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INTRODUCTION
THE volume before this brought us to
the death of Charlemagne, with whom in many senses a new age began. He, like no one either
before or after, summed up the imperishable memories of Roman rule and the new force
of the new races which were soon to form states of their own. Although we are
compelled to divide history into periods, in the truest sense history never
begins, just as it never ends. The Frankish Kingdom, like the Carolingian
Empire, is a testimony of this truth. It cannot be rightly understood without a
knowledge of the Roman past, with its law, its unity, its civilisation, and its
religion. But neither can it be understood without a knowledge of the new
conceptions and the new elements of a new society, which the barbarian invaders
of the Roman West had brought with them. It was upon the many-sided foundation of
the Carolingian Empire that the new world of Europe was now to grow up. Yet
even in that new world we are continually confronted with the massive relics
and undying traces of the old. The statesman and warrior Charles, the great
English scholar Alcuin, typify some parts of that great inheritance. But how
much the Empire owed to the personal force and character of Charlemagne himself
was soon to be seen under his weaker successors, even if their weakness has
often been exaggerated. Such is one side of the story with which this volume
begins.
We of today, perhaps, are too much
inclined to forget the moulding force of institutions, of kingship, of law, of
traditions of learning, and of ideas handed down from the past. When we see the work of
Charlemagne seeming to crumble away as his strong hand fell powerless in death,
we are too apt to look only at the lawlessness, the confusion, and the strife
left behind. In face of such a picture it is needful to seek out the great
centres of unity, which were still left, and around which the forms of politics
and society were to crystallise slowly. Imperial traditions, exemplified, for
instance, in the legal forms of diplomas, and finding expression as much in
personal loyalty to rulers of Carolingian descent as in political institutions,
gave one such centre. The Christian Church, with its civilising force, had even
a local centre in Rome, to which St Boniface, the Apostle of Germany, had
looked for guidance and control. Other ancient cities, too, in which Roman
civilisation andChristianity had remained, shaken
but still strong, did much to keep up that continuity with the past upon which
the life of the future depended. But beneath the general unity of its belief and
its organisation, the Church was always in close touch with local life, and
therefore had its local differences between place and place. It had still much
to do in the more settled territories which were growing up into France,
Germany and England. On the borders of the Empire it had further fresh ground
to break and new races to mould. Even within the Empire
it was before long to receive new invaders to educate and train: Normans and
Danes were to bear witness, before our period ends, to the spirit and the strength
in which it wrought. As
is always the case when two powers are attempting the same task in different
ways and by different means, there was inevitable rivalry and strife between
Empire and Church as they grew together within one common society. But such
generalisations give, after all, an imperfect picture. Beneath them the details
of ecclesiastical life, in Papacy, diocese, parish and monastery, are also
part of the common history, and have received the notice which they can therefore
claim.
But
if political history and ecclesiastical history present us with two centres of
unity in a tangled field, thought, literature, and art were no less distinctly,
though in other ways, guardians of unity and fosterers of future life. They too
brought down from the past seeds for the new world to tend. So their story
also, with its records of inheritance, plainer to read, especially in its
Byzantine influences, than those of politics or ecclesiastical matters, is an
essential part of our task. Politics, Religion, and Thought in all its
many-sided fields, summed up for the future Western world all the remnants of
the past which were most essential and fruitful for generations to come. They
were the three great forces that made for unity and, with unity, for
civilisation.
Taking
all this for granted, then, we pass to the separate history of the individual
countries just growing into states. For a time, they grow within the common
mould of the Empire, and Carolingian traditions bind them to the past. Dimly to
begin with, but with growing plainness, the realms of France, Germany, Italy,
Lorraine, and Burgundy are seen taking their later territorial and
constitutional shapes. England lay somewhat apart, insular, and therefore
separated from the Empire, but by this very insularity everywhere exposed to
Northmen and Danes. Here, too, as on the continent, statesman-like kings and far-sighted
ecclesiastics worked together. The growth of territorial unity is easiest of
all to trace, for it can be made plain in maps. But
the growth of unity of thought and interests, of constitutions and social
forms, is harder to see and to express; it
is easier to estimate the work of Ecgbert, Edward the Elder, and Aethelstan
than the more many-sided achievements of Alfred and Dunstan, or the more
pervasive influence of the great Northern school which gave us Bede and Alcuin.
But the peculiarity of England's position and history is most significant for
constitutional growths, and it is, therefore, in connection with English
affairs that the origins of Feudalism are best investigated and discussed. Scientific history
begins with the observation of resemblances and with classification by
likeness. Then it passes on to detect differences, and to note their
significance. Nowhere is there more need to remember these twin methods than in
the study of Feudalism, where the Cambridge scholar Maitland was our daring and
yet cautious guide. Processes and details which we notice in English history
have their parallels elsewhere. If the centuries we traverse here have a large common
inheritance, they also have at the same time, in spite of differences in place
and character, something of a common history. What
is said, therefore, as to the origins of English Feudalism also applies, with due
allowance for great local differences, to Germany, France, and Italy; even
indeed to Spain, although there the presence and the conquests of the Muslims
impressed a peculiar stamp upon its institutions.
The period with which we have to
deal is more than most periods what is sometimes called transitional; but this
only means that it is more difficult than other periods to treat by itself. History is always
changing and transitional, but keeps its own continuity even when we find it hard
to discern. Breaches of continuity are rare, although in this
period we have two of them: one, the establishment of the Moors in Spain, