THE GREEK CHURCH ITS RELATIONS WITH THE WEST UP TO 1054
By
Louis Bréhier
AFTER the festival in honour of the restoration of the
images (11 March 843), the last religious differences between the East and West
seemed to have disappeared, and yet the course of events during the Iconoclast
controversy had seriously modified the conditions under which the relations
between Rome and Constantinople had been hitherto maintained.
The Papacy emerged from that long dispute completely
emancipated politically from the Byzantine Empire. After the accession of Paul
I (757) the Pope no longer applied to the Emperor of Constantinople for the
ratification of his election but to the King of the Franks, and after the year
800 to the Emperor of the West. After Pope Hadrian the year of the reign of the
Eastern Emperors no longer appears in the papal bulls, and nothing is more
significant than this breaking with an ancient tradition.
It cannot be disputed that after the second Council of
Nicaea (787), held in the presence of the papal legates, relations had been
renewed between Rome and Constantinople, which continued until the second
abolition of image-worship (815). But neither the Empress Irene nor her
successors dreamt of revoking the edict of Leo the Isaurian which had deprived
the Roman Church of its patrimony in the East and of its jurisdiction over
Southern Italy and Illyricum. A still more illuminating fact is that, when the
Empress Theodora restored image-worship in 843, she did not treat with the Pope
as Irene had done, and the new Patriarch Methodius ordered the anathema to be
launched against the iconoclasts without the cooperation of Rome.
Two distinct and opposed attitudes towards the Pope
may, in fact, be seen in the Greek Church. On the one hand the superior clergy,
largely recruited from among laymen, ex-governors or high officials, steeped in
the doctrines of Caesaropapism, could not show much enthusiasm and indeed felt
considerable misgivings towards a pontiff who, since the events of the year
800, had been the mainstay of the Emperors of the West, regarded at Byzantium as usurpers. A large number of these prelates had
adhered to iconoclast doctrines, and in 843 many of them tried to obliterate
this past by a reconciliation with orthodoxy.
On the other hand, these high official clergy were
confronted by the monks, and especially the Studites, who had defended
image-worship even to martyrdom, and were resolute opponents to the
interference of the Emperors in the affairs of the Church. Their fundamental
doctrine was complete liberty as against the State in matters of dogma no less
than of discipline. But the one effective guarantee of this liberty for them
was the close union of the Greek Church with Rome. They recognised in the
successor to St Peter the spiritual authority denied to the Emperor. Theodore
of Studion, in his correspondence with the Popes and sovereigns, emphasizes the
necessity of submitting to the arbitration of the Pope all the difficulties
which may perplex the Church, and for a long time the monastery of Studion was
considered the stronghold of the Roman party at Byzantium.
For these reasons the restoration of image-worship in
843, even if it was an undeniable victory for the Studites, was not so complete
a success as they had wished, and the Patriarch Methodius, himself formerly a
monk but animated by a conciliatory spirit and desirous above all things of
restoring peace in the Church, made several vigorous attacks on their
uncompromising policy. On the other side, the elevation to the Patriarchate in
846 of Ignatius, son of the Emperor Michael Rangabé, who during his brief reign
had been the protector and almost the servant of the Studites, seemed to assure
definitely the triumph of their doctrines. Brought up in exile on Princes
Islands, Ignatius was a true ascetic and had fervently embraced all the
principles of Studite reform. Friendly relations with Rome seemed therefore
assured, but a significant incident showed that the new Patriarch, however well
disposed he might be towards the Pope, did not propose to abandon one jot of
his autonomy. Gregory Asbestas, Archbishop of Syracuse, having taken refuge at
Constantinople, was condemned by a synod for certain irregularities. He
appealed to Pope Leo IV, who commanded Ignatius to send him the acts of the
synod; the Patriarch refused, and the matter remained unsettled. Benedict
III, who succeeded Leo IV in 899, refused to confirm the deposition of Gregory
Asbestas and contented himself with suspending him until he had seen the
evidence. Thus, though the relations between Rome and Constantinople had once
more become normal and the good will of Ignatius and the Studites towards the
Pope was manifestly great, the long separation due to the Iconoclastic dispute
had borne fruit; the Greek Church had become accustomed to complete autonomy,
so far as Rome went, and its bishops, who fostered feelings of distrust and
even hostility against her, only awaited an opportunity to shew them. The
crisis in the Patriarchate, which was the result of the deposition of Ignatius,
soon supplied them with the desired opportunity.
Ignatius had made many enemies for himself by his
uncompromising character and his unbending austerity, which did not
spare those who held the highest places. In 858 he dared to attack the Caesar Bardas, whose
profligacy was a public scandal, and refused to administer the sacrament to him. Bardas avenged this insult by
banishing Ignatius to the island of Terebinthus, after having implicated him in
an imaginary plot against the Emperor (27 November 858). Then,
being unable to extort from him an act of abdication, and without even waiting
for the result of the trial which was pending, Bardas raised
to the patriarchal throne a layman, the protoasecretis Photius, one of the most
renowned teachers in the University of Constantinople.
Photius, if we can believe his letters, appears to
have hesitated at first to accept the post, but ended by allowing himself to be
persuaded, and within six days was professed a monk and received
all the ecclesiastical orders. On 25 December 858 he was consecrated Patriarch
in St Sophia. He represented the party of the high clergy
which had adopted once more the tradition of Tarasius, Nicephorus, and
Methodius, and he met at once with violent opposition from the monks,
especially from the Studites, whose Abbot Nicholas of Studion refused to take
the communion with him, and was banished. He therefore
thought it expedient to consolidate his power by a reconciliation with Rome. In
860 a solemn embassy, consisting of four bishops and a high lay
official, was sent to Pope Nicholas. Its object was to invite the Pope to
assemble a council to settle the dispute as to image-worship, and more
especially to obtain the papal recognition of Photius as lawful Patriarch.
This step in itself shows that Photius at that time accepted generally the
jurisdiction of the Pope.
Conflict between Photius and Nicholas I
But Nicholas I refused to recognise the election of
Photius without fuller information, and, after protesting against the
deposition of Ignatius, he despatched to Constantinople two legates, Radoald,
Bishop of Porto, and Zacharias, Bishop of Anagni, with instructions to hold an
inquiry and to treat Ignatius provisionally as lawful
Patriarch. No efforts were spared at Constantinople to conceal this news. The
legates as soon as they arrived (February 861) were secluded and
prevented from communicating with Ignatius and his partisans. Pressure
was brought to bear on them by threats and even by bribes. They allowed
themselves to be persuaded and, contrary to their instructions, they
consented to preside at a council which was convened at the Holy Apostles (May
861), and pronounced the deposition of Ignatius, after suborned
witnesses had been produced to affirm that the accused had been elected
contrary to the canons.
But when the legates returned to Rome, loaded with
presents from Photius, the Pope received them with indignation and repudiated
all their acts. In an encyclical addressed to the three Eastern Patriarchs he
declared that the deposition of Ignatius was illegal and that Photius
improperly held the see of Constantinople. In answer to a letter from Photius,
brought by an imperial secretary, in which the Patriarch seemed to treat with
him on equal terms, the Pope reminded him that the see of Rome was the supreme
head of all the Churches. Finally, at the request of some partisans of
Ignatius, including the Archimandrite Theognostus, who had succeeded in
escaping to Rome, he called a council at the Lateran palace (April 863), which
summoned Photius to resign all his powers on pain of excommunication; the same
injunction was laid on all the bishops consecrated by Photius.
The dispute thus entered the domain of law, and the issue at stake was the jurisdiction of the Pope over the Church at Constantinople. Before taking the final step and embarking on schism, Photius seems to have hesitated and to have adopted diplomatic means at first. He induced the Emperor Michael to write a letter to the Pope, which was in the nature of an ultimatum. The Emperor threatened to march on Rome in the event of Nicholas refusing to revoke his sentences, and repudiated the doctrine of the supreme jurisdiction of the papacy. Nicholas, making the widest concessions, offered to revise the judgment of the council if Ignatius and Photius would consent to appear before him at Rome. Photius, on his side, was fully posted in Western affairs, and knew that the uncompromising character of Nicholas roused keen opposition in those parts. He had favourably received a memorandum from the Archbishops of Cologne and Treves, who had been deposed by the Pope for having consented to the divorce of Lothar II. In the course of the year 863 Photius addressed letters to the Western clergy and to the Emperor Louis II to demand the deposition of Nicholas by a Council of the Church. This was not yet rupture with the West, since by acting as he did he hoped to find a more conciliatory Pope than Nicholas. Nevertheless, when he learned of the arrival of Roman legates in Bulgaria, considering their interference with this newly-founded Church as an encroachment on the rights of the Patriarchate, he convoked a synod (867), which formally condemned the Latin uses introduced into the Bulgarian Church, and more particularly the double procession of the Holy Ghost. This was the first step in an antagonism which was destined to end in schism.
The
schism of Photius
Matters came rapidly to a head. In November 866 the Pope resolved to
address a final appeal to Constantinople, and despatched fresh legates with
orders to put letters into the hands of the Emperor and principal personages of
the court. Photius then took the decisive step, and it is possible that this
decision was influenced by the raising of Basil to the imperial throne as
colleague to Michael after the murder of Bardas. He wished to confront the
future Emperor, whose hostility he anticipated, with an accomplished fact. In
the course of the summer of 867 a council presided over by the Emperor Michael
pronounced the excommunication of Pope Nicholas, declared the practices of the
Roman Church to be heretical as opposed to Greek use, and stigmatised the
intervention of that Church in the affairs of Constantinople as unlawful. The
resolutions of the council were sent by Photius to the Eastern Patriarchs in
the form of an encyclical, in which he bitterly condemned all the peculiar
usages of the Western Churches: the addition of the Filioque to the creed, the
Saturday fast, the use of eggs in Lent, the custom of the clergy of shaving the
beard, and others. Two bishops went to take the acts of the council to Italy.
The Pope, desirous of justifying Western uses, commanded Hincmar, Archbishop
of Rheims, to convoke provincial councils in order to answer the objections of
the Greeks.
The split between the East and the West was thus
effected. It is clear that the differences in the uses quoted by Photius were
not the real cause of the schism. From the dogmatic point of view the East and
the West participated in the same faith, that of the Ecumenical Councils. The
addition of the Filioque to the creed modified in appearance the idea which was
formed of the relations between the Persons of the Trinity, but in no respect
changed the dogma itself. It was not impossible, as indeed subsequent events
showed, to come to some agreement as to Church discipline and the liturgy. At
the close of the year 867 the two apostles of the Slavs, Constantine (Cyril), a
pupil of Photius, and his brother Methodius, arrived at Rome, bringing with
them the relics of St Clement. Pope Nicholas was dead and it was his successor
Hadrian II who consecrated them bishops (5 January 868) and, by giving the name
of Cyril to Constantine, paid homage to the great Patriarch of Alexandria who
had formerly been the connecting link between the East and Rome. He further
approved the translation of the Scriptures made by the two apostles, as well as
their liturgy in the Slavonic tongue. No act shows more clearly the conciliatory
spirit of the two Churches in the matter of uses. The cause of the separation
cannot therefore be found here, but must be attributed to the regard for its
autonomy which inspired the Church of Constantinople. Photius, by championing this cause, easily
led with him the bishops who, like himself, refused to admit the supreme
jurisdiction of the Pope in disciplinary matters. We shall further see that
even on this question the Greeks were far from being obstinate, and admitted
the intervention of the Pope when it served their interests. Their attitude
towards Rome was, in reality, always dependent on the vicissitudes of their own
disputes.
It was a palace revolution in the end which overthrew
Photius and revived relations with Rome. Some months after the council held by
the Patriarch, the murder of Michael III brought Basil the Macedonian to the
throne. The new Emperor disliked Photius, possibly because he had been a
favourite of Bardas. He saw also that the reinstatement of Ignatius, whom the
people esteemed a martyr, would conduce to his own personal popularity. The
very day after his accession (25 September 867) he had Photius imprisoned in a
monastery, and with great ceremony reinstated Ignatius in the patriarchal
chair (23 November 867). All the bishops and archimandrites exiled by Photius
were recalled.
Thus to obtain his political ends Basil formally
recognised a jurisdiction in the Pope by sending him a double embassy composed
of partisans of Ignatius and of Photius, with instructions to ask him to
reestablish peace in the Church of Constantinople by calling a council and
effecting a reconciliation with the bishops consecrated by Photius. In a synod
held at St Peter's, at the close of the year 868, Pope Hadrian II, the
successor of Nicholas I, solemnly condemned the council of 867 and convoked a
council at Constantinople. Stephen, Bishop of Nepi, Donatus, Bishop of Ostia,
and a priest, Marinus, were chosen to represent him there.
Ecumenical
Council (869-870)
After a difficult journey the legates entered
Constantinople by the Golden Gate on 29 September 869. Basil received them with
the greatest honours, and testified in their presence to his veneration for the
Church of Rome, "the mother of all the other Churches." But it was
manifest from the very first sittings of the Council, which opened on 9 October
869 and took the title of Ecumenical, that a misunderstanding existed between
the Emperor and the legates. The Emperor, solicitous for the interests of the
State, wished first and foremost to reestablish peace in the Church. He had
been surprised to see that, differing from Nicholas I, Pope Hadrian II had
condemned Photius unheard and on the sole evidence of the partisans of
Ignatius. In order that the peace might be permanent, and to prevent Photius
and his followers from being able to plead an abuse of justice, it was
necessary that the Council should revise the sentence and deliver a full and
detailed judgment. This was the purport of the instructions given to the
Patrician Baanes, president of the lay commission which represented the Emperor
at the Council. The Pope's standpoint was quite different. His legates had only
been instructed by him to publish the sentence against Photius, pronounced by his predecessor and
confirmed by him. They had the further duty of reconciling with the Church
those bishops, followers of Photius, who should consent to sign the libellus
satisfactionis brought by them. The jurisdiction of the Pope, differently
understood in the East and the West, was the real matter at issue.
Baanes won an initial success by demanding that
Photius and his followers should be brought before the Council to tender their
defence there. On 20 October Photius appeared, but remained mute to all interrogations.
His condemnation was then renewed, but the legates observed that they were not
retrying the case but were merely publishing the sentence already formulated.
Basil accepted this compromise, which was tantamount to a defeat for him, and
came in person to preside at the concluding sessions of the Council, which broke
up on 28 February 870.
Thus the Ecumenical Council, which was intended to
smooth all the religious difficulties, only ended in increasing the distrust
between Rome and Constantinople. Basil certainly lavished friendly words and
assurances of orthodoxy on the legates at the ceremony which marked the
closing of the Council, but his acts discounted his speeches. Some days
previously, to gratify the old partisans of Photius who regretted having signed
the libellus satisfactionis, he had seized all the copies of that document at
the house of the legates in spite of their protests but then consented to allow
them to be deposited with Anastasius the Librarian, ambassador of the Emperor
Louis II at Constantinople. Further, this scholar was requested by the legates
to compare the Greek and Latin texts of the acts of the Council, when he
perceived with astonishment that a letter of Pope Hadrian had been tampered
with, and that the compliments which he paid to the Emperor Louis II had been
suppressed.
The most grave incident occurred three days after the
close of the Council. The Bulgarians had received baptism from the Greek missionaries
sent by Photius, but their Tsar Boris, whose ambition was to see an
ecclesiastical hierarchy founded in Bulgaria with a Patriarch at its head,
being unable to obtain it from Constantinople, had applied to Rome. Nicholas I
had sent a mission to Bulgaria under the direction of Formosus, Bishop of
Porto, who replaced the Greek ritual everywhere by the Latin, and Photius had
on other occasions protested against this interference. But when Boris called
upon the Pope to create Formosus Patriarch, he met with a flat refusal. Then it
was that, turning to Constantinople, he sent an embassy to implore the Council
to decide to which Church Bulgaria should belong.
The Emperor assembled once more the fathers of the
Council and tried to obtain from the legates the formal recognition of the
jurisdiction of the Patriarch of Constantinople over Bulgaria. The legates
protested vehemently that they had not received any instructions
on this point, and that Bulgaria was besides directly amenable to the see of
Rome. Hardly, however, had the legates left when the Patriarch Ignatius
consecrated an archbishop and ten bishops for Bulgaria. Photius would not have
acted otherwise, and nothing shows more clearly than this affair the inherited
misunderstanding which separated the leaders of the two Churches.
When the legates took leave of the Emperor, so
strained were the relations that Basil was mean enough not to make any
arrangements for facilitating their return. Their journey, which lasted nine
months, was most arduous: they were captured by Slav pirates and lost all their
archives, and only reached Rome on 22 December 870. By good fortune Anastasius
the Librarian, who had embarked for the same destination, had safely brought
the acts of the Council and the copies of the libellus satisfactions. Hadrian
II wrote an indignant letter to Basil, in which he complained of the manner in
which his legates had been treated on their return and also of the interference
of Ignatius in Bulgaria; but nothing came of it, and the Bulgarian Church
remained definitely attached to Constantinople. Finally, as a mark of his
dissatisfaction, the Pope refused to pardon the followers of Photius for whom
the Emperor had interceded.
Re-instatement of Photius
But soon, by the usual reversal of Byzantine opinion,
Photius, who had been imprisoned in a monastery, succeeded in regaining the
good graces of Basil and was recalled to Constantinople. Ignatius continued
to govern the Church, but three days after his death, which took place on 23
October 877, Photius was reinstated on the patriarchal throne, and, according
to the Vita Ignatii, he began by banishing and ill-treating the principal
adherents of Ignatius. But what was to be his attitude towards Rome? Logically
he ought to have refrained from any relations with the Pope. He did nothing of
the kind, and asked Pope John VIII to recognise his reinstatement. The
Emperor, who supported this request, had evidently no wish for a rupture with
Rome, and placed at the same time his fleet at the disposal of the Pope to
defend Italy against the Saracens.
The circumstances were therefore favourable for the
union. John VIII consented to recognize Photius as Patriarch on condition that
he should ask pardon before a synod for his past conduct and should abstain
from any interference in Bulgaria. A council then opened at Constantinople in
November 879, but Basil, overwhelmed with sorrow at the loss of his only
legitimate son, Constantine, was not present and did not even send a
representative. Photius, having thus a free hand, easily outwitted the
legates, who were ignorant of Greek and were unaware that the Pope's letter, translated into that language, had been garbled. The Patriarch
gave a lengthy defence of his conduct and was rapturously applauded by the 383
bishops present. The question of the Bulgarian Church was referred to the
decision of the Emperor; the council refused to admit the prohibition, desired
by the Pope, of nominating laymen to the episcopate; finally, by pronouncing
the anathema against all who should add anything to the faith of Nicaea, it
once more brought up the question of the Filioque.
Photius had triumphed; it was only three years later,
in 882, that the Pope, thanks to an inquiry made by a new legate, Marinus, who
was sent to Constantinople, learned what had really happened at the council.
John VIII in indignation declared the legates of 879 deposed, and excommunicated
Photius. The rupture was complete, and the two Churches were thus separated by
a new schism, which persisted under John's successors, Marinus, Hadrian III,
and Stephen V, who exchanged letters full of recriminations with Basil.
Disgrace and death of Photius
The death of Basil in 886 was followed by an
astonishing coup de theatre, and Photius was once more disgraced. Leo VI, the
heir to the throne, who passed for an illegitimate son of Michael III and
Eudocia Ingerina, was fired with an intense hatred of Photius. Although he had
been his pupil, he had quarrelled with him. He charged him with having
intrigued with Basil to deprive him of the throne, and there was even talk at
Byzantium that the ambitious Patriarch had contemplated either himself
assuming the imperial throne or giving it to one of his relations. The fact
remains that Leo VI had hardly attained to power before he pronounced the
deposition of Photius. The strategus Andrew and the superintendent of the
posts, John Hagiopolites, were commanded to go to St Sophia, where the synod
had been assembled. They read out a long recital of all the crimes of which
Photius was accused; the Patriarch was then stripped of his episcopal
vestments and conducted to a monastery, where he lived for another five years
(886-891). An assembly of bishops elected Stephen, the Emperor's brother, as
Patriarch.
At the same time one of Photius' principal followers,
Theodore Santabarenus, was arrested in his diocese of Euchaita, conducted to
Constantinople, and put into solitary confinement. The Emperor tried to induce
him to accuse Photius of plotting against him, but when confronted with the
ex-Patriarch the abbot revealed nothing. Leo VI was furious and ordered him to
be scourged and banished first to Athens, where his eyes were put out, and
thence to the eastern frontier.
Photius thus came out of the struggle apparently
defeated, and left the Greek Church more rent asunder than at his accession.
Some hagiographic documents drawn up at this period throw strong light on the divided attitude of the Greek clergy towards the question of relations
with Rome. The author of the life of St Joseph the Hymn-writer, Theophanes the
Sicilian, who wrote in the last years of the ninth century, when nearing the
end of his work, prays the saint to ask Christ for the cessation of the
disputes and for the restoration of peace in the Church, and later he
vehemently urges Joseph to obtain by his prayers the boon that orthodoxy remain
inviolate. Such was indisputably the desire of a large part of the Greek
clergy, and of the monks of Studion in particular, whose Igumen, Anthony, had
passed almost the whole patriarchate of Photius in exile.
On the other hand, the life of St Euthymius the
Younger of Thessalonica strikes a somewhat different note. The author, Basil,
Archbishop of Thessalonica, admittedly a supporter of Photius, gives a brief
but very partisan account of the vicissitudes of the struggle between Photius
and Ignatius, and throws all the responsibility for the schism onto the
imperial policy. If he abstains from attacking Ignatius, he none the less
considers Photius to be a saint. "The Iconoclast heresy" he says,
"was already extinct. St Methodius after having governed the Church for
five years had returned to the Lord. Ignatius the Holy had been raised to the
episcopal throne of Constantinople. He governed it for ten years.... In
consequence of the persecutions of those who then reigned he left his throne
and his Church, the one voluntarily, the other under compulsion. He retired to
a monastery and published an act of abdication.... The news of this forced
abdication soon spread, and in consequence many refused to take communion with
the new Patriarch. The very holy Nicholas [of Studion], not wishing to have any
dealings with him, preferred to leave his monastery, the new Patriarch being
orthodox and invested with all virtues. This was the blessed Photius, the torch
whose rays illuminated the ends of the earth". Then follows
a eulogy of Photius and his incomparable life, and an account of his miracles.
This curious testimony gives us the version of the
events which had been prepared by the adherents of Photius. It shows us the
deep impression which this man, who had nothing of the apostle in him but was
first and foremost a politician and a diplomatist, had produced by his
intrepidity. He had posed as a champion of orthodoxy against Rome, and had thus
bequeathed to his successors a formidable weapon which was destined to render
any new agreement between the two Churches unstable and precarious.
Restoration
of communion with Rome (898)
Immediately after the deposition of Photius, Leo VI
had opened negotiations with the Pope for the reestablishment of religious
union, but it was only twelve years later, in 898, that any agreement was
reached. The chief difficulty was the question of the bishops consecrated by
Photius, whose powers the Popes refused to recognize. The Popes, Stephen V
(885-891), Formosus (891-896), Boniface VI, Stephen VI, Romanus, Theodore II,
all refused any concession. In the end an agreement was reached between Pope
John IX and the Patriarch Anthony Cauleas, a former monk of Olympus in Bithynia
(898). A general amnesty was proclaimed and concord reigned once more in the
Church. Normal relations revived between Rome and Constantinople. Important
evidence on this point is supplied by Philotheus the atriclines in the work
which he has left on the ceremonial of the imperial court under the title of Kleterologion. He mentions the arrival at Constantinople in 898 of the papal
legates, Bishop Nicholas and Cardinal John, and he gives the interesting detail
that in the course of the ancient ceremonies they took precedence of the first
order of civil dignitaries, the magistri. Another passage of the same work
proves that a permanent papal embassy was reestablished at Constantinople. The
order of precedence at the imperial table was fixed thus: after the magistri
comes the "syncellus of Rome," then that of Constantinople, followed
by those of the Eastern Patriarchs.
Peace seemed therefore definitely restored, but Leo VI
intended to employ this alliance with Rome for the furtherance of his personal
aims, and thus to violate the conditions of the agreement. As had already
happened under Constantine VI, it was the private conduct of the Emperor which
stirred up new dissensions in the Church.
