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MEDIEVAL HISTORY-THE EASTERN ROMAN EMPIRE
CHAPTER IV
THE MACEDONIAN DYNASTY FROM 976 TO 1057 A.D.
THE death of John Tzimisces not only closed for a time the period of
great if usurping generals, but also, except for the reign of Basil II, put an
end to the great military successes of the Empire. Thenceforward, from the
death of Basil II in 1025 down to the day when a new dynasty, that of the
Comneni, came to take up the scepter of Constantinople, the imperial
sovereignty, while its condition became ever more and more critical, remained
in the hands of the descendants of Basil I. It was held first by men and
afterwards by women, and was discredited and degraded by most extraordinary
palace intrigues which are barely conceivable to the Western mind.
John Tzimisces left no heir capable of succeeding him. Besides, as we
have seen, he, like Nicephorus Phocas, had always strictly reserved the rights
of the two imperial children, Basil and Constantine, the sons of Romanus II and
Theophano, of whom he had declared himself the guardian. It was to them,
consequently, that the imperial crown, according to the hereditary principle,
now fell. Basil II was the elder of the two. He was probably born sometime in
the year 958, and was crowned on 22 April 960. His brother Constantine was two
years younger, having been born in 960 or 961. He, in his turn, was crowned
Emperor on 7 April 961. They both spent their early years under the
guardianship of their mother and of the two generals who successively raised
themselves to the throne, probably without suffering much, unless morally and
intellectually, from the political events which took place. Few men can have
differed more from each other than these two brothers, whose actual reigns in
Constantinople covered a period of 52 years. Basil II, above all a warrior and
a ruler, had no taste for luxury, art, or learning. He was a rough and
arbitrary man, never able to throw off the soldier, a sort of Nicephorus
Phocas with a better title. Constantine, on the other hand, reminds us of his
father, and especially of his great-great-uncle, Alexander. Like the latter, he
always chose a soft and easy life, preferring the appearance of power to its
reality' and pleasures of every kind to the discipline of work. Thus
Constantine while his brother lived no more governed than did Alexander.
Admitted to a purely honorary share in the sovereignty, he enjoyed its
dignities while knowing nothing of its burdens. Yet, in contrast to Alexander,
Constantine appears on certain occasions to have shown himself a brave soldier,
and at all events he never at any time manifested the evil and mischievous characteristics
of Leo VI’s brother. He was a weakling, who thought himself lucky to have
someone more capable than himself at his side to undertake the direction of
affairs. Of the two brothers only Constantine seems to have married. At some
unstated time he took to wife Helena, the daughter of the patrician Alypius, who was the mother of his three daughters,
Eudocia, Zoe, and Theodora, two of whom were to be rulers of Constantinople
after his death up to 1056. When by the death of Tzimisces the two young men
succeeded to power, their mother was in a convent, and there was no influential
member of their family with whom their responsibilities might have been shared.
They had no one to depend upon except their great-uncle, the famous eunuch and
parakoimomenos Basil, who had been chief minister under four Emperors, and
Bardas Sclerus the general, brother-in-law of the late Emperor John Tzimisces,
who had promised him the succession.
The first years of Basil II (976-989).
As might be expected, Basil and Bardas detested one another, and both
aspired to the chief power. The former, however, was actually in
Constantinople, and easily seized upon the helm in Basil II’s name and perhaps
with his consent, while the other, who was with the army, could only lay his
plans for the future. The eunuch Basil thus, at the outset of the new reign,
remained what he had heretofore been, the real and all-powerful minister of the
Empire.
The first action of the new government was to recall Theophano from her
convent; then immediately afterwards, in order to strengthen his own position,
Basil deprived his rival of the title of Stratelates of the armies of the
East, and gave him the office of Duke of the frontier theme of Mesopotamia.
Other great officers, friends of Sclerus, were dealt with in the same way: for
instance, Michael Burtzes, who was sent to Antioch with the titles of Duke and magister.
The patrician Peter Phocas succeeded Sclerus as commander of the armies of
Anatolia.
At this juncture, Bardas Sclerus appeared in Constantinople, no doubt to
be invested with his new command. The diminished importance of his position had
exasperated him, and he made so little secret of it in his conversation that
Basil ordered him to leave Constantinople at once and rejoin his troops. This
was the signal for revolt. As soon as he reached Mesopotamia, he stirred up his
army to revolt against the eunuch, having first taken care to recall his son
Romanus to his side.
Revolt of Bardas Sclerus
Like other revolts, this one, which was destined to last four years,
began with the proclamation of Bardas as Emperor, sometime during the summer of
976. The troops made no difficulty about acclaiming their commander, and Bardas
soon drew fresh and substantial contingents from Armenia and even from several
emirs with whom he negotiated. By his orders the military funds were seized
upon and the rich landowners taxed, and in this way he obtained the money that
he needed. Then immediately opening the campaign, he made himself master of
several fortresses such as Kharput and Malatiyah, and
set out for Constantinople. Peter Phocas was at once despatched against him to
Caesarea in Cappadocia. Meanwhile the Bishop of Nicomedia received orders to
approach him with a view to an accommodation. It was labor lost. Sclerus was
bent on empire or war.
The rebel army was for long successful. After a preliminary affair
between vanguards which resulted to the advantage of his troops, Bardas won a
great victory over Peter Phocas at Lepara-Lycandus in
the autumn of 976 which threw Asia Minor open to him. The revolt spread from
place to place. Whole provinces, with their soldiers, sailors, officials, and
rich landowners, quickly ranged themselves on the side of the victor. Civil war
was everywhere, and, in consequence, Bardas and his army penetrated by way of
Caesarea to Cotyaeum. Constantinople was
panic-stricken, but Basil's energy did not fail him. At the opening of 977 he
sent off the protovestiary Leo with discretionary powers, to lead the imperial army and to buy off the
mutineers. He was no more fortunate than Peter Phocas had been. If, at the very
outset, thanks to his skilful tactics, he gained an appreciable advantage at Oxylithus over a detachment of the rebels, he incurred a
defeat at Rhegeas, where Peter Phocas fell, towards
the end of 977. Through this victory, Asia Minor with its fleet and troops fell
into the hands of Sclerus. It was with this great accession of strength that in
the spring of 978 he again set out for Constantinople and laid siege to Nicaea,
which was defended by Manuel Comnenus, surnamed Eroticus.
But Manuel, after a blockade of several weeks, was forced to surrender, and
Sclerus entered Nicaea, his last halting-place before Constantinople. It was
also the scene of his last triumph.
While Sclerus was gaining this brilliant success, his fleet under the
Admiral Curticius was being defeated and annihilated
by the imperial admiral, Theodore Carantenus.
Nevertheless, the imperial pretender advanced upon Constantinople, which was in
a state of terror. The situation was rendered graver by a revolt of the
Bulgarians and a scarcity of soldiers. But once again the aged Basil saved the
Empire, this time by making an appeal to one of his former enemies, Bardas
Phocas, himself once a leader of revolt, who had been reduced to impotence by
the very Bardas Sclerus whom he was now about to meet and overthrow. Bardas
Phocas, having received full powers, did not spend time over the defence of
Constantinople. He threw himself into Caesarea, where the broken remains of the
imperial army lay under the command of Maleinus, in order to take the army of
Sclerus in the rear, and oblige him to retrace his way into Asia Minor. This,
in fact, was what happened. Sclerus was forced to retreat from before
Constantinople in order to meet the danger from Phocas, whom he encountered not
far from Amorium in the plain of Pancalia. Here
Phocas was defeated on 19 June 978, but was able to retire in good order to Charsianum, where he was again beaten by Sclerus.
Nevertheless, the game was not lost for the imperialists. During the winter of
978-979 they obtained help from the Curopalates of Iberia, and in the spring of 979, on 24
March, a fresh battle was fought at Pancalia, ending,
after a single combat between the two namesakes, in the complete triumph of
Phocas, the final defeat of the rebel army, and the flight of the defeated
pretender to Saracen soil. Constantinople was thus saved.
Bardas Sclerus took refuge at Amida, and soon afterwards in the summer
of 979 was imprisoned at Baghdad with his family by the order of the Caliph. At
Constantinople it was desired that the rebel should be handed over, and to
obtain this object the parakoimomenos sent an embassy to Baghdad headed by Nicephorus Uranus. It was unsuccessful.
The Caliph would not relax his hold on the prisoner, and Sclerus remained in
durance up to December 986. As to his followers, they were granted an amnesty
as early as 979 or 980.
But now it was the turn of the eunuch Basil. Hardly had the Empire been
momentarily saved from the revolt of Bardas Sclerus, when the military
conspirators within its borders, unmindful of the very serious position of
affairs in Italy, Bulgaria, and Syria, began plotting anew as they had done
under preceding Emperors. The parakoimomenos Basil, on the one hand, to whose energy the defeat of Sclerus was due, felt
himself, in spite of his immense services, more and more deserted by Basil II,
who was becoming eager to govern in person; while on the other hand, the great
military leaders, Bardas Phocas and Leo Melissenus, were dreaming of a military
dictatorship and looking back to their illustrious predecessors such as
Nicephorus and Tzimisces. They wanted a part to play, and thought the role
assigned them by the Emperor altogether inadequate. For these reasons, and many
others of which we are ignorant, the whole body of great officers resolved to
join hands in order to rid themselves of Basil II. The conspiracy was hatched
at Constantinople, and appears to have had its ramifications in Syria and
Bulgaria. Unluckily for the plotters, the Emperor received timely warning, and
the latent antagonism between him and his old minister burst forth with
startling suddenness and violence (985). Roughly and without warning, Basil
snatched power from the hands of the parakoimomenos, drove him from the palace,
confined him to his house, and then banished him to Bosphorus. The rest of the
conspirators were now reduced to impotence, but the Emperor was not yet strong
enough to punish all his enemies. Melissenus and Phocas were spared. As to the
parakoimomenos, his immense fortune was confiscated, and he died soon after his
fall, stripped of everything and in a mental state bordering upon madness. Once
again plotting had ended in a fiasco. It had served no other end than to make
the Emperor sure of himself, and to transform him wholly and completely. “Basil”
says Zonaras, “became haughty, reserved, suspicious,
implacable in his anger. He finally abandoned his former life of pleasure”.
Conspiracy of Phocas and Sclerus
Basil II had not seen the last of ill-fortune with the fall of his
minister. Hardly was he set free from the arbitrary domination of the eunuch
Basil, when he was called upon to face fresh dangers. In the autumn of 986 he
had just returned to Constantinople, after having been defeated by the
Bulgarians on 17 August owing to lack of zeal on the part of his lieutenants.
Suddenly, while the Byzantine generals, Bardas Phocas at their head, were
plotting against their sovereign, the news came that Sclerus had escaped from
Baghdad, and for the second time had put forward his pretensions at Malatiyah. It was the beginning of the year 987. Whether he
would or no, in order to win over Bardas Phocas, Basil was forced to restore
him in April to his dignity of Domestic of the Anatolian Scholae,
from which he had been dismissed after the plot of 985, and to dispatch him
against Sclerus. Unfortunately, Phocas was devoid of scruples. Instead of doing
the duty imposed on him, he betrayed his master and entered into negotiations
with Sclerus. This shows us in what peril Basil stood. His position was further
made worse by the fact that Phocas also on 15 August 987 had himself proclaimed
Emperor for the second time with great pomp at Chresianus,
nearly all the military officers rallying round him. (This
shows what strange revulsions of fortune might be seen within a few years at
Constantinople. In 971 Bardas Phocas had himself proclaimed Emperor in
opposition to Tzimisces. Sclerus opposed and defeated him, and he retired into
a convent as a monk. In 976-977 it was Sclerus who broke out into revolt, while
Phocas was despatched against him. Ten years passed, and the two hostile
leaders were again on the scene, but this time they were acting in concert,
both pretending to the throne and both declared Emperors). Again
civil war divided the Empire, while on the frontiers the Bulgarians were making
ready to invade its territory. Basil II could not have escaped ruin had the two
pretenders acted loyally towards one another. Like professional thieves, they
had agreed to march together upon Constantinople and there to divide the
Empire. Phocas was to have the capital and the European provinces, Sclerus Asia
Minor. But the following incident intervened. More discerning than his father,
young Romanus Sclerus, divining Phocas' bad faith, refused to agree to the
proposed treaty, and going straight to Constantinople opened the Emperor's eyes
to the true state of affairs. And in truth he was right in his suspicions, for
during an interview between the two pretenders on September 987, Phocas had
Sclerus seized and deprived of his imperial dignity, after which he was sent
under a strong guard into confinement at the castle of Tyropaeum in custody of Phocas’ wife.
Collapse of rebellion
Phocas, now left to be the only pretender, at once hastened to advance
upon Constantinople, nearly all Asia Minor being in his favor. He arrived under
the city walls probably in the early days of 988. Part of his army encamped at
Chrysopolis, the other half going to besiege Abydos in order to seize at once
upon the Straits, the fleet, and the convoys which secured the food-supply of
Constantinople. Basil II faced ill-fortune with splendid energy. He had
recourse to Russia, and signed a treaty at Kiev which brought him the help of
6000 Varangians. The famous druzhina arrived during the spring of 988, probably in
April, and a few months later, in the summer, crossing over to the coast of
Asia Minor under Basil II, it met the enemy’s forces in the terrible battle of
Chrysopolis, where victory remained with Basil. Meanwhile, in the direction of
Trebizond, a member of the princely Armenian family of Taron was causing disquiet to the eastern wing of Phocas' army, and forced the
pretender to dispatch his Iberian contingents to the defence of their homes,
while he himself hurried to the help of his lieutenant, Leo Melissenus, at
Abydos. It was around this town that the final act in the drama took place.
Constantine, Basil’s brother, was the first to set out for Abydos. He was soon
followed by Basil with the Russians, and in the spring of 989 the two armies
met. The decisive action took place on 13 April. By some accident which has
never been explained, Phocas suddenly hurled himself in person against Basil,
and narrowly missing him fell dead without ever having been wounded. The battle
was now won. The rebel troops dispersed, and were cut in pieces by the
imperialists. Many prisoners were taken, and the leaders of the revolt, with
the exception of Melissenus, were executed. Basil II had definitely triumphed
over all rivals. Bardas Sclerus, it is true, was set at liberty by Phocas’ wife
as soon as she learned the fate of her husband, but his release profited him
little. The new rebellion, begun in the summer of 989, was quickly ended by a
reconciliation between Basil II and Sclerus. The latter secured his pardon, and
the title of Curopalates.
All his adherents were also pardoned. The pacification was sealed by an
interview between Basil II and Sclerus in October 989. Sclerus, however, did
not long survive his fall. He died blind and in semi-captivity at Didymotichus on 6 March 991.
Ecclesiastical affairs
During the thirteen years from 976 to 989 contemporary records, which by
the way are extremely meager, speak of little beyond the civil strife which
dyed the Empire with blood. It is probable indeed that all other administrative
concerns were thrust into the background by the ever fresh perils which menaced
the Empire, for the few events that are mentioned during the period all have a
close connection with the civil war. One of the most important was
unquestionably the resignation of the Patriarch, Anthony of Studion, in 980. We
do not know what caused his retirement from the Patriarchate, nor have we any
explanation of the fact that his successor, Nicholas Chrysoberges, was not
elected until 984. It seems, however, that the reason must be sought in the revolt
of Sclerus. Numerous small coincidences, indeed, lead us to conjecture that
Sclerus, who was brother-in-law of Tzimisces and was chosen by him on his
death-bed to be his successor, was always the favorite candidate of the clergy,
as Bardas Phocas was of the army. Now as we know that it was on the occasion of
the first defeat of Sclerus in 980 that Anthony was obliged to abdicate, we may
conjecture the cause of this event to have been the zeal displayed by the
Patriarch and his clergy in the cause of the pretender. For the rest, Anthony
died soon after his abdication in 980. But it was not until 984 that he was
succeeded by Nicholas Chrysoberges, who governed until 996, and of whom we know
nothing except that it was under his pontificate that the baptism of Vladimir
and his Russian subjects took place.
Another bishop, Agapius of Aleppo,
distinguished himself at this time by his share in the Sclerian revolt. On 28 May 986 Theodore of Colonea, Patriarch
of Antioch, died at Tarsus, as he was journeying by sea to Constantinople. His
city had fallen into the hands of Sclerus, and the government desired above all
things to regain possession of so important a place. Agapius,
Bishop of Aleppo, promised that if he were appointed Patriarch he would bring
about the return of the town to its allegiance. He was consequently nominated
and made his entry into Antioch on 23 November 977. Thanks to his connivance
and that of the governor, Ubaid-Allah, a Saracen who had become Christian, the
town did in fact come again into the Emperor’s possession. This state of
affairs continued up to the time of the revolt of Bardas Phocas, who succeeded
in seizing upon Antioch. It is probable that the Patriarch received the new
pretender amicably, for after the victory of Abydos he sought to approach the
Emperor with explanations of his conduct. At all events, in consequence of his
machinations, he was exiled by order of Phocas in March 980, and, on the other hand,
was unable to regain favor with the Emperor. Summoned to Constantinople at the
end of 989 or the beginning of 990, he was imprisoned in a monastery, and in
September 996, in exchange for a large pension, he signed his abdication. He
died a little later, in September 997.
We have only one law belonging to this part of the reign of Basil. It is
dated 4 April 988, and deals with religious matters, being the famous Novel
which abrogated the anti-clerical legislation of Nicephorus Phocas. It is more
than likely, as the preamble states, that Basil put forth this Novel, menaced
as he was by imminent danger, with the idea that he was performing an act of
piety, and thinking to assuage the Divine anger by restoring to the monks the
right of acquiring and erecting new monasteries; but it also appears highly
probable that the Novel had besides a political bearing. In publishing it at
the moment when he was preparing to attack Bardas Phocas at Abydos, Basil
judged it well to recall to the minds of the clergy what Nicephorus had been to
them, and to convince them that the rightful Emperor had no intention of
maintaining or imitating the religious policy of his earliest guardian.
Finally, it is worth noting as a curious circumstance that it was just at the
time when the Empire was convulsed by civil war and when misery was rife on
every side, that the most vigorous renascence of the monastic life took place.
It was from Mount Athos, whither they had retired, that John and Tornicius,
hearing the news of the civil war, came forth to intervene in arms on behalf of
the Emperor. Tornicius (or Tornig) and John fought
valiantly at Pancalia in 979, and with the booty that
he won Tornicius built the famous convent of Iviron,
which Basil II by his golden bull of 980 considerably enriched. Already in 978
the Emperor had made royal gifts to the Laura of St Athanasius, and about 972
had authorized the founding of Vatopedi. Thus it is
not surprising, after this, that apart from any other considerations he should
have meditated the abrogation of laws which he had not scrupled to be the first
to contravene.
The great transaction, half political and half religious, which marks
this period of Basil II’s reign was unquestionably his treaty of alliance with
Vladimir of Russia, and the baptism of the Russians to which it led. The
negotiations arose over the visit to Constantinople of an embassy from the
great Russian Prince of Kiev, sent to collect information touching the Orthodox
religion. The Emperor at the moment was in the thick of the civil struggle, in
want of both men and money. He used the opportunity to attempt to bring about
with the Russians, heretofore his enemies, an understanding which should supply
him with the help of which he stood in need. It was accordingly arranged that
the Prince of Kiev should send six thousand Varangians to Constantinople, and
in exchange should receive in marriage the princess Anne, Basil’s sister (born
March 961), the bridegroom becoming a Christian. This was carried out. The
Varangians arrived, and were instrumental in saving the Empire, but Basil
showed less promptness in handing over his sister. It needed an attack upon the
Crimea by the Russians in the summer of 989 to bring him to the point. It was
about the end of that year, indeed, that Anne set out for Kiev and that
Vladimir received baptism, thus bringing Russia permanently within the circle
of the political and religious influence of Constantinople.
Rule of Basil II (989-1025).
In the reign of Basil II, the year 989 stands for the complete end of civil
strife, and the unquestioned victory of the imperial authority as well as of
the legitimist principle. For the future, his only task was to consolidate his
power and to make head against the two great enemies of his empire, the
Bulgarians and the Saracens. This implies that the reign of the ‘Bulgaroctonus’
was primarily a military one. Nevertheless, in the course of home affairs,
there are several events of the first importance to be noted.
On the death of Nicholas Chrysoberges the court named as his successor
Sisinnius. His consecration took place on 12 April 996. This Sisinnius was a
layman of the high rank of magister. He was also a physician, and was besides
deeply versed in letters and endowed with many virtues. Yet he did not seem to
be marked out for so distinguished an office, and it is probable that the
Emperor was actuated by political motives. However this may be, one thing seems
certain, that during his very brief pontificate Sisinnius came to a more or
less complete breach with Rome. The grounds of this fresh quarrel were
doubtless quite unconnected with theology. They were, in fact, purely personal.
The Pope, Gregory V, was a nominee of Otto III of Germany, while Basil’s
candidate for the Papacy, a Greek named Philagathus,
had been defeated in spite of having had the support of Crescentius the
Patrician of Rome. In enmity to Gregory, Crescentius set up the Greek as
anti-Pope, and in due course, at the beginning of 998, Gregory excommunicated
his rival. Hence came the rupture. The pontificate of Sisinnius was, however,
signalized by other measures. Reverting to the ever-irritating question of
second marriages, he issued a regulation concerning unlawful unions between
persons related in various degrees, and another which condemned even second
marriages. This was at the same time a direct attack upon Rome, which had
sanctioned the fourth marriage of Leo VI. Sisinnius had not time to go further.
He died about the month of August 998. One encyclical letter of his has come down
to us, addressed to the bishops of Asia Minor and treating of the Procession of
the Holy Ghost.
