relates, the Patriarch, thanks to money gifts
judiciously administered to the soldiers sent to murder him, contrived to
escape and to return in hot haste to Constantinople, where he caused all the
bells in the city to be rung. This was probably about midday on Monday 19
April, for at that moment the revolution broke out with terrific violence round
the palace. The army itself soon joined with the mob to liberate Zoe and kill
the Calaphates. The prisons were broken open, and the
whole flood of people rushed to set the imperial palace on fire and to pillage
and destroy the houses of the Paphlagonian family.
Michael and Constantine quickly realized the seriousness of the revolt, and
felt that they had only one chance of escape, namely, to recall Zoe and endeavour to defend themselves meanwhile. But even this
last shift failed. Zoe indeed arrived at the palace and showed herself to the
people; but it was too late. The revolution, under the leadership of the
aristocracy and the clergy, was thoroughly organized, was bent on having the
Emperor's life, and dreaded the feeble Empress' perpetual changes of purpose.
Fall of Michael V
It was at this moment that the mob, under the skilful guidance of some of its leaders, suddenly bethought itself