After divorcing Theophano in 893, Leo VI married Zoe,
daughter of Stylianus; then on the death of Zoe he married Eudocia Baiane in
889. This third marriage was disapproved by the clergy, since the laws against
third marriages, sanctioned even by Leo himself in his Novels, were very
strict. But the crowning scandal was when, after the death of Eudocia in 901,
it was rumoured that the Emperor proposed to take as his fourth wife his
mistress Zoe, "the black-eyed." So great was the indignation that
plots were hatched for dethroning the Emperor, and in 902 he narrowly escaped
assassination in the church of St Mocius. The Patriarch Nicholas Mysticus was
consulted, but flatly refused his approval. When, however, Zoe gave birth to a
son, the future Constantine Porphyrogenitus, the Patriarch and the bishops
consented to baptise the child, if the Emperor undertook not to live any longer
with the mother. The baptism took place with much ceremony in St Sophia on 6
January 906; three days later Leo VI violated his promise and had his marriage
with Zoe celebrated by a clerk of his chapel. The bishops immediately forbade
Leo to enter the churches, and he appealed to the judgment of the Pope and the
Eastern Patriarchs.
Sergius III, who then occupied the pontifical throne,
an unworthy creature of Theophylact and of Theodora, returned a favourable
answer to Leo VI. On these tidings the Patriarch Nicholas Mysticus, who
appeared at first to have sought some means of solving the difficulties, openly
declared against the Emperor. On Christmas Day, in the presence of the whole
court, he forbade the Emperor to enter St Sophia (25 December 906).
Leo VI and Nicholas Mysticus
Leo VI lost no time in revenging himself on Nicholas
Mysticus, implicated in the conspiracy of Andronicus Ducas, who had fled to
the Saracens. Secret correspondence between the Patriarch and the rebel was
seized. On 6 January 907, the Feast of the Epiphany, when the Patriarch had
once more forbidden the Emperor to enter the church, Leo yielded, but at the
imperial banquet which followed the ceremony he violently harangued Nicholas
Mysticus, and in the presence of all the metropolitans taxed him with treason.
At that moment the Roman legates arrived at Constantinople. Nicholas refused
any dealings with them, but a considerable section of the bishops abandoned
him. The synod released the Emperor from all ecclesiastical penalties, and
Nicholas Mysticus, compelled to abdicate his office, was sent to a monastery in
Asia. Euthymius was appointed Patriarch, and the rival headship divided the
Greek Church; several bishops were banished or imprisoned. On 9 June 911
Euthymius anointed the son of Zoe, Constantine Porphyrogenitus, Emperor.
Seized with remorse in his last moments, Leo VI
reinstalled Nicholas Mysticus on the patriarchal throne, and gave orders that
Euthymius should be deposed (911). His brother Alexander now became sole
Emperor, and chafing at the obscurity in which he had been kept, did his best
also to reverse all that had been done in the previous reign. Zoe was driven
from the palace, Euthymius struck in the face in the presence of the Emperor,
and Nicholas Mysticus solemnly reinstated. His first care was to send to Pope
Anastasius a memorandum in which he traduced the character of Leo VI, blamed
the weakness of Sergius III, whom his legates had misled, and claimed reparation
for the scandal. On the death of Alexander, 6 June 912, the Patriarch, being
marked out as head of the council of regency for the young Constantine
Porphyrogenitus, was all-powerful for several months. In October 913 Zoe
succeeded in ousting him from the government, but could not induce Euthymius to
resume his office.
Subsequent events in which Byzantium was engrossed for
seven years, war with the Bulgarians, the revolt and coronation of Romanus
Lecapenus, caused the affair of Leo's fourth marriage to sink into the background. It was only in 920 that Nicholas Mysticus, probably instigated by
Romanus Lecapenus, petitioned Pope John X to send new legates to
Constantinople. The entente with Rome was restored. The memory of Euthymius,
who had died in the interval, was vindicated. In the presence of the Emperors
Romanus and Constantine, Nicholas Mysticus solemnly promulgated a tomus
unionis, reconciling the two parties. Leo's good name was sacrificed for this agreement; he was declared absolved on
special conditions, and the Church stigmatised in severe terms the fourth and
even the third marriage'.
Peace then seemed to reign once more between Rome and
Constantinople, and the Greek Church had again accepted the arbitration of the
Pope. But the excessive leniency of the Court of Rome towards Leo VI by no
means increased its prestige. On the other hand the Emperor had set an example
which could not be lost on his successors. The alliance with the Pope had only
been a device for calming the agitation produced by his fourth marriage. The
same Emperor who had written letters to Rome emphasising his zeal for the See
of St Peter, had addressed to his people veritable homilies in which he
savagely attacked the doctrine of the double Procession of the Holy Ghost, a
policy hardly likely to conduce to a lasting peace. And so it turned out; the
relations between the two Churches were constantly dominated by the political
affairs of Byzantium at home and abroad.
Except for the ephemeral schism of Sergius, concord
existed officially between the two Churches for 134 years, from 920-1054. It
must be added that this concord was real. This is the impression produced, if
the official relations are neglected and only those of the ordinary members of
the two Churches are considered. It may safely be said that the large majority
of the Westerners and of the Greeks dreaded schism, and that the two parties,
far from mutual hatred and excommunication, considered themselves members of
the same Church. The influx of Eastern monks into Rome, Italy, and the entire
West at this period, episodes such as the reception of St Nilus at Monte
Cassino and his establishment at Grotta Ferrata (1004), the numerous Western
pilgrims passing through Constantinople and the cordial welcome they received
there, show conclusively that the faithful of the two cults were animated with
a true spirit of charity one towards the other and did not attach too great importance
to the difference in their customs. Neither of them desired schism; it was
their pastors and princes, not they themselves, who were solely responsible for
it.
But however favourable the circumstances were for the
union, it was during this period that the definitive separation was prepared.
Not that the causes of divergence were multiplied, but historic events modified
the situation and favoured the rupture.
Lessened prestige of Rome
First of all, there was the diminishing prestige of
Rome. After the end of the ninth century feudal anarchy attacked the Church and
did not spare even the throne of St Peter. The Papacy became a fief for which
the barons of the Roman Campagna disputed. It was the sinister epoch of an Alberic, a Theodora, a Marozia, and a
Crescentius. Then, dating from the coronation of Otto (962), the Popes were
creatures of the Germanic Emperors. Rome became a field for intrigues, and the
Byzantine Emperors, rivals in Southern Italy of the Germanic Emperors,
naturally sought to win partisans for themselves there and to influence the
election of the Popes. The Papacy, become a tool of the temporal princes, was
on the verge of seeing the catholic character of its power disappear. It had
lost all moral authority, and events were destined to disappoint sadly the
reliance of the Studites on Roman supremacy.
At this moment, with the Papacy weakened, the
Patriarch of Constantinople saw his influence increase. That was the
inevitable consequence of the policy of victorious expansion which the
Macedonian dynasty followed. It was not merely the victories of Nicephorus
Phocas, of John Tzimisces, and of Basil II, but also the success of the
missions to Slav countries, and in particular the conversion of the Russians,
which helped to spread the jurisdiction of the Patriarchate of Constantinople.
The recovery of Southern Italy was followed by the reconstitution of a Greek
ecclesiastical hierarchy in Apulia and in Calabria, where colonies of Basilian
monks were founded. After the baptism of Vladimir (989), the clerics of
Constantinople had organised the Russian Church, whose metropolitan bishop was
strictly subordinated to the Patriarchate. Similarly Basil II, after
terminating the independence of Bulgaria (1018), substituted an archbishop, a
suffragan of Constantinople, for the Patriarch of Ochrida. The military and
diplomatic successes of the same Emperor in Armenia, and later the annexation
of that country by Constantine IX, resulted in drawing more closely and more
cordially the bonds of union between the Greek and Armenian Churches. Finally,
in Palestine the protectorate over the holy places and the Christian
inhabitants passed at the beginning of the eleventh century from the Franks to
the Byzantine Emperors.