His short pontificate ended, a successor to Sisinnius was sought,
according to the traditional practice, in the ranks of the clergy. The Emperor’s
choice, in fact, fell upon an aged monk of distinguished birth named Sergius, Igumen of the Manuel Monastery. Hardly anything is known of
his pontificate or of the events which took place within it, but dissensions
broke out between Constantinople and Rome about 1009, which were caused in all
probability by the Emperor’s policy in Italy, and which ended in schism. We
feel, indeed, that we are approaching the days of Michael Cerularius, for, monk
as he was, Sergius certainly appears to have carried on the struggle initiated
by Sisinnius. Several of our authorities, questionable it is true, tell us that
the Patriarch assembled a synod in 1009 at Constantinople, and that he resumed
the policy formerly inaugurated by Photius, procured the confirmation of his
pronouncements against Latin innovations, and struck out the Pope’s name from
the diptychs. In fact, at this time separation and schism were put on an
official footing. Apart from this event, which does not appear to have had any
immediate consequences, we find that Sergius very courageously attempted to
induce the Emperor to abolish the tax which he had just re-imposed, the allelengyon, but without success. Basil
refused his consent. It was also during this pontificate that a certain number
of liturgical and canonical books were translated from the Greek into Russian
for the use of the recently-founded Church, and that the monastery of St Anne
was founded on Mount Athos. Finally we have an ordinance of Sergius dated in
May 1016 authorizing devout persons to give donations to churches and
monasteries.
The successor of Sergius was a eunuch named Eustathius, almoner of the
imperial chapel, elected on 12 April 1020. The appointment was dictated solely
by political reasons. Relations between Rome and Constantinople were much
strained, if not wholly broken off. In Italy things were not going prosperously
for the Empire; German influence was preponderant there, and Benedict VIII had
not hesitated to employ the Normans against the Byzantines. It will readily be
understood that, in these circumstances, Basil’s whole idea would be to
countermine papal influence at Constantinople. But a Western chronicler tells
us that in 1024, immediately on the death of Benedict VIII, Eustathius asked
for the title of Ecumenical Patriarch from John XIX, and in this way resumed
spiritual relations with Rome. John XIX was about to concede the privilege,
which would have been tantamount to granting autonomy to the Church of
Constantinople, when the protests of Western Europe compelled him to draw back.
Matters had reached this stage when Eustathius and Basil II died, within a few
days of each other, in December 1025. The successor to the dead Patriarch was
at once chosen. He was Alexius, Igumen of the
Studion.
Legislation against the ‘powerful’
The reign of Basil II is notable for a certain number of laws of
importance. Some are concerned merely with gifts made to the great monasteries;
others have a more general significance. It was in January 996 that Basil
issued his famous Novel against the continual encroachments of the great
territorial proprietors. If this question had been, as we have seen, a constant
preoccupation of the Emperors of the preceding century, it had become for Basil
II a matter of life and death. For it was the great landholders who had raised
the standard of revolt, and they it was who, with their money and their men,
had maintained the cause of the rebel pretenders. It was of the utmost
importance, then, for Basil to carry out the advice which had been given him
(it is said, by Bardas Sclerus after his defeat), to break down this formidable
power, and dry up the source that fed it, territorial wealth. This he did by
means of the Novel of January 996, “condemning those who enriched themselves at
the expense of the poor”. This provision in fact merely confirms and gives
precision to that of Romanus Lecapenus, and extends its scope. Prescription,
even for forty years, was now to avail nothing against the right of redemption;
the power to reclaim property was declared inalienable by any lapse of time.
Any estate acquired by its owner before the date of the Novel of Lecapenus was
to remain in the hands of its actual proprietor, provided that he could furnish
authentic documentary proof that his rights dated from a time anterior to the
ordinance. The title to any estate illegally acquired since the publication of
the Lecapenian Novels was declared null, and the
peasants might at once reclaim their original property, which would be restored
to them without the payment of any compensation. Estates unjustly come by, even
if their possession had been sanctioned by a golden bull from the Emperor, were
subject to the same provision, any such bulls being declared null.
Special provisions gave precision also to the Novel of 4 April 988 concerning
ecclesiastical property, and finally very severe penalties were decreed against
high officials who used their position to enrich themselves outrageously at the
expense of the crown lands. The principle underlying all this formidable
legislation was that any estate, whether noble, ecclesiastical, or burgher,
should remain permanently what it was, and that thus commoners’ lands were
never to pass to either of the other two classes.
This Draconian law was, in truth, only justice, for the ‘powerful’ had
in the end agreed that they were rightful possessors of land taken from the
poor only if by any means or methods whatsoever, they had debarred their
victims for a period of forty years from lodging a complaint in due legal form.
The injustice of the practice is clear, and so is the social danger to which it
led. It was by such means that the fortunes of the great feudal houses had been
founded, such as those of Phocas, Maleinus, Tzimisces, Sclerus, and of the
parakoimomenos Basil; it was by such means too that the exchequer was depleted,
for all these great nobles, like convents, were privileged with regard to
taxation.
The new laws appear to have met with no great success. The penalties
were irregularly applied, even if we take it that they were capable of being
enforced. In 1002 the Emperor, having paid him a visit, did indeed disgrace
Eustathius Maleinus, whom he carried prisoner to Constantinople, awaiting the
opportunity of his death to confiscate his estates to the profit of the crown.
But this was an isolated instance, which goes to show how difficult, slow, and
inefficacious was the application of the Novel of 996. It was moreover in these
circumstances that Basil II, in order to provide for the enormous cost of the
war with Bulgaria, as well, probably, as to pursue his controversy with the
great feudal lords, re-imposed the famous tax called the allelengyon, by which the rich and the poor were declared jointly
and separately liable with respect to all obligations, whether financial or
military, and the rich were required, in default of the poor, to discharge for
them both their taxes and their service in the field. This mutual warranty was
an old legacy from the Roman law as to the curiales, which had no other
result than to ruin the mass of the great landholders and to stir up the
bitterest of social hatreds. Thus Basil's work had no element of permanence. If
for a time the Emperor found some profit in exacting the tax, his successors
were before long forced to repeal it.
Secular relations with the West
If Constantinople was on far from amicable terms with Rome, and if
Italian affairs were frequently the cause of disputes with the Saxon Emperors,
yet from 983 onwards, the date at which Theophano took power into her own
hands, the relations between the two imperial courts were excellent. Otto III
had been educated by his mother in great reverence for Constantinople and
according to Greek ideas, and, as soon as he was old enough, he hastened in May
996 to send an embassy to Basil II asking for the hand of one of his imperial
cousins, no doubt Zoe or Theodora. We know nothing of the results of this first
embassy, but apparently it was warmly received, for in 1001 a fresh mission
left Italy, headed by Arnulf, Archbishop of Milan, charged on this occasion to
bring back the promised princess. This second embassy was received by Basil II
with honors such as in themselves show how cordial were the relations between
the two courts. Unfortunately neither had laid its account with death. When the
wedding cortege reached Bari, the news came that Otto III had died in January
1002, and all dreams, diplomatic and matrimonial, vanished like smoke. The
Byzantine princess who had been about to assume the imperial crown of the West
must needs return to Constantinople, and before long be a witness of the ruin
of the Byzantine power in Italy, which her marriage would perhaps have hindered
or at any rate delayed.
At Venice, in contrast to the Italian mainland, the Doge Peter Orseolo II (elected 991) made every effort to maintain a
thoroughly good understanding with Basil. In 991 or 992 he sent ambassadors to
Constantinople, who were very well received, and by a chrysobull of March 992
secured valuable commercial privileges. Later on, relations became even more
intimate. In 998 the Doge’s son John spent some time at Constantinople, and
some few years afterwards, in 1004, Basil gave him as his wife a young Greek of
illustrious race, Maria Argyrus, sister of Romanus Argyrus, the future Emperor
of Constantinople. Unfortunately both husband and wife died of the plague in
1007.
One of the most important of Basil's diplomatic achievements was the
political and religious organization which he imposed upon Bulgaria after his
final victory in 1018. We are to some extent acquainted with this work of his
through three Novels addressed by the Emperor to John, Archbishop of Ochrida,
which have been discovered in a golden bull of Michael Palaeologus dated 1272.
By these Novels Basil set up an autonomous Church in Bulgaria, having as its sphere
the ancient Bulgarian Patriarchate as it existed from 927-968, with the
addition of a whole series of bishoprics taken from various metropolitan sees
of Macedonia, Epirus, Thessaly, Serbia, etc. It is probable that in this he was
influenced by political motives, but on this point we have very little
information.
Recurrence of revolt
The reign of Basil II, full of importance from the domestic point of
view, was even more so in a military sense. An Emperor who strove so
energetically and successfully to enable Byzantium to triumph over her foreign
enemies, after having bravely contended for his own rights against his personal
foes, was naturally, during the greater part of his reign, often absent from
Constantinople. While going forth on his military expeditions and while
returning to his capital he had, what was very rare for an Emperor, an
opportunity of visiting every part of his vast dominions, and his sojourn at
Athens in 1018 has always been famous. His military triumphs, celebrated at
Constantinople after his great victories, were also magnificent, as beseemed
the reward which his warlike achievements had deservedly earned.
Yet before his death Basil, about 1022, was called upon once again to
experience the anxieties of his younger days, through the revolt of two of his
generals, Nicephorus Xiphias and Nicephorus Phocas, son of Bardas. The Emperor
was at Trebizond, about to set forth on an expedition to Iberia, when he
learned in rapid succession that in his rear the two generals had broken out into
revolt, that a conspiracy had been formed to dethrone him, that the traitors
had probably an understanding with one of his worst enemies, the King of the Abasgians, and that an army was gathering together against
him in Cappadocia. The situation was likely to become even more threatening,
for Phocas was proclaimed Emperor. But, as before, Basil profited by the
rivalry which soon declared itself between the two rebels. Xiphias, jealous of
Phocas, drew the crowned pretender into an ambush on 15 August 1022, and had
him assassinated. It was now all over with the revolt, and also with the family
of Phocas, which with this Nicephorus disappears from the pages of history. As
to Xiphias, he was made prisoner, tonsured, and sent into exile on one of the
Princes Islands, his property being confiscated. The Emperor, thus delivered,
was able to continue his march to Iberia.
A reign so essentially military as Basil’s was unfavorable to letters
and the arts, which indeed the Emperor always looked upon with indifference or
contempt. Nevertheless, whatever the period to which the work of Simeon Metaphrastes should be assigned, hagiographical compilation
was actively carried on, as we see from the famous Mepologium of Basil dedicated to that sovereign, a marvelous illuminated manuscript now
preserved in the Vatican Library. Basil's name is also associated with another
great work, this time an architectural one. In the night of the 25-26 October
989 Constantinople was visited by a fearful earthquake. The destruction was enormous.
The cupola of St Sophia and the eastern apse gave way. It was necessary that
they should be at once repaired, and also that the ramparts and the aqueduct of
Valens which had been partially destroyed should be reconstructed. An Armenian
architect, Tiridates, was entrusted with the work at St Sophia, fine mosaics
being executed for the adornment of the western arch. The same was the case
with the Baths of Blachernae, which Basil caused to be rebuilt and re-decorated
in sumptuous fashion. Commerce, especially, seems to have prospered during this
reign, and the great silk manufactories seem to have been always at work. The
industrial museum at Dusseldorf preserves a superb silk stuff, dating from the
reign of Basil and the year 1000, into which are woven figures of lions facing
one another.
From the time of Basil’s return from his campaign in Iberia nothing is
recorded of him until his death. We only know that as the conqueror of
Musulmans, Russians, and Bulgarians he had extended his empire as far as the Caucasus,
when at the age of sixty-eight he desired, in spite of the glories which
already made his reign illustrious, to accomplish still more and to go in
person to carry the war into Sicily. He was prevented only by death, which cut
him off on 15 December 1025 after a reign of forty-nine years and eleven
months. As he left no direct heirs, he named his brother Constantine to succeed
him, and to take up the splendid inheritance which his own energy and valor had
enabled him to leave behind. Never, indeed, had the Empire been stronger,
wider, or more prosperous than in this year 1025, the high-water mark in the
history of the Macedonian House and, in fact, of the Byzantine Empire. With
Basil II’s death a period of miserable decadence was to set in.
Constantine VIII (1025-1028).
The new Emperor, to whom Basil in dying had committed the imperial
crown, was already an old man, sixty-four or sixty-five years of age, having
first seen the light in 960 or 961. Unlike his brother, he had spent his life
almost wholly within the palace precincts, amidst all the refinements of luxury
and lowest excesses of debauchery. As we have seen, he was crowned on 7 April
961, and associated in the Empire as the honorary colleague of Basil in 976.
When he succeeded to the throne he had a wife, Helena, and three daughters,
Eudocia, Zoe, and Theodora. The eldest daughter makes no figure in history.
Disfigured from her early days by small-pox, she entered a convent and died
before 1042. The other two were to have their names in all men's mouths and to
represent the Macedonian dynasty up to 1056.
The Emperor Constantine VIII bore the worst possible reputation at
Constantinople, and unfortunately with only too much reason. Psellus has left
us an unflattering portrait of him, which, however, seems to be fairly
accurate. Inheriting, as he did, the blood of Michael III and Alexander, during
his reign of three years his one object seemed to be to empty the treasury,
and, as Scylitzes says, “to do a vast amount of mischief in a very short time,
to pursue his merely voluptuous way of life as the absolute slave of gluttony
and lust, and to indulge without reflection in the amusements of the
Hippodrome, the table, the chase, and games of hazard”. His first measures were
taken solely with a view to getting rid of the whole of the late Emperor’s
staff, and to dealing out offices and honors to the habitual companions of his
debauches, men of base origin, several of whom were pagans and barbarians. The
government was handed over to six eunuchs, and in order, no doubt, to found his
authority on terror, the new Emperor disgraced a certain number of men of mark
such as Constantine Burtzes and Nicephorus Comnenus, Bardas Phocas and the
Metropolitan of Naupactus, all of whom he caused to
be blinded. Then, notwithstanding the enormous sums left in the imperial
treasury by Basil, Constantine VIII demanded with covetous insistence not only
the strict and yearly exaction of the taxes in full, but also the arrears of
two years, which Basil had not exacted. This was a grievous burden for the
whole Empire and spelt ruin to many families. But such considerations were
powerless to disturb the equanimity of Constantine VIII.
Except for these few incidents, the reign of three years was marked by
no event of importance, unless it be the marriage of Zoe. However, the military
and political conditions which Constantine, quite apart from any will of his
own, inherited of necessity from his brother in Armenia, Iberia, and Italy,
brought embassies to Constantinople of which an account has been preserved. In
1026 the Katholikos of Iberia came to appeal for the protection of the Emperor for his Church. At
the beginning of 1028 came the embassy sent by Conrad II with the ostensible
object of proposing a marriage of ridiculous disparity between his son, aged
ten, and one of the two princesses born in the purple, but in reality to
attempt to conclude an alliance between East and West which might have restored
the ancient unity of the Roman Empire, as the Macedonian House had now no male
heirs. Werner, Bishop of Strasbourg, and Count Manegold were received with great splendor at Constantinople, but the negotiations led
to no practical result, and that for several reasons: in the first place,
because they aimed at the impossible, and in the second, because on 28 October
1028 Werner died, as did a fortnight later the Emperor himself. Nevertheless,
some good effect seems to have come of the mission, for from this time onwards
the relations between Germans and Greeks were, temporarily at least, marked by
a genuine cordiality.
We have a somewhat curious new departure dating from the reign of
Constantine VIII and the year 1027, described by the Arab writer, Magrizi. It was actually agreed upon by treaty between the
Emperor and the Fatimite Caliph Zahir that for the
future the Egyptian ruler’s name should be mentioned in all the prayers offered
in mosques situated in the imperial territory, and that the mosque in Constantinople
should be restored and a muezzin established there. On his part, the Caliph
agreed to the rebuilding of the church of the Holy Sepulchre at Jerusalem,
which had been destroyed in 1009, and to the return to the orthodox faith of
those Christians who through force or fear had become Mohammedans. There is
besides in existence a Novel of Constantine VIII dated June 1026 anathematizing
seditions.
When on 9 November 1028 Constantine fell dangerously ill, he bethought
himself of settling the succession. He had near him only his two younger
daughters, neither of whom was married. A solution of the question had to be
found without delay. It was resolved that Zoe should be married on the spot,
and the Emperor made choice of Constantine Dalassenus, but at the last moment
palace jealousies caused him to be set aside, and the final choice fell on
Romanus Argyrus. But he was married. By the order of the Emperor and by threats
of the most horrible punishments, Romanus was brought to consent to a divorce,
and his wife to retire from the world into a convent. There she died in 1032.
Romanus was at once proclaimed Caesar and heir to the Empire. In spite of the
existence of his real wife and the nearness of relationship between the two,
the Patriarch made no objection to solemnizing this remarkable union, on
account, it would seem, of the State interests involved, and in order to avert
a political crisis. At all events, nobody seems to have raised any protest
against the morals displayed, and Constantine tranquilly expired on 11 November
1028, aged seventy. (Constantine VII, grandfather of Constantine VIII, and
Romanus Argyropulus, great-grandfather of Romanus
Argyrus, had married sisters, Helen and Agatha, daughters of Romanus Lecapenus.
It was probably for this reason that Romanus was chosen for Zoe’s husband and
for future Emperor).
Zoe and Romanus III Argyrus (1028-1034).
Zoe, when in right of her birth she ascended the Byzantine throne, was
forty-eight years old, having been born in 980. “Of a haughty temper and great
personal beauty, with a brilliant mind” says Psellus, she had languished into
old age in the women’s apartments of the palace, imperial policy having been
neither able nor willing to find her a husband. Her marriage with Romanus
Argyrus meant to her emancipation and liberty, and she was to make use of her
position to recall into being, nay, to unite in her own person and display to
the world, all that had brought shame upon her race, and to give herself up to
the worst excesses. There is something in Zoe of Theodora, something of Romanus
II, and again something of Constantine VIII. Her accession began the hopeless
decline of her dynasty.
The husband whom accident had given her was in himself a worthy man. Up
to the day of his unwelcome marriage, he had lived at Constantinople as a great
noble, deeply attached to his affectionate wife, much given to works of piety,
and to study as understood by a man of the world, that is to say, of a rather
superficial description. He was a man of ability, but unfortunately not a
little vain, and as Emperor during his six years’ reign he strove to govern
well, and dreamed (a strange dream, considering the age which both he and Zoe
had reached) of establishing an Argyrus dynasty at Constantinople. Unluckily
his intelligence did not keep pace with his good intentions, and owing to his
self-deception as to his own military qualifications and to his too eager appetite
for glory, he ended by bringing the worst calamities upon Constantinople, and
upon himself the most bitter disillusionment.
On his accession, the first measures taken were fortunate, and show the
importance which Romanus always attached to being on good terms with the
clergy. The first Novel which he issued on his accession increased the
contribution made by the imperial exchequer to relieve the strain on the very
limited resources of St Sophia. He then abolished the famous tax known as the allelengyon which Basil II had
re-imposed, and bestowed lavish alms on all who had been ruined by the late
reign. Going further, he flung open the prison doors and set free those who
were detained for debt, himself paying a great part of what was due to private
creditors and remitting what was claimed by the State. He restored to liberty
numberless victims of the late reign, replacing them in their old positions,
and, when feasible, bestowing great offices on them.
These first steps, however, unfortunately led nowhere. Hardly had the
edicts gone forth, when a series of calamities fell upon the Empire which
changed not only the aspect which Romanus had given to his government but the
very character of the sovereign himself. The account of the disasters
experienced by the Emperor and his army in Syria must be omitted here. They did
not come alone. Soon money began to fail, and Romanus was forced to concentrate
all his energy upon the financial side of the administration, and from having
been liberal and munificent, he became, except where the clergy and his
buildings were concerned, severe, harsh, and even, it was said, avaricious, to
a degree which brought him many enemies. He was compelled to raise the money
needed by fresh taxes, and it happened further that under his government the
Empire passed through a time of fearful crisis. In the winter of 1031-1032
there was an awful famine in Asia Minor accompanied by prodigious mortality;
with the spring came the plague, then an army of locusts which made havoc of
the crops, and then, as though all this had not been enough, on 13 August
Constantinople was shaken by a terrific earthquake which destroyed numberless
houses, hospitals, and aqueducts. Romanus III was forced to come to the relief
of all the unfortunate sufferers with money. He did it on a generous scale, but
the finances felt the effects grievously.
In spite of the emptiness of the treasury, of which, indeed, his
propensities were partly the cause, Romanus III was a great builder. Like
Justinian and Basil I, he desired to erect at Constantinople a new
architectural marvel, a worthy rival of St Sophia and the New Church. This was
the church of St Mary Peribleptos, and he added to it
a large laura for men. He endowed both church and
monastery richly, alienating lands of considerable extent and unusual
fertility. But he went further. Not content with building the Peribleptos church, he adorned St Sophia with costly
decorations in gold and silver, while at Jerusalem he began the rebuilding of
the church of the Holy Sepulchre, which was not finished till 1048.
In 1030 or 1031, from purely political motives, Romanus III, having no
children of his own, arranged marriages for two of his nieces. One of them,
Helena, was married to Parakat IV, King of Iberia,
and the other to John-Sempad, King of Greater
Armenia. The former of these marriages gave occasion for a visit to
Constantinople of Queen Mariam, Paraka’s mother, and for a treaty of alliance between the two sovereigns, a treaty,
however, which proved of small importance, for Romanus at the first opportunity
tore it up Helena, in fact, had died not long after her marriage.
The chroniclers preserve the remembrance of another embassy which also
made its appearance in 1031. This was the Saracen mission, headed by the son of
the Mirdasid Emir of Aleppo, Shibl-ad-daulah. He, also, came to request the renewal by treaty of
peaceful relations. His proposal, which was accepted, was to go back to the
convention signed after the victories of Nicephorus Phocas, in fact to the
payment of a tribute. A treaty on much the same lines resulted, also at this
date, from a visit paid by the Emir of Tripolis to
Constantinople.
When Zoe ascended the throne, it necessarily happened that her younger
sister Theodora was left somewhat neglected and forgotten in the women's
apartments of the palace. This did not suit her at all, however devout she may
have been, and, debarred from ruling, she betook herself to plotting. Even in
1031 a first conspiracy broke out against Romanus III, the moving spirit of
which, Fruyin, or Prusianus,
was no other than the eldest son of the last Bulgarian sovereign. He was
accused, and apparently the charge was proved, of having had designs upon the
throne of Constantinople and perhaps upon the hand of Theodora. In any case, it
is fairly plain that the future Empress took a hand in the game. But the plot
was discovered, and Prusianus was blinded. Theodora,
on this first occasion, was not proceeded against, but her immunity did not
last long, for soon afterwards another affair arose which led to more serious
consequences. This was the conspiracy of Constantine Diogenes, Romanus III's
own nephew. We know nothing of this plot except its results. Some of the
highest personages in the State were so deeply implicated in it that they were
subjected to the worst outrages, and then imprisoned for the remainder of their
lives. Nor did Theodora herself go unpunished. She was sent to expiate her
guilt at the convent of Petrion.