While the Roman Church was ravaged by schism, simony,
and nepotism, the Patriarch of Constantinople bulked more and more as the
spiritual head of the East. Although many of the Patriarchs had been monks and
some had issued even from the monastery of Studion, they had been accustomed to
despise the Papacy. Enjoying virtual autonomy as regards Rome, they actually
tried to obtain official recognition of the fact.
The Emperors far more than the Patriarchs maintained
unbroken relations with Rome, and for them it was always political interests,
internal or external, that were at stake. Thus when Romanus Lecapenus, desirous
of placing his power on a secure basis and assuring the future of his dynasty,
undertook to raise his son Theophylact, a mere child, to the patriarchal
dignity, he applied to Rome. On their side, Pope John XI, son of Marozia, and
his brother Alberic, Prince of the Romans, sought his alliance. The young Theophylact, aged sixteen years, was consecrated
Patriarch on 2 February 933, in the presence of four papal legates. To arrive
at this result Romanus Lecapenus had extorted an act of abdication from the
Patriarch Tryphon, but there is no indication that this scandalous act raised
the slightest protest from the clergy. Theophylact, devoid of the slightest
ecclesiastical vocation, led an absolutely worldly life while filling the
patriarchal chair, trafficking in dispensations and bishoprics, surrounding
himself with pantomimists and dancers, and showing a consuming passion for
horses, which he bred at great cost. He survived the palace revolution which
overthrew his father (944), and died in 956 owing to a fall from his horse.
Independence
of the Greek Church
After the middle of the tenth century a strong current
of asceticism swept through the Greek Church. This was the epoch when St
Athanasius, the spiritual director of Nicephorus Phocas, founded the convent of
St Laura on Mount Athos (961), which was to become the most important monastic
centre of the East. All the successors of Theophylact in the Patriarchate,
Polyeuctes (956-970), Basil the Scamandrian (970-974), Anthony of Studion
(974-980), were monks of great austerity, whose uncompromising attitude led
often to conflicts with the imperial power. It does not appear that in these
disputes the Court of Rome ever tried to arbitrate or that it was ever asked to
do so. The relations between Rome and Constantinople seem under Constantine
VII, Nicephorus Phocas, and John Tzimisces to have been exclusively political.
Constantine Porphyrogenitus, allied with King Hugh of Italy, sent a fleet to
his help to protect Provence and Central Italy against the Saracens. Under
Nicephorus Phocas, Southern Italy was the debateable point, and the unfortunate
embassy of Liudprand, Bishop of Cremona, sent by Otto I in 968, illustrates the
barrier of misunderstanding and prejudice which separated the Greeks from the
Westerners.
In purely religious questions, on the contrary, where
the authority of the Pope was concerned, the Emperors and Patriarchs took the
most important steps without paying any attention to Rome. In 964 Nicephorus
Phocas published his celebrated Novel on the monasteries, which aroused violent
opposition amongst the clergy, without its opponents even attempting to support
their cause by calling in Rome, as the Studites had formerly done. Similarly, without
consulting the Pope, Nicephorus Phocas altered the ecclesiastical divisions of
Southern Italy by creating the province of Otranto and by attempting to
hellenise Apulia. No protests were raised by Rome, but we have the testimony of
Liudprand to show what dissatisfaction was caused among the Latin clergy by
this act.
The feeling which seemed to dominate more and more the
Greek Church was a certain contempt for these Latins, whom it considered mere
barbarians, while the Patriarch of Constantinople, whose authority had been
founded by the Ecumenical Councils, had been able to keep inviolate the
orthodox faith entrusted to him. This is shown by the curious conversation
which the Patriarch Polyeuctes held with Liudprand at the imperial table on 6
July 968, and by the contemptuous tone in which he questioned him on the number
of councils held in the West. He spoke scoffingly of the Saxon Council, "too young yet to figure in the canonical collections."
Nothing, however, shows more clearly the way in which
the authority of the Papacy was despised than the incident caused by the
arrival of the legates, whom Pope John XIII had sent to support the negotiations
of Liudprand with a view to an alliance between the two Empires (19 August
968). Nicephorus Phocas had just started for the army in Asia, but when his
cabinet dealt with the Pope's letter it discovered with indignation that Otto
had been designated in it as "august Emperor of the Romans" and
Nicephorus as "Emperor of the Greeks." This was a gross blunder which
might well be taken for an insult. The Byzantine Emperors proudly vaunted the
tradition which connected them with the Caesars of ancient Rome, and the term
"Hellenes" had acquired at Constantinople the sense of "Pagans." The hapless legates were thrown into prison pending the decision
of the Emperor, and Liudprand himself, held responsible for this wanton
affront, was forced to promise formally that the objectionable words should be
corrected at Rome.
At the end of the tenth century proofs of the enmity of the Patriarchs of Constantinople towards Rome grew more numerous. Whatever their origin, whether laymen elected to the patriarchate like Sisinnius, physician and magister (996-998), or monks like Sergius, Igumen of the monastery of Manuel (998-1019), they show the same hostility. In 997 Sisinnius published a regulation against unlawful marriages, which condemned by implication the authorisation granted by the Popes to Leo VI to contract a fourth marriage. In an encyclical to the bishops of Asia Minor the same Patriarch revived the already ancient dispute about the double Procession of the Holy Ghost.
His successor, Sergius, went a step farther. In 1009
he assembled a synod at Constantinople, confirmed the ordinances of Photius
against Latin usages, and erased the name of the Pope from the diptychs. It
must be borne in mind that at this moment the organisation of a Greek hierarchy
in Russia had singularly increased the power of the Patriarchate. This
extraordinary increase of prestige may possibly have stimulated the Patriarch
to claim for himself entire freedom from any spiritual jurisdiction of the Papacy. This may be inferred from the subsequent
course of events.
The act of Sergius does not seem to have effected a
schism in the proper sense, and it may even be doubted whether it came to the
notice of Rome. Further, we do not know at what moment the name of the Pope was
restored to the diptychs. In his letter addressed in 1054 to Michael
Cerularius, Peter, the Patriarch of Antioch, states that forty-five years
previously, on his way to Constantinople in the time of the Patriarch Sergius,
he had heard the name of the Pope in the liturgy with those of the other
Patriarchs. But this journey of Peter to Constantinople was in 1009, the very
year in which Sergius had, probably some months previously, ordered the name to
be struck out.
Eustathius and the autocephalia
The proof that this act was after all not followed by
any lasting rupture is the step taken by Sergius' successor, the Patriarch
Eustathius, at the Court of Rome in 1024. It is only from Western sources that
we learn of this curious attempt.
Pope John XIX, who, although a layman, had just
succeeded his brother Benedict VIII, received an embassy sent by the Emperor
Basil and the Patriarch Eustathius. Its aim was to obtain from the Pope a
declaration that "the Church in Constantinople should be styled universal
in its sphere, just as the Church of Rome was in the universe." The
question at issue was to obtain from the Pope autocephalia, that is the
complete autonomy of the Greek Church, over which he would cease to exercise
his jurisdiction. A compromise accepted by both parties was preferred to a
violent rupture like that of Photius. The occasion seemed favourable; the
embassy brought splendid presents which were not without their effect upon John
XIX. He looked round, therefore, for a method of giving satisfaction to the
Greeks without arousing attention abroad.
But the news of the scandal rapidly spread in Italy
and through the entire West. At this moment the powerful congregation of Cluny
had begun to push triumphantly forward the principles of the reform of the
Church. Many of its chief adherents came to Rome, as did Richard, Abbot of St
Vannes, or wrote, like William of Volpiano, Abbot of St Benignus of Dijon,
indignant letters to the Pope. They felt more than John XIX himself that it was
the very unity of the Church that was imperilled, and the Pope, intimidated by
their angry protests, dared not grant the Greek embassy what it asked.
This curious episode throws vivid light on the
religious policy of the Emperors and Patriarchs of Constantinople in the tenth
century. The Greeks had no wish for a schism which they knew to be unpopular,
but they hoped to profit by the weakness of the Papacy and
by the anarchy prevailing at Rome, in order to build up new legal foundations
for the patriarchal power. The actual phrase of Radulphus Glaber: "
quatinus cum consensu Romani pontificis liceret ecclesiam Constantinopolitanam
in suo orbe, sicuti Roma in universo, universalem dici et haberi,"
certainly appears to show that the primary object was to obtain from the Pope
that title of "Ecumenical," which had hitherto been refused to the
Patriarch of Constantinople, and which denoted full legal autonomy. It seems,
then, that there may have been a connection between the erasure of the Pope's
name from the diptychs ordered by Sergius in 1009 and the step taken in 1024.
Unfortunately, the available sources only supply some fragmentary details.
The party of reform in the West
A new fact, at any rate, the consequences of which
were to be important, emerges from their evidence. For more than a century,
ever since the reign of Leo VI, the Emperors and the Patriarchs met with
nothing but friendliness at Rome. Thanks to their alliances with the
all-powerful members of the Roman nobility, they obtained nearly all that they
wished from the weak Popes, who only held office at the bidding of an Alberic
or a Crescentius. It was in 1024, therefore, that the Court of Constantinople
encountered an unexpected resistance, that of the party of ecclesiastical
reform, finding a centre in Cluny, whose doctrines were then beginning to
spread over the entire West. These reformers, realising more clearly than John
XIX the true interests of the Church, defended the Pope against himself by
forcing him to resist the Byzantine claims. This was only a preliminary
skirmish between the spirit of the Western Reform and the Patriarchate of Constantinople,
but it was significant and forecasted the stubborn disputes which followed soon
after.
The embassy of 1024 would not appear to have been
entirely fruitless in results for the Greek Church, if it is correct that John
XIX consented to recognise the title of metropolitan assumed by the Bishop of
Bari, the capital of the Byzantine possessions in Italy. At this juncture the
catapan Basil Boioannes reorganised the civil and religious administration of
the Italian conquests. John XIX, by recognising the ecclesiastical province of
Bari with its twelve suffragan bishoprics, appeared to sanction the religious
constitution established in Southern Italy by the Greek Emperors.
The prestige of the Byzantine Emperors was now at its
zenith. Basil II, having conquered the Bulgarians and having nothing more to
fear from the Arabs and Russians, may have contemplated the reestablishment
of his imperial authority at Rome and in the West. Such a contingency would
have been of incalculable consequence for the relations between the two Churches, but these plans were frustrated by the death
of the Emperor in 1025. On his death-bed Basil had designated, as successor to
Eustathius in the Patriarchate, Alexius, Abbot of Studion, who governed the
Church of Constantinople until 1042. There are no signs of any hostility
towards the Popes evinced by this Patriarch, although their names had not been
restored on the diptychs of the Church of Constantinople. It may at least be
said that there was no official schism between East and West before 1054. In
1026 the Emperor and the Patriarch offered the most cordial welcome to Richard,
Abbot of St Vannes, the very man who two years previously had wrecked the
attempt of the Greek Church to win recognition of its autonomy. Churches of the
Latin rite existed at Constantinople, such as St Mary of the Amalfitans,
founded by the famous family of the Mauro; St Stephen, due to the munificence
of the King of Hungary; and finally the church of the Varangian guard,
composed of Scandinavians and Anglo-Saxons. There is no evidence that these had
been more disturbed than the churches of the Greek rite which existed at Rome.
Still less was there any desire on the part of the
other Eastern Patriarchs to break with Rome. Only two years before the
definitive rupture with Rome, in 1052, Peter, elected Patriarch of Antioch,
sent, in accordance with traditional custom, his synodica, his profession of
faith, to Pope Leo IX. This letter, entrusted to a Jerusalem pilgrim, was slow
in reaching its destination, but the answer dated 1059 is extant, in which Leo
IX, after congratulating the Patriarch on his election and approving his
profession of faith, sent him in return his own.
The agreement concluded in 898 and renewed in 920
between the two Churches had on the whole been observed, and, if the opinion of
the large majority of the ordinary members of the two communities had found
means of expression, schism would have been permanently averted. But during
this long period, which was a period of eclipse for the papal power, the
Patriarchs of Constantinople, whose influence had been strengthened by the
external successes of the Empire, had grown accustomed to an almost absolute
independence of Rome. Far from repudiating the tradition of Photius, they had
continued to manifest their hostility to the Latin usages. Peace prevailed
officially, but in reality the champions of the two rituals were secret
enemies. The Greek missionaries, who instructed Vladimir in the faith at
Cherson in 989, were solicitous to warn him against Latin errors, and went the length
of forging, for the purpose of explaining them, a veritable romance, full of
calumnies as hateful as they were coarse. Finally, even if the attempt made in
1024 by Eustathius to obtain official recognition of the autonomy of the Greek
Church had miscarried, it shews that on this question as on others the Patriarch had remained loyal to the programme of
Photius.
This peace, equivocal as was its nature, might have
lasted longer had not fresh historical conditions at the middle of the eleventh
century tended to modify the character of the relations between the Patriarch
and the Pope and to accelerate the rupture.
The schemes of the Patriarch of Constantinople had
encountered in 1024 the resistance of the Western party of ecclesiastical
reform. This party had for the first time a champion on the Papal throne in Leo
IX (1049). In his diocese of Toul he had already favoured reform; and when made
Pope he determined to extend it to the Church and to claim vigorously the
rights of the Papacy to universal jurisdiction.
Michael Cerularius
Precisely when Leo IX was thus proposing to restore
the pontifical authority, the patriarchal throne of Constantinople was occupied
by a man whose character was as inflexible as his own. Michael Cerularius, who
had succeeded the Patriarch Alexius in 1043, belonged to a family of
bureaucratic nobility long established at Constantinople. Destined to fill, as
his ancestors had done, some high civil post, he as well as his brother had
been carefully educated. But in 1040 he was entangled in a conspiracy against
Michael IV and John Orphanotrophos. Denounced and arrested with his brother, he
suffered close confinement on Princes Islands. His brother, unable to endure
prison, committed suicide, and as a result of this tragic event Michael became
a monk. Recalled to Byzantium after 1041, he won the favour of Constantine IX,
a former conspirator like himself, and became one of his counsellors. Having
been for some time syncellus of the Patriarch Alexius, he was selected by the
Emperor to succeed him, and was consecrated Patriarch on 29 March 1043.
His contemporaries, and especially Psellus, represent him as a man of strong and haughty character, ambitious of playing a prominent part in the Church and even in the State. Of an unforgiving nature, he had his ancient persecutor John Orphanotrophos deprived of his sight in his prison (1043). " The anger and the spite of the Patriarch pursued any man who had once resisted him, at an interval it might be of ten years or more, and even if submerged among the masses". From the first days of his government he assumed towards the Emperor an attitude by no means customary with the Patriarchs. He was not so much a submissive subject as a power who was on an equal footing with the Emperor. Constantine seems to have been afraid of him, and it is noteworthy that after the death of the Empress Zoe he did not venture on a fourth marriage, in spite of the senile affection which he showed for his Alan favourite. Fear of the Patriarch no doubt restrained him.
Such was the man who was destined to face Leo IX. It required the
contact of two characters so headstrong and so unyielding to kindle the
conflict.
The occasion for schism was found when the two powers
met in Southern Italy. The Norman adventurers, who had first of all supported
the revolt of the Lombards against the Empire, were not slow to work for their
own hand and ruthlessly ravaged the rich country of Apulia. Desirous of ending
their pillaging, Leo IX, after vain recourse to spiritual arms, set about
enrolling bands of soldiers and took the offensive against the Normans. But his
interests here coincided with those of the government of Constantinople. So at
the close of 1051 a military alliance was concluded between the Pope and the
Lombard Argyrus, who, at first chief of the Normans, had entered the service of
the Empire and received the command of the imperial armies in Italy.
Now this alliance had been concluded against the will
of the Patriarch, who was eager to uphold the jurisdiction of Constantinople
over Southern Italy, and feared to see Leo IX restore the authority of Rome
over the bishoprics of Apulia. This same year, 1051, the inhabitants of Benevento
had driven out their prince and had submitted themselves to the Pope, who had
sent them two legates, Cardinal Humbert and the Patriarch of Grado.
Thus the interests of the Empire were in formal
contradiction with those of Michael Cerularius, and it was at the very moment
when the imperial government needed the support of the Pope that the Patriarch
showed his enmity to the Roman Church.