Michael IV succeeds Romanus
Meanwhile Zoe was pursuing her new way of life without measure or
restraint at the palace. Romanus III, when he had to give up all hope of
children, began to neglect his wife and turn his attention to the government,
while Zoe rushed from one adventure to another. Friction soon made itself felt
between the elderly couple. Zoe was exasperated by the Emperor's neglect, by
the strong influence which his sister Pulcheria exercised over his mind, and by
the limits set to her mad extravagance. She found the means of vengeance by
attracting the love of a younger brother of the man whose name was soon to
become famous throughout the Empire, John the Orphanotrophos, a Paphlagonian
eunuch of low birth, who had become the friend, confidant, and only favorite of
Romanus. The brother's name was Michael; he was young and handsome. Thanks to
his elder brother, Michael had exchanged his business of a money-changer,
perhaps a coiner, for the post of “Archon of the Pantheon”. He soon, in his
turn, became a special favorite with Romanus, and was even more acceptable to
Zoe. In course of time the disgraceful passion of Michael and the Empress
became public property, and Zoe herself ventured to predict the speedy
elevation of her lover to the throne.
Her prophecy was verified on 12 April 1054. Romanus was in his bath when
in the night of 11-12 April he was murdered, apparently by some of his suite.
Exactly what took place was never known. After having probably been poisoned,
he was in some mysterious fashion drowned. However this may have been, no one
at Constantinople doubted that Zoe and Michael were indirectly the chief movers
in a crime which was to give the imperial crown to Michael IV, the Paphlagonian.
Zoe and Michael IV (1034-1041).
The Empress Zoe’s satisfaction was brief. In gaining her new husband by
a crime she had at the same time found a master. Cunningly acted upon by John
Orphanotrophos, who was already the real ruler of the Empire, she determined to
have Michael proclaimed at once, and, within a few hours of her husband's
death, to marry him publicly. The Patriarch was hastily summoned to the palace,
where he learned at one and the same time the death of Romanus and the service
expected of him. It was no light thing. It was in fact that he should proceed
without parley to bless the union, on a Good Friday, of a woman stained with
crime, fifty-four or fifty-five years of age, and widowed only a few hours,
with a young man of no family, thirty years her junior. How came the Patriarch
Alexius to lend himself to the accomplishment of anything so infamous? We
cannot tell. Scylitzes only relates that he was won over by bribes to do the
will of the Empress. At all events, no one at Constantinople made any protest
against this exhibition of imperial morals. The city, it appears, was delighted
to greet the new sovereign, and on the day of Romanus’ funeral there were no
lamentations for the dead Emperor, who had not been popular with the
inhabitants of Constantinople.
And yet, strange to relate, once seated upon the throne, this untrained
man, with no claims to govern, and already tormented by the epileptic fits
which a few years later were to carry him off in his turn, proved a good ruler,
careful of the public interest, attentive to the defence of the Empire, and
courageous when the situation in Bulgaria made demands upon his energy. The
character given of him by one who knew him personally and intimately, Psellus,
should be studied in order to gain an idea of what Michael was upon the throne.
“Such was the conduct of the Emperor” he says, “that setting aside his crime
against Romanus III, his treasonable adultery with Zoe, and the cruelty with
which he sent several illustrious persons into exile on mere suspicion, and
setting aside, further, his disreputable family, for whom after all he was not
responsible, one cannot do otherwise than place him among the elect of
sovereigns in all ages”. He wisely declined to make any hasty innovations, any
sweeping changes in the imperial administration. If there was favoritism, if
the Senate found itself invaded by the creatures of the new regime, this was
the doing of Michael's brother. But there is more to be said. Michael proved to
be extremely devout; hardly was he seated on the throne when he began to
realize the crime he had committed, to regret it, and to do penance. He would
now have no companions but monks, and no anxiety save to do good and to expiate
his sins. His life was that of an ascetic, and the whole of the imperial
treasure went to build convents, a home for the poor, the Ptochotropheion, and even a refuge
for fallen women.
Meanwhile, what was Zoe doing? She had not taken long to realize how
grossly she had deceived herself. Devoid of gratitude towards a woman whom he
had never really loved, Michael broke off relations with the Empress and
refused to see her. Under the influence of his brother and of his religious
impressions, dreading too lest he should meet with the fate of Romanus, he kept
her in retirement and had her carefully watched. All her attendants were
changed, officials devoted to the Emperor were introduced into her service, and
she was forbidden to go out unless with Michael's permission. Zoe bore with
these fresh humiliations patiently until, weary of her servitude, she attempted
to poison John. It was labor lost. She met with no success, only causing an
increase in the rigor of her confinement. It was the just reward of her crime,
and lasted up to the death of Michael IV.
Government of John the Orphanotrophos
On Michael’s accession, his whole family took up their abode in the
palace and obtained high offices in the Empire. John Orphanotrophos, the
eldest, became chief minister; Nicetas, Constantine, and George became
respectively, commander at Antioch with the title of Duke, Domestic of the
Oriental Scholae, and Protovestiary.
This latter office, which fell to the youngest, was one of the great dignities
of the court. The family were all thoroughly corrupt and as uninteresting as
they were uncultivated. They were to prove the ruin of their nephew the next
Emperor. The only exception was the famous John Orphanotrophos. Beneath his
monk’s frock, which he always retained, he was fully as corrupt as his
brothers. Though a confirmed drunkard, he had nevertheless remarkable talents
for government. He was an able financier, unrivalled as an administrator, and
an astute politician. He was, moreover, absolutely devoted to his family and to
the Emperor, and, despite his serious faults, his falseness, cynicism, and
coarseness, he was in truth, as Psellus somewhere calls him, the bulwark of his
brother Michael. He it was who had found means to advance him in Zoe’s good
graces, and he it was who later contrived to make the fortune of his nephew,
Michael the Calaphates, from whom he was in the end to receive no reward but
exile.
The powerful eunuch's government was energetic, if not uniformly
successful. His untiring activity embraced all the foreign affairs of the
Empire, and Byzantine armies were again sent forth to strive for the supremacy
and safety of the Empire in Asia Minor against Saracens, Iberians, and
Armenians, as well as in Italy and Sicily (where the situation was further
complicated by the arrival of the Normans), and also, towards the end of the
reign, in Bulgaria. Certainly John could claim brilliant successes from time to
time, especially in Sicily, where Syracuse was temporarily re-taken in 1038.
Men of a different stamp, however, would have been needed to restore to
Constantinople her former prestige, and, in a word, from the reign of Michael
must be dated a widespread decline in the strength of the Empire.
As to home affairs, they seem to have been less creditably managed. John
hoped to see a new Paphlagonian dynasty founded, and with this object, after
having reduced to penury and thrust into prison those who, like Constantine
Dalassenus, had fallen under his suspicion, he made it a point of conscience to
enrich his own family beyond measure. The people were ground down by taxes.
Money was wanted for the war; it was wanted for the absurd and ruinous
charities of the Emperor, who, more and more broken down by illness, thought of
nothing but distributing solidi aurei as a
means of regaining health; it was wanted, above all, for the Emperor’s
relations. Their rapacity was indeed the prime cause of the intense
unpopularity which before long was to sweep away the whole tribe of these
detested eunuchs. But John imagined himself safe from attack, and in order to
establish his authority more firmly he made a momentary attempt, like Photius
and Cerularius, to bring about the abdication of Alexius, and have himself
nominated Patriarch in his place, thus getting the entire control of affairs,
religious as well as political, into his own hands. The manoeuvre was only
defeated by the energy of Alexius, and fear of the complications which might
ensue.
While his brother and minister John Orphanotrophos was thus governing
the Empire, Michael, more and more affected by his epileptic fits, and
suffering besides from dropsy, paid scant attention to anything beyond his
charitable and devotional employments. He usually spent his time at Salonica, at the tomb of St Demetrius, and from what
Psellus tells us only military matters could rouse his interest during his
lucid intervals. His state gave some anxiety to the chief minister. Every
contingency must be prepared for, if Constantinople, as he hoped, was to be
endowed with a new dynasty. Therefore, in the course of the year 1040, he
decided on striking a decisive blow. As neither he nor his brothers, who were
all eunuchs, could perpetuate their name, he contrived to persuade Michael IV
to nominate as Caesar a very young nephew, son of their sister Mary. Further,
what seems almost incredible, in spite of the rigorous treatment which both
brothers had meted out to Zoe, John and Michael, to ensure the success of their
designs, prevailed on the Empress to become a party to them, and suggested to
her the idea, to which she cheerfully acceded, of adopting the young man. This
was duly carried out. Magnificent fetes were given at Constantinople, in the
course of which Michael V, surnamed the Calaphates, was proclaimed Caesar and
adopted son of the imperial couple.
It was in these circumstances that at the end of the year 1040 news came
of a rising in Bulgaria. By a supreme effort of will the Emperor put himself at
the head of his troops and, without hesitation, marched into Bulgaria. A fierce
struggle followed. For a moment the worst disasters seemed to threaten the
Empire. Finally, however, Michael triumphed, and suppressed the revolt. But
this burst of energy destroyed him. He was still able to be present at the
triumph decreed him by his capital. His government even succeeded at this time
in foiling a conspiracy, formed no doubt in consequence of the adoption of
Michael V, one of the moving spirits in which was that very Michael Cerularius
who was soon to become Patriarch. Then the end came. On 10 December 1041 he
quitted the imperial palace without even taking leave of Zoe, and betook
himself to the monastery of the Holy Argyri, which
was his own foundation. There, laying aside his royal robes, he had himself
clothed in a serge frock, and thus as a monk he died on the same day, having
reigned seven years and eight months over the Empire.
Michael V (1041-1042). Fall of the Orphanotrophos
The project which John Orphanotrophos had formed in inducing Zoe to
adopt his nephew Michael was not destined to succeed. Indeed it was to lead to
the ruin of the whole egregious family. The young man, as it proved, had none
of the strong points of his uncles, though he shared in all their defects. Son
of a sister of the Paphlagonians, and of Stephen, a plain artisan employed in
careening ships in the port of Constantinople, Michael, when fortune began to
smile on his relations, had been appointed commander of the imperial guard,
while his father, suddenly placed at the head of the fleet, set out to
distinguish himself in Sicily by memorable and grievous defeats. It was from
his functions in the palace that John took his nephew to have him proclaimed
Caesar and adopted as heir to the throne. Unfortunately for both parties,
Michael was an exceedingly worthless young man, vicious, cruel, hypocritical,
and ungrateful, though not wanting in cleverness or shrewdness. An unfortunate
tension soon made itself felt in the relations between uncles and nephew.
Michael detested John, and despised his uncle the Emperor. John began to
distrust the Caesar, and Michael IV to be estranged. The result of this was the
rapid fall of the adopted son from favor, and his banishment beyond the walls
of the city. There he remained until the death of Michael IV, and there he
would no doubt have been left, had he not been necessary to the vast schemes of
the Paphlagonians. In order to secure the continuance of the family the plan
set on foot must be carried out, and it was thus that Zoe, alone and abandoned
without defence to the faction of her brothers-in-law, was forced to allow
Michael to be consecrated, crowned, and proclaimed Emperor of Constantinople.
At first everything seemed to go smoothly. Michael appeared as the
humble servant of the Empress and the docile pupil of his uncle. Honors were
distributed to the nobles, and alms to the people. But this was merely an
attitude temporarily taken up. In reality, there were serious dissensions
between the brothers and the nephew. For a long time Michael had been acting
with his uncle Constantine against John, whom they both detested. Thus the
first care of the young Emperor was to raise Constantine to the rank of nobilissimus, and
his second to find an opportunity to get rid of the Orphanotrophos. He took
advantage of a debate, at the end of which the old eunuch had retired in great
dudgeon to his estates, to have him suddenly carried off and deported to the
monastery of Monobatae at a great distance. This was
Michael’s first victim; his second was to cost him his throne and his life.
Thus left master of the situation by the banishment of the
Orphanotrophos, who naturally seems to have disappeared unregretted by anyone at Constantinople, Michael's one idea was to make use of the power
that he had acquired. Psellus tells us that, as a base upstart, he bore a
deadly hatred to the aristocracy and to all in whom he could trace any marks of
distinction. No one, as the historian says, could live in peace or feel safe in
the possession of his wealth and honors. It was only the lowest of the populace
who were in favor and who seemed well-affected to the Emperor. Nevertheless, as
Professor Bury has aptly pointed out, it was he who restored to liberty and to
his offices and honors the great general, George Maniaces, who had been
imprisoned during the late reign, as also Constantine Dalassenus, one of the
greatest nobles of the time. He it was, too, who founded the fortunes of
Constantine Lichudes, the future Patriarch and a
statesman of distinction. But besides this, another Byzantine historian,
Michael Attaliates, has left these words upon Michael
V, which as it were fill in the sketch of Psellus. “He conferred honors and
dignities upon a great number of good citizens, and also gave proof of great
zeal for the maintenance of order and the rigorous administration of justice”.
Exile of Zoe : popular rising
In truth, the most serious blunder of Michael was his attack upon Zoe.
From the first he consigned her to the gynaeceum, denying her even necessaries and subjecting her
to close supervision. Then, imagining his position securely established at
Constantinople and being urged on by his uncle Constantine, suddenly, on 18
April 1042, he had the old Empress torn from the palace, and having ordered a
summary trial at which she was found guilty of poisoning, without further
formalities he banished the lineal descendant of the Macedonian House to the
convent of Prinkipo, first having her hair cut off.
The Patriarch Alexius, at the same time, received orders to withdraw to a
monastery.
In order to legalize his summary action, Michael V on 19 April caused to
be read to the Senate and the assembled people a message in which he explained
his conduct and accused the Empress and the Patriarch of having plotted against
his life. He felt himself sure of the good effect of his message and of the
general approbation. But in this he was grossly deceived.
As soon as the populace learned the exile of its sovereign, there burst
forth almost instantly a perfect explosion of fury against the Emperor. The
Prefect of the City narrowly escaped being lynched. Meanwhile, as the historian
Ibn al-Athir relates, the Patriarch, thanks to money
gifts judiciously administered to the soldiers sent to murder him, contrived to
escape and to return in hot haste to Constantinople, where he caused all the
bells in the city to be rung. This was probably about midday on Monday 19
April, for at that moment the revolution broke out with terrific violence round
the palace. The army itself soon joined with the mob to liberate Zoe and kill
the Calaphates. The prisons were broken open, and the whole flood of people
rushed to set the imperial palace on fire and to pillage and destroy the houses
of the Paphlagonian family. Michael and Constantine quickly realized the
seriousness of the revolt, and felt that they had only one chance of escape,
namely, to recall Zoe and endeavor to defend themselves meanwhile. But even
this last shift failed. Zoe indeed arrived at the palace and showed herself to
the people; but it was too late. The revolution, under the leadership of the
aristocracy and the clergy, was thoroughly organized, was bent on having the
Emperor's life, and dreaded the feeble Empress’ perpetual changes of purpose.
Fall of Michael V
It was at this moment that the mob, under the skilful guidance of some
of its leaders, suddenly bethought itself that there still existed in the
person of Theodora, forgotten in her convent at Petrion,
genuine princess, born in the purple, daughter of Constantine VIII and sister
of Zoe. It was instantly resolved to go in search of her, and to have her
crowned and associated in the government. During the evening of 19 April the
Patriarch, who was probably the moving spirit in the whole affair, officiated
at St Sophia, and there he received and at once proceeded to anoint this
elderly woman, who probably hardly understood the transaction in which she
appeared as a chief figure. Meanwhile the Emperor was declared to be deposed,
and all his partisans were removed from their offices.
The Emperor felt at once that all was lost, and had only one wish left,
to fly; but, urged on by his uncle the nobilissimus, he was obliged to agree to defend himself in
his palace, which was still surrounded and besieged by the crowd. About three
thousand men perished in the assault, which finally, after a siege of two days
and two nights, was successful. The insurgents then made their way into the
Sacred Palace, in the night between Tuesday and Wednesday, smashing and
plundering right and left, but the man whom they sought was no longer there. He
had fled with his uncle and taken refuge in the Studion, where he precipitately
had himself tonsured and clothed with the monastic habit.
This radical solution of the question did not avail to save Michael V or
Constantine. As soon as the mob learned the place of their retreat, it rushed
thither, bent on dragging them from the altar of the church in which they had
taken sanctuary and on putting them to death. Throughout Wednesday the
revolutionaries thundered outside the monastery whither they had now hurried,
but none dared violate the sacred precincts. It was now that Theodora, from
this time onward acting as sovereign, ordered that both uncle and nephew should
be removed and their eyes put out. Surrounded by a mob mad with excitement, the
two Paphlagonians were brought to the Sigma, frightfully mutilated, and finally
condemned to banishment. Michael withdrew to the monastery of Elcimon, the nobilissimus we know not where. The revolution was
accomplished on 21 April 1042.
Theodora and Zoe (April—June 1042).
On the morrow of Michael's disappearance, the two sisters confronted one
another, each with her own partisans. Zoe was the elder, and might be supposed
by many to be more capable of carrying on the imperial administration than Theodora,
who had only just taken leave of her convent. She thus had claims to the chief
share of power. Theodora, for her part, had the advantage in that she was the
younger, and that not having, like her sister, been twice married already, she
might without raising a scandal provide the Empire with a master capable of
defending it effectively. In any case, she must be immediately admitted to a
share in the government.
This was the solution finally decided on. The two sisters were
reconciled—or made a show of it—and it was agreed that Zoe should take
precedence of Theodora, but that the two should govern the Empire jointly. The
government, in the hands of these two aged women, who were popular with their
subjects, lasted for a few weeks and seems to have been fortunate. Except in
the case of Michael V’s family and his declared partisans, who were deprived of
their offices, no change was made in the administration or in the personnel of
the higher imperial officials. The two sisters presided at the councils, which
were managed by the leading ministers, and distributed pardons, favors, and
money to great and small. Several wise edicts were issued against the traffic
in judicial posts; vacant offices were filled up with a view to the best
interests of the State. Maniaces, the famous general, was sent back to Italy to
take up the supreme command of the Byzantine troops in the West.
In spite of these things, however, this strange government could not
last. The sovereigns were too unlike each other in character, too disunited at
heart, too old and too weak, to accomplish anything durable or fruitful.
Furthermore, faction was busy all around them. It was absolutely necessary to
have a man at the head of affairs, who would attend to the finances with an
object other than of depleting them, as Zoe unceasingly did, and to the army,
so as to keep at a distance foes ever on the watch to take advantage of
Byzantine weakness.
It was owing to this need that marriage schemes at once began to be
canvassed. As Theodora positively refused to take any husband whatsoever, the
court fell back upon Zoe who, despite her sixty-two years, resolutely demanded
a third partner. After several projects had ended in nothing, the choice of Zoe
and the court fell upon Constantine Monomachus, who espoused his sovereign on
11 June 1042. On the morrow he was crowned Emperor of Constantinople.
Zoe, Theodora, and Constantine IX Monomachus (1042-1055).
Up to the moment of his accession the new Emperor had led a somewhat
stormy life. The son of a certain Theodosius, Constantine was the last
representative of one of the most illustrious Byzantine families. Having lost
his first wife, he had married as his second the daughter of Pulcheria, the
stately sister of Romanus Argyrus, and in this way had acquired an important social
position. A great favorite at court, it is said that even as such he had made
early advances to Zoe, not without success. Unfortunately the rise of the
Paphlagonians had blighted his hopes of a great future, and John Orphanotrophos
had banished him to Mitylene. It was there that news was brought him that Zoe
had made choice of him for her husband, and he returned in triumph to
Constantinople for the celebration of the marriage which was to seat him upon
the throne.
Constantine was thus by no means an upstart; he was, moreover, a man of
keen intelligence, cultivated, fond of luxury and elegance, but unfortunately
not a little given to debauchery. It has been said that after a government of
women came a government of loose livers and men of pleasure, but it was,
nevertheless, a government fairly fortunate for Constantinople. At all events,
it was more representative than the Paphlagonian regime, and was even, in its
happier hours, as skilful as it was enterprising.
Constantine had been accustomed to lead a dissolute life, and his first
thought was to enjoy his new position of power to the full. Among his
mistresses were two who have left a name behind them, Sclerena, and an Alan
princess whom we shall meet again later. Sclerena was a niece of Pulcheria and
a grand-daughter of Bardas Sclerus. Being left a widow, she lost no time in
attaching herself to Constantine, and so strong had been the feeling between
them that Sclerena had followed her lover to his exile at Lesbos. Then when he
reached supreme power Constantine could not rest until he had recalled her to
his side. Soon, under the benevolent patronage of Zoe, Sclerena appeared as maitresse en titre, had
her own apartments at the palace, and received the title of Sebaste or Augusta. Stranger still, she contrived to live on excellent terms with
Theodora, who also dwelt at the palace, and divided her time between her
devotions and attention to her fortune, accumulating money to her heart's
content. The system amounted to something like a government by four, and it
narrowly escaped causing the Empire a fresh dynastic crisis. For though the
four heads of the government regarded each other's amusements with much
complaisance and joined in princely depredations on the exchequer, the public quite
rightly considered that the scandal had gone far enough, and was not quite easy
as to the safety of the two aged sovereigns. This opinion was conveyed to
Constantine by the popular support given to a revolt of 9 March 1044, during
which it would have gone hard with him but for the intervention of Zoe and
Theodora. Strong measures were taken, the foreigners, “Jews, Musulmans, and
Armenians”, being driven from Constantinople, but, in spite of this rigorous
repression, the revolt would doubtless have burst forth anew and for the same
reasons, had not Sclerena very opportunely died, no doubt soon after the rising
of 1044.
If at the palace nothing was thought of but amusement, it must be
allowed that, in contrast with what had been the case at other periods,
Constantine and his female colleagues had been careful to surround themselves
with distinguished men, capable of managing public affairs efficiently. From
the beginning of his reign the new Emperor had had recourse to the wisdom of
the famous Michael Cerularius, and when in 1043 Cerularius became Patriarch,
his former office was given to a man of great talent, Constantine Lichudes. Besides these valuable ministers, men of solid
culture and integrity, there were employed a whole crowd of clerks, notaries, and
minor officials, such as Psellus, Xiphilin, and
others, who certainly were not chosen at haphazard.