The course of events can be pieced together from the
actual correspondence of the Patriarch and the Pope. Argyrus left Italy in
1046 and came to Constantinople, where he stayed until 1051. He was well
received by the Emperor and was a member of his council at the moment of the
revolt of Leo Tornicius (1047). It was then that he quarrelled with the
Patriarch as a result of the dispute with him about the Latin ritual, and in
particular on the use of unleavened bread in the Eucharist. When it is borne in
mind that, even if Calabria was completely hellenised, Apulia had remained to a
large extent faithful to the Latin ritual, the cause of this controversy is
explicable. Argyrus had come to Constantinople to inform the Emperor of the
state of Southern Italy and to urge him to conclude an alliance with Leo IX.
His duty then was to defend a policy of conciliation and prudence towards the
Latin ritual prevailing in Apulia. He himself, besides being by birth a
Lombard, belonged to this ritual, and as he declined to be convinced Michael
Cerularius boasted of having refused him the sacrament more than four times.
In spite, however, of the Patriarch, Argyrus returned
to Italy in 1051 with a mandate for the signature of a treaty of alliance
between the Empire and Leo IX. But at the very time when this alliance was going to
produce its effect Michael Cerularius commenced hostilities against Rome. It
cannot be denied that he had adopted a policy in contradiction to that of the
Emperor.
In 1053, indeed, he writes to the new Patriarch of
Antioch, Peter, expressing surprise that the name of the Pope is always
mentioned in the liturgy of Antioch. He falsely declares that this name did not
appear in the diptychs of Constantinople after the council of 692; but Peter,
who had just submitted his profession of faith to Leo IX, had no difficulty in
pointing out the intentional inaccuracy. In the same letter Michael Cerularius
related his dispute with Argyrus about unleavened bread.
At the same moment a former cleric of Constantinople,
Leo, Archbishop of Ochrida in Bulgaria, addressed to an Apulian Bishop, John
of Trani, a letter which was a veritable indictment of Latin uses. It was no
longer, as in the time of Photius, a question chiefly of the double Procession
of the Holy Ghost, but of ritual and discipline. The use of unleavened bread
for the Eucharist and the Saturday fast were quoted as regrettable instances of
persistence in the Mosaic law. Through the agency of the Bishop of Trani, a
rival of the Archbishop of Bari who was devoted to the Holy See, Michael
Cerularius tried to draw the other bishops of Apulia into a dispute with the
Pope. The letter was communicated by John to Cardinal Humbert, who had it
translated into Latin and forwarded to Leo IX.
Cerularius further took care that a treatise written
in Latin by a monk of the monastery of Studion, Nicetas Stethatus (Pectoratus),
was circulated. The attacks on the Latins were presented in it under a more
violent form than in the letter of Leo of Ochrida. He not only denounced the
use of unleavened bread and the Saturday fast, but, and this point must have
gone home to Leo IX and the Western reformers, he condemned the celibacy of
priests as contrary to ecclesiastical tradition. These charges, interspersed
with coarse insults, were bound to cause keen irritation to the Westerners and
to embitter the quarrel.
Finally, to cut short any attempt at conciliation, the
Patriarch took a decisive step. On his own initiative he ordered the closing of
the churches of the Latin rite which existed at Constantinople. The abbots and
monks of the Greek monasteries grouped round these churches were commanded
henceforward to follow the Greek ritual, and on their refusal were treated as
"Azymites" and excommunicated. Some of them resisted, and scenes of violence ensued in the course of which Nicephorus, the sacellarius of
the Patriarch, trod under foot the consecrated host.
While Michael Cerularius was thus entering on the
contest, the alliance between the Pope and the Emperor had met with a decisive
check. Argyrus, defeated by the Normans (February 1053), had been forced to
abandon Apulia and to fly northwards. Some months later Leo IX in his turn was
defeated and made prisoner at Civitate, and it was no other than John, Bishop,
of Trani, whom Argyrus dispatched to Constantinople to ask fresh help against
the Normans.
These events naturally led to correspondence between
the Pope and the Patriarch; and pontifical legates were sent to Constantinople,
but opinions differ as to the exact order of the facts. According to some
authorities, even before Leo IX had replied to the attacks of the Archbishop
of Ochrida, that is to say after the close of 1053, Michael Cerularius wrote
the Pope a letter, very conciliatory in tone, in which he protested his zeal
for unity and proposed a new alliance against the Normans. By so acting he
demonstrated his goodwill towards the political alliance between Pope and
Emperor, but he remained obdurate on the matter of the customs which he
condemned as heretical. It was not until after he had sent this appeal for
conciliation that Michael Cerularius received the two letters addressed to him
by the Pope. The first was an indignant refutation of the attacks of Leo of
Ochrida on the Roman uses. In the second the Pope accepted the proposed alliance,
but refused to treat with the Patriarch as an equal, and reminded him that
every Church which broke with that of Rome was only "an assembly of
heretics, a conventicle of schismatics, a synagogue of Satan".
But this manner of presenting the facts does not at
all explain the express contradiction which exists between the violently
aggressive acts of Michael Cerularius against Rome and the extremely
conciliatory letter which he wrote to the Pope. The text of this letter, it is
true, is no longer extant, but the purport of it can easily be gathered from
the answer of Leo IX and the allusions which Michael Cerularius himself makes
to it in his correspondence with Peter of Antioch. It is hard to believe that
the Patriarch, who had wished to break with Rome in so startling a manner,
wrote it of his own free will. Further, the position of the imperial army in
Italy at the end of 1053 was so desperate, and the cementing of the alliance
with Leo IX appeared so necessary, that we are led to believe in some governmental
pressure being brought to bear on the Patriarch. It was almost certainly by
order of the Emperor and at the instigation of Argyrus that he consented to
this effort at conciliation.
The Roman legates at Constantinople (1054)
But no compromise was possible between the obduracy of
Leo IX and that of Michael Cerularius. Determined to obtain the submission of
the Patriarch, the Pope sent to Constantinople three legates whom he chose from
among his principal counsellors, Cardinal Humbert, Frederick of Lorraine,
Chancellor of the Roman Church, and Peter, Bishop of Amalfi. Before departing
they had an interview with Argyrus, who posted them up in the political
situation at Constantinople; and this fact was made use of later by the
Patriarch, who alleged that these legates were mere impostors in the pay of
Argyrus.
The legates arrived at Constantinople towards the end
of April 1054, and were given a magnificent reception by the Emperor, who
lodged them in the Palace of the Springs outside the Great Wall. They visited
the Patriarch, but this first meeting was the reverse of cordial. Michael
Cerularius was deeply affronted to see that they did not prostrate themselves
before him according to Byzantine etiquette. At the ceremonies they claimed to
take precedence of the metropolitans, and, contrary to custom, appeared at the
Palace with staff and crozier'.
This attitude conformed to the tone of the two letters
which they brought from the Pope. We know already that, in the letter intended
for the Patriarch, Leo IX, while thanking him for the desire for unity which he
expressed, sharply reproved him for his attacks on the Roman Church. The letter
addressed to Constantine IX was, on the contrary, couched in deferential terms.
With consummate skill he contrasted the project of alliance against the Normans
with the attitude of Michael Cerularius towards him. After enumerating his
principal grievances, he threatened to break with the Patriarch if he persisted
too long in his obstinacy. In conclusion, he adjured the Emperor to help his
legates to restore peace in the Church. It was clear, therefore, that the Pope
looked only to the authority of the Emperor to get the better of the Patriarch.
Discussions were opened. The legates Humbert and
Frederick wrote rejoinders to the treatise of Nicetas Stethatus on the question
of unleavened bread. While defending the Roman Church, they vigorously
attacked certain uses of the Greek Church, but the treatise, especially
addressed to Nicetas, was written in coarse and violent language. The
ill-starred monk was overwhelmed with epithets such as Sarabaita, veritable
Epicurus, forger.
Then, on 24 June 1054, the Emperor and the legates
went across to the monastery of Studion. After the treatise of Nicetas,
translated into Greek, had been read, a discussion followed, as a result of
which the monk declared himself vanquished. He himself anathematised his own
book and all those who denied that the Roman Church was the Head of all the
Churches. The Emperor then ordered the treatise to be committed to the flames.