Revolt of Maniaces
As always happened on the accession of a new Emperor, the court, in
order to gain the support of all classes, made lavish distributions of honors
to the great and of money to the populace, turned out certain office-holders,
and made certain political changes. Constantine IX, we know not why, sent John
Orphanotrophos to Mitylene where he put him later to a violent death; Michael V
he sent to Chios, and Constantine the nobilissimus to Samos. On the other hand, he raised Romanus
Sclerus, Sclerena’s brother, to the highest
dignities. This was the beginning of a very serious revolt, which was not
without influence upon Sclerena’s unpopularity.
Romanus Sclerus had within the Empire a formidable and powerful foe in
the person of that Maniaces whom the ephemeral authority of Michael V had sent
back to Italy. In his new position of favorite, Romanus desired above all
things to make use of his influence to avenge himself. He prevailed upon
Constantine to recall his enemy, and in the meantime ravaged Maniaces' estates and
offered violence to his wife. Maniaces was not of a temper to submit to such
usage. Supported by his troops he raised the standard of revolt against the
Emperor, and caused his own successor, sent out by the Emperor, to be
assassinated. He then began his campaign by marching upon Constantinople, there
to have himself proclaimed Emperor. But he met with a check at Otranto, and in
February 1043 he embarked, landing soon afterwards at Dyrrachium, whence he
advanced upon Salonica in the hope of drawing after
him Bogislav’s Serbs, who had recently defeated some
Byzantine troops in 1042 near Lake Scutari. But, unfortunately for him, his
successes soon came to an end. At Ostrovo he
encountered the army sent against him by Constantine. He was defeated and
killed. The Empire was saved.
Revolt of Tornicius
At about the same time the chroniclers Scylitzes and Zonaras speak of another revolt, hatched this time in Cyprus by Theophilus Eroticus, which, however, does not appear to have involved
the government in serious danger. Such did not prove to be the case with a
rising which broke out in September 1047, and for three months threatened to
deprive Constantine of the throne. Its leader was Leo Tornicius. Constantine IX
in his heart cared little for the defence of the Empire, and consequently
neglected the army; the depredations on the treasury went on apace; there were
pressing dangers on the eastern and western frontiers; and, because of all
this, malcontents were numerous. The rising broke out at Hadrianople, among
military commanders who had been displaced or passed over, and Tornicius put
himself at its head. This man was of Armenian origin and traced his descent
from the Bagratid kings. Besides all the wrongs which he shared with the other
generals, he had special grievances of his own: in the first place, Constantine’s
policy in Armenia; then, probably, a love-affair which the Emperor had broken
off. Tornicius, who was a cousin of the Emperor, was on very intimate terms
with a sister of his, named Euprepia. Now between
Constantine and Euprepia relations were somewhat
strained, and it was to punish his sister as well as his cousin, for whom, be
it said, he had no liking, that he sent him to the provinces in honorable exile
as strategus, and later compelled him to become a monk. It was this which led
Tornicius to resolve upon rebellion, and to take the leadership of a movement
which had long existed in the army. On 15 June the whole body of conspirators
met at Hadrianople, and soon afterwards Leo was proclaimed Emperor. Thereupon
the insurgents set out for Constantinople with the army corps from Macedonia.
In these circumstances, Constantine showed remarkable energy. In spite of the
illness by which he was just then tormented, he set to work to arm the troops
in Constantinople, who barely numbered a thousand, and gave orders to summon
the imperial army by forced marches from the depths of Armenia. If Tornicius,
who had reached the walls of Constantinople, had made the smallest exertion, he
would have had the Empire in his grasp, but hoping to be acclaimed by the
people and unwilling to shed blood, he remained inactive beneath the ramparts
of the town. Meanwhile, Constantine on the other hand was acting. He scattered
money among the enemy's troops, won over officers and men, and could then await
the army from the East and the Bulgarian contingents which he had demanded.
Matters were at this point when, in the beginning of October, Tornicius left
Constantinople to take up a position on the road from Hadrianople to Arcadiopolis,
and to engage in a fruitless siege of the little town of Rhaedestus.
After this he relapsed into inactivity. It was then, in the month of December,
that the army from Armenia reached Constantinople. Constantine, feeling himself
sure of ultimate victory over a foe so strangely passive, was reluctant to shed
blood. The hostile army was gradually overcome by bribes, hunger, and promises,
and Tornicius soon found himself, with his lieutenant Vatatzes, practically
deserted. Both were made prisoners, their eyes were put out on 24 December
1047, and a little later they suffered death.
Annexation of Armenia : Michael Cerularius
While within the borders of his empire Constantine's government was
disturbed by the revolts of Maniaces and Tornicius, outside it the enemies of
Byzantium were also on the alert. In 1043 it became necessary to take arms
against the Russians, who were defeated. As a result of this campaign and in
order to seal the peace which followed, a Greek princess was married to Yaroslav’s son, Vsevolod. Next
year, in 1044, there broke out the war with Armenia which ended in the complete
and lamentable overthrow of that ancient kingdom, and the appearance on the
frontiers of the Empire of the Seljuq Turks. Ani was betrayed to the Greeks, and the last King of
Armenia, Gagik II, went forth to live in gilded exile
at Bizou. The Katholikos Petros, who had
engineered the surrender of Ani, was also deported,
first to Constantinople and later to Sebastea, where
he died some years afterwards. To the misfortune of both, Armenia was made into
a Byzantine province, so that the Empire, without a buffer-state, from this
time onwards had to encounter single-handed the race who, in the end, were one
day to conquer it. To complete the picture, it will be shown elsewhere that
Asia Minor was not the only ground on which the Byzantine troops were to
measure their strength during the reign of Monomachus. With varying success,
their generals were obliged to confront Arabs, Patzinaks, Lombards, and
Normans. Every frontier was threatened, South Italy was lost, and as a final
calamity Michael Cerularius was about to make a complete and definitive breach
with the Roman Church, which alone might perhaps have been able to save the
ancient Greek Empire.
On the death of the Patriarch Alexius on 22 February 1043, Constantine’s
government raised to the Patriarchal throne, with circumstances of considerable
irregularity, the first minister of the Empire, the man who was to be famous as
Michael Cerularius. His consecration took place on 25 March. Cerularius’
ordination was merely an incident in his career. In 1040, as a result of the
conspiracy which he had organized against the Emperor Michael with a view to
taking his place, he had been condemned to deportation and had been forced to
assume the monastic habit. Still, if Michael found himself on the patriarchal
throne merely through a chapter of accidents, he brought to it, not indeed any
striking virtues, but a fine intellect, wide culture, and iron will. And,
moreover, in all that he did he had a definite aim. Now that he had reached the
highest ecclesiastical position in the Empire and was second only to the
Basileus, he attempted to set up on the shores of the Bosphorus a Pontificate
analogous to that of the Pope at Rome, so that he would have been in fact
Emperor and Patriarch at the same time. This was, indeed, the real cause of the
Schism and of his conduct towards Constantine IX. It was at the very close of
the reign of Constantine Monomachus, when the Emperor was-well known to be ill
and near his end, that Cerularius threw down the brand of discord.
Schism of the Eastern and Western Churches
Throughout the pontificate of Alexius relations with Rome had been
excellent, and there were no signs whatever of a conflict when in 1053 it
suddenly burst forth. Cerularius had chosen his opportunity with skill. The
Emperor had grown old and seemed to have no energy left; the Pope, Leo IX, was
unfortunately placed in Italy under the yoke of the Normans. That Leo, in spite
of his misfortunes, should have attempted to extend his authority over the
Greek sees in southern Italy is possible, and indeed probable enough, for the
authority of Constantinople had sunk extremely low in the West. Nevertheless,
the provocation came from Cerularius. Through the medium of Leo, Archbishop of
Ochrida, Cerularius wrote to John of Trani a letter,
which was really intended for the Pope and the West generally. In this letter
he attacked the customs of the Latin Church, particularly the use of unleavened
bread and the observance of Saturday as a fast. At the same time a violent
composition by the monk Nicetas Stethatus was
circulated in the Byzantine Church, in which these two charges were taken up
afresh, and an attack was also made on the celibacy of the clergy. These usages
were declared to be heretical. Questions of dogma were not touched upon.
Finally Cerularius of his own authority closed all those churches in Constantinople
which observed the Latin ritual.
Leo IX replied at once; without discussing the trivial charges of the
Patriarch, he removed the controversy to its true ground, namely, the Roman
claim to primacy of jurisdiction, and demanded, before entering on any
discussion, the submission of the Patriarch. The latter at first yielded, and
wrote to the Pope a letter respectful in tone and favorable to union. It is
certain, however, that he was compelled to take this step by the Emperor, who
was himself urged on by the Greeks living in Italy, among others by the Catapan Argyrus. Leo IX wrote in January 1054 to
Constantine, entrusting his letter to three legates who arrived in April,
bearing also a letter to Cerularius very sharp and harsh in tone and deeply
irritating to the Patriarch, as was also the attitude assumed towards him by
the three legates. On the other hand, Constantine was won over to the Roman
cause by the very affectionate epistle addressed to him by Leo IX, and immediately
proceeded to carry out the Pope's wishes. Unfortunately at this juncture Leo IX
died, on 19 April, and his successor was not chosen until April 1055. The
legates no longer had sufficient authority to enable them to act, and
Cerularius, taking advantage of his position, began to write and intrigue, with
a view to winning over Eastern Christendom to his cause, beginning with Peter,
Patriarch of Antioch. The legates, for their part, in spite of their diminished
authority, solemnly excommunicated Cerularius and his supporters. The step
turned out a mistake on the Latin side. The Patriarch was only waiting for this
opportunity to show himself in his true colors. He demanded, indeed, an
interview with the legates, who had already quitted Constantinople on 17 July
1054, but were recalled by the Emperor's orders. Suddenly, however, suspicions
of Cerularius arose. The Emperor, fearing an ambush, again sent off the
legates, for it was rumored that the Patriarch intended to stir up the people
to assassinate them. It was upon the Emperor that the brunt of Cerularius'
anger fell. At his instigation a rising was let loose in Constantinople, and
Constantine was forced to abase himself before the victorious Patriarch. With
the Emperor's sanction, he at once held a synod in St Sophia on 20 July, the
Roman bull was condemned, an anathema was pronounced, and a few days later the
bull was burned. The separation was an accomplished fact. Its unhappy
consequences were to make themselves soon and lastingly felt.
Literary renaissance
From the point of view of civilization, the reign of Constantine
Monomachus must be considered one of the most fortunate, for a true literary
renaissance flourished at Constantinople under the auspices of the Emperor.
Though not himself learned, Constantine was a man of taste, and liked to
surround himself with cultivated people. His court was the resort of the most
intellectual men of the day, and it was owing to their entreaties that he
decided to re-open the University of Constantinople. The most distinguished
scholars at that time were John Xiphilin, Constantine Lichudes, Cerularius, John Mauropus,
Psellus, and Nicetas Byzantius. They were all bound
together by friendship, all loved and pursued letters and jurisprudence, and
some, like Xiphilin, Lichudes,
and Cerularius, were destined to reach the highest positions in Church and
State. The first foundation of Constantine goes back to 1045. With the help of
his friends, he began the restoration of the science of jurisprudence, founding
a School of Law. Then he decided that in the new University all branches of
learning should be taught. Psellus was entrusted with the teaching of
philosophy, Nicetas Byzantius and Mauropus with that of grammar, rhetoric, and orthography. Thus was formed the School of
St Peter, so called from the place where the new ‘masters’ lectured. Law was
lodged at St George of Mangana, the faculty took the
name of the School of the Laws, and Xiphilin became
its head. A library was added to the school. It was there that the historian
Michael Attaliates taught. In these schools of higher
learning law was taught in the first place, but the other branches of humane
learning were not neglected. Plato, Homer, the ancient historians, and theology
found their commentators. Psellus was undoubtedly the most conspicuous of the
professors, the most applauded and discussed. Unfortunately these savants were
not endowed only with learning and virtues. They had also defects, of which
vanity and arrogance were not perhaps the worst. Before long, quarrels broke
out between them and the courtiers, then disputes arose among the learned
themselves, then difficulties grew up even with the Emperor to such an extent
that by about 1050 the enterprise was ruined. Constantine IX was forced to
close his University, and to disgrace Lichudes and Mauropus. Xiphilin became a monk,
and Psellus joined him at Olympus, only, however, to return before long on the
death of Monomachus.
From the artistic standpoint, the reign of Constantine Monomachus is
memorable for that stately building, St George of Mangana,
which made heavy demands upon the treasury. The Emperor also beautified St
Sophia, and enriched it with precious objects intended to serve for divine
worship. We also know that he built several hospitals and refuges for the poor.
Deaths of Zoe and Constantine IX
Life in the women's apartments of the palace remained throughout the
reign what it had been at the beginning, that is to say very far from edifying.
Zoe, as she grew old, devoted herself to distilling perfumes, and flinging away
public money on innumerable absurd caprices. Theodora, a good deal neglected,
spent her time in devotion, and in counting her fortune which she hoarded up
with care. Constantine fell under the dominion of a dwarf, at whose hands he
narrowly escaped assassination, and was then subjugated by a young Alan
princess, whom he loaded with presents and looked forward to marrying at some
future time. Meanwhile Zoe died in 1050, and Constantine it appears greatly
lamented the aged Empress. By rights Theodora should now have regained power.
But she never thought of doing so, and the only concession which Constantine
made to her feelings was to refrain from marrying the Alan princess. “The aged
sovereign” says Psellus, “would never have endured to be at once Empress and
first subject of an upstart”. He contented himself, as in Sclerena’s case, with bestowing on his mistress the title of Augusta, indulging in
countless acts of insensate prodigality for her and her family, and putting
himself thus in the most ridiculous position to the delight of his enemies and
the grief of Psellus.
In the early days of 1055 the Emperor, whose health was failing more and
more and who had besides broken with his sister-in-law and caused her to quit the
palace, retired to his favorite monastery, St George of Mangana.
Feeling himself dying, he summoned a council to his side to choose his
successor, regardless of Theodora. The choice fell on an obscure man named
Nicephorus, at that time in Bulgaria. But there still existed in the capital a
party which had remained loyal to the princess born in the purple. It was this
party which, without waiting for the arrival of Nicephorus or the death of the
Emperor, proclaimed Theodora afresh as the sole Empress of Constantinople, and
sent orders to have the pretender arrested at Salonica.
He was then deported to the interior of Asia Minor.
Constantine IX died on 11 January 1055, and was solemnly buried besides
Sclerena in the monastery of Mangana. Once again
Theodora, now aged seventy-five, was momentarily to resume the government of
the Empire.
Theodora (1055-1056).
With this aged virgin the glorious history of the Macedonian House comes
to an end. Founded in blood in the ninth century, it dies out in the eleventh
in barrenness, weakness, and shame, the wretched but just reward of a long
series of moral iniquities. We know not with what feelings the Byzantines
watched its extinction, nor what presentiments visited them as to the future of
the State. One fact alone is known to us, that Theodora supported and favored
Cerularius and his faction, and that it was owing to this party of intriguers
that she again took up the government. It is probable that the Patriarch had
views of his own, and was awaiting the propitious moment when he might quietly
pass from the patriarchal palace to the imperial. But, in the first place,
Theodora’s reign proved a very brief one. It did not last eighteen months. And,
besides, strange to relate, when Cerularius put himself forward to “give the law”
he found that Theodora stood her ground, resisted, and in the end disgraced the
Patriarch. With him were dismissed several of the great generals, among them Bryennius and Comnenus, and the reign of the eunuchs began.
If this was a misfortune for the Empire, it proved at least that the Empress
had a will of her own and meant to be obeyed.
As might have been expected, the court immediately began to urge
projects of marriage on Theodora, but the Empress was no more disposed at the
close of her life than in earlier days to accept an expedient which had turned
out so ill in the case of her sister Zoe. Without any support or counsel but
such as she could obtain from her eunuchs, she took up the task of governing,
and of holding in check the whole military party whose two chief leaders had
been disgraced. At the head of affairs she set an ecclesiastic, Leo Paraspondylus, the protosyncellus,
a man of great merit, upright, honest, and intelligent, but abrupt and
dictatorial to a degree, which accounts for the unpopularity he soon incurred.
In addition to this, the Empress’ parsimony and the intrigues of Cerularius
helped to cool the attachment which the Byzantines had shown for their
sovereign. A seditious outbreak was plainly imminent when Theodora died, rather
unexpectedly, on 31 August 1056.
As soon as the first symptoms of her malady appeared, there was great
agitation among the palace eunuchs. The party in power was by no means ready to
throw up the game. Leo Paraspondylus therefore
hastily summoned a council to meet around the dying Theodora's bed and provide
for the succession. They made choice of an old patrician, who had spent his
life in camps, Michael Stratioticus, who seemed to
have the qualities requisite for letting himself be governed and at the same time
commanding the support of the army. Cerularius was at once consulted, and after
some hesitation, before the closing eyes of the sovereign and authorized by a
faint sign of consent from her, he crowned and proclaimed Stratioticus Emperor.
Michael VI Stratioticus (1056-1057). Revolt
under Isaac Comnenus
Michael VI, the poor old man who was now to affix his trembling
signature to the last page of the history of the Macedonian family, belonged to
the aristocracy of Constantinople and was descended from that Joseph Bringas
who had been chief minister under Romanus II. To the clique who hoped to govern
in his name he was a mere figurehead. His age, his want of capacity, the
weakness of his position, unsupported by any party in the State, were for the
eunuchs and especially for Leo Paraspondylus so many
pledges that they would be confirmed in all their authority. By way of
precaution, however, the court, on raising him to the throne, exacted from him
an oath that he would never act contrary to the wishes of his ministers. It is
plain that they were counting without the strength of the great feudal
families, every one of which aspired to sovereign power, and also without the
popular outbreaks which they expected to crush without difficulty. In reality
the eunuchs were grossly deceived in their calculations.
On the very morrow, indeed, of Michael's proclamation Theodosius, the
president of the Senate, attempted to organize an outbreak. He was a cousin of
Constantine IX, and in this capacity fancied that he had rights to the
succession. But he had no supporters either in the army or the palace or among
the clergy. At the head of a troop of dependents, the most he could do was to
break open the prisons and to appear in front of the palace and St Sophia. The
doors were shut against him; no difficulty was found in arresting him and he
was sent into exile at Pergamus. Michael VI and his court fancied that their
troubles had ended with this slight attempt at a revolt; they were already
distributing profuse gifts to the Senate and the people and planning some few
changes in the official staff, when, in rapid succession, the Emperor quarreled
with some of the most popular commanders in the army, with Catacalon Cecaumenus whom he dismissed, with the ‘Francopol’ Herve whom he
ill-treated, with Nicephorus Bryennius to whom he
refused the restoration of his estates formerly confiscated by Theodora, and,
above all, with Isaac Comnenus. On Easter Day 1057 he denied to all of them the
favors which they came to ask, and by the advice of his minister launched out
into a flood of invective against each of them. It was the divorce of the court
from the army which he so unthinkingly pronounced. There was only one sequel to
so sinister a beginning, and that was revolt.
The conspirators immediately gathered at St Sophia, and in concert with
the Patriarch deliberated how they might best get rid of the Emperor and his
eunuchs. Without further delay they hailed Isaac Comnenus as the future
Emperor, afterwards returning to their estates in Asia Minor to prepare for
war. It was on 8 June 1057 in the plain of Gunaria in
Paphlagonia that Isaac was proclaimed Emperor. Immediately afterwards the rebel
army began its march upon Constantinople and reached Nicaea. Everywhere the
pretender was recognized, the Asiatic themes submitting to his authority.
Michael VI for his part, as soon as he learned what had taken place, attempted
to organize the defence. Unfortunately he had no commanders of any capacity on
his side, though on the other hand his army was more numerous than that of his
opponents. The imperial troops set forth, led by a certain Theodore, and made
their way towards Nicaea. At Petroe they halted, not
far from the camp of Comnenus, and here it was that the battle took place on 20
August. It was waged with fury, and degenerated into a massacre. Though at
first defeated, in the end Isaac Comnenus was the victor, thanks to Catacalon, who came up in time to reinforce the wavering
centre and left wing of the rebels.
Even after the battle of Petroe, the
unfortunate Michael still hoped to save his crown by winning over the Senate
and the populace of Constantinople. Unluckily for himself, the poor Emperor had
now contrived to fall out with Michael Cerularius, who for his part was busy
plotting against him. Though feeling at heart that all was lost, Michael VI
nevertheless tried to negotiate with Comnenus. Through Psellus and two other
senators, he offered Isaac the title of Caesar, engaging also to adopt him and
name him his successor, as well as to pardon all the rebels. This was on 24
August. The revolted troops were already at Nicomedia, and the embassy sent in
Michael's name had been secretly won over to the cause of Comnenus. After an
exchange of views had taken place, and some counter-proposals had been made on
behalf of Isaac, the envoys returned to Constantinople. There, while ostensibly
rendering an account of their mission to the Emperor, in reality during the
whole of 29 August they were, with Cerularius, organizing the revolt and
weaving the conspiracy which ended in the abdication of Michael VI.
As soon as all was completed, Michael VI’s embassy, consisting of the
same men as before, set out again for Comnenus' camp, and on the same day, 30
August, the revolt broke out at Constantinople. The struggle was not a bloody
one, but was marked by the personal intervention of the Patriarch, who suddenly
at St Sophia openly ranged himself on the side of the rebels, sanctioned the
proclamation of Comnenus as Emperor, and took the direction of the revolutionary
movement into his own hands. His first care was to send a number of bishops to
the palace with instructions to tonsure the Emperor at once, to clothe him with
the monastic habit, and to send him to a convent in Constantinople, where soon
afterwards he died. On 31 August 1057 amid indescribable enthusiasm Comnenus
made his triumphal entry into the Sacred Palace. The next day, or the day
after, he was crowned by the Patriarch. Thus was the dynasty of the Comneni
solemnly inaugurated. That of the Macedonians had become extinct.
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