The next day Nicetas went to visit the legates at the Palace of the Springs. They received him cordially, and
removed his remaining doubts by answering all his questions. After he had
renewed his anathema against all the enemies of Rome, the legates declared that
they received him into communion. The Patriarch naturally did not take any part
in these steps, which constituted an absolute defeat for him. The monastery of
Studion became once more, as of old, the stronghold of the Roman party.
Excommunication
of Michael Cerularius
Michael Cerularius shrank from this open attack and
declined to meet the advances of the legates, protesting that they had not the
requisite authority for treating with him. Pope Leo IX died on 19 April 1054
and the Papal See remained vacant for a year, as Victor II was only elected in
April 1055. The fact of Leo's death was known at Constantinople, as is shown
by the first letter of Michael Cerularius to Peter, Patriarch of Antioch, in
which he represented the legates as forgers in the employ of Argyrus.
The tactics of the Patriarch of Constantinople were
obvious. By refusing to recognise the powers of the legates he protracted the
negotiations, and was preparing against the Roman Church a manifesto from all
the Eastern Bishops. "Ought those," he wrote to the Patriarch of
Antioch, "who lead the same life as the Latins, who are brought up in
their customs, and who abandon themselves to illegal, prohibited, and
detestable practices, to remain in the ranks of the just and orthodox? I think
not". Nothing demonstrates better than this text the real wish of the
Patriarch for final schism.
The legates then decided to take the decisive action
for which Michael Cerularius was waiting. On Saturday, 15 July 1054, at the
third hour, they repaired to St Sophia at the moment when all the congregation
was assembled for the celebration of the daily service. After haranguing the
crowd and denouncing the obstinacy of Michael Cerularius, they deposited a bull
of excommunication on the altar, and then left the church, shaking the dust off
their feet.
In this bull, which the Patriarch caused to be
translated into Greek and inserted in his Synodal Edict, the legates said that
they had received from the Roman Church a mission of peace and unity. They
rejoiced at having found at Constantinople, as well in the Emperor as among the
clergy and people, perfect orthodoxy. On the other hand, they had detected in
the Patriarch ten heretical tendencies. In virtue of their powers, therefore,
they pronounced the anathema against the Patriarch Michael Cerularius, against
Leo, Archbishop of Ochrida, and against the sacellarius Nicephorus and their
followers. Thus the legates, unable to induce the Patriarch to submit, and not
venturing to take steps to depose him, appealed to public opinion. In order to render their triumph more
complete, they consecrated, before leaving, some churches of Latin ritual.
Constantine IX continued to give proofs of his goodwill and heaped splendid
presents upon them.
The Synodal Edict of 1054
The triumph of the legates was, however, short-lived.
Hardly had they started on 17 July for their return journey to Rome, when the
Patriarch asked for an interview with them. They had already reached Selymbria
(Silivri) on 19 July, when a letter from the Emperor recalled them. They turned
back and reached the Palace of the Springs, where they attended the imperial
orders. Constantine IX, however, distrusting the intentions of the Patriarch,
did not consent to authorise the interview of Michael Cerularius and the
legates in St Sophia except in his presence. The Patriarch refused this
condition and the Emperor ordered the legates to continue their journey.
Subsequently Cardinal Humbert asserted that Michael Cerularius wanted to draw
the legates into a snare and assassinate them.
However that may be, the Emperor's answer exasperated
the Patriarch. Enjoying unbounded popularity at Constantinople, he seems to
have had at this epoch a devoted party. A riot soon broke out in the streets of
the town. Constantine IX in alarm sent to the Patriarch a veritable embassy of
the principal dignitaries of the palace, who were charged to appease him and
to represent to him that the Emperor could not offer any violence to the
legates on account of their ambassadorial rights. This answer did not satisfy
the Patriarch, for soon a second mission, in which the "consul of the
philosophers," Psellus, figured, arrived with a new message from the
Emperor. Constantine made truly humble excuses for what had occurred and threw
the blame on Argyrus. Two citizens, Paulus and Smaragdus, guilty of having
translated the bull into Greek and of having circulated it, were handed over to
him, after having been scourged. The Emperor affirmed that he had given the
order to burn the bull and had committed to prison the son and the son-in-law of Argyrus .
By this volte-face the Emperor surrendered to the will
of the Patriarch and gave him a free hand for the future. It only remained for
Michael Cerularius to consummate his triumph by a sensational rupture with
Rome. With the authorisation of the Emperor he convened a council on which were
represented all the provinces of the Greek Church. Twelve metropolitans and two
archbishops signed the acts of it. The opening sections of the Synodal Edict,
published in connection with this assembly, contained a reproduction of the
Encyclical sent by Photius to the Eastern bishops. Michael Cerularius
recapitulated in it all the grievances of the Greeks against the Roman Church:
the double Procession of the Holy Ghost, use of unleavened bread, the Saturday
fast, celibacy of priests, shaving the beard, etc. He then complained of the
profanation of the altar of St Sophia by the legates, gave a biased account of
their stay at Constantinople, transcribed their bull of excommunication,
fulminated an anathema against them, and lastly produced, as a trophy of
victory, the pitiable letter which the Emperor had addressed to him.
Definitive rupture (20 July 1054)
Finally, on 20 July 1054, at the patriarchal tribunal,
in the presence of seven archbishops or bishops and of the imperial delegates,
judgment was pronounced not only "against the impious document but also
against all those who had helped in drawing it up, whether by their advice or
even by their prayers." Five days afterwards all copies of the bull were
solemnly burned before the eyes of the people; one copy only was preserved in
the archives of the Patriarchate.
By the solemn ceremonial with which he had invested
these proceedings, Michael Cerularius had wished to show that it was no longer
the question of a temporary schism like that of Photius but of a final rupture.
This schism was indeed his personal achievement and due to his strong and
domineering character, but it also reflects the opinion of the Greek
episcopate, which lent little support to the power of supreme jurisdiction
claimed by a bishop foreign to the Empire, and had only an intolerant contempt
for the peculiar uses of the Latins.
This separation was, as we have seen, rendered
possible by the weakening of the prestige of Rome in the East in the course of
the tenth century. Directly after the dispute about image-worship, there had
been in Constantinople an ecclesiastical party which saw no salvation for the
Eastern churches except in communion with Rome. This party had been strong
enough to resist Photius himself, and upon it the Emperors had relied to
reestablish unity. But a century later this Roman party was non-existent in
Constantinople. The scandals of which Rome had continuously been the theatre
during this period, and the equivocal decisions on the marriage of Leo VI, had
discouraged its supporters. Michael Cerularius did not meet with the opposition
that had checked Photius.
Notwithstanding wide divergencies, the mass of the
faithful followers of the two Churches shrank from schism, and were satisfied
with compromises which guaranteed the maintenance of normal relations between
Rome and Constantinople. Nevertheless, after the events of 1054, although
outside Constantinople no act of religious hostility between Greek and Latins
can be shown, the members of the two Churches soon regarded each other as
enemies, and from this epoch dates the definitive rupture between the Churches
of East and West.
The results of this schism could not but be disastrous
to the Byzantine Empire. It took place precisely when the West was beginning
to lay aside barbarism. The highly-organised States, which were being
formed there, lost no time in turning these religious divergencies to profit
against the Byzantine Empire. The first consequence of the schism was the final
loss of Southern Italy. The Papacy, no longer able to reckon upon the Byzantine
Empire, made terms with the Normans.
But this schism was fated to have far more
widely-reaching effects, and, when the Empire fell on evil days, it was to
prove a heavy burden and a constant check on the goodwill of the West. For the
Patriarch of Constantinople the schism had been unquestionably a great victory.
His authority had been established without dispute over the Slav world and the
Eastern Patriarchates. Liberated from fear of subordination to Rome, he had
finally defended the autocephalia of his own Church. But this victory of the
Byzantine clergy was in reality a check for the statesmen who, like Argyrus,
looked solely to the interests of the Empire. After this epoch there are clear
traces of that antinomy, which was henceforward to dominate all the history of
Byzantium, between the political and the religious interests of the Empire. It
was the schism which, by rendering fruitless all efforts at conciliation
between the Emperors of Constantinople and the West, paved the way for the
fall of the Empire.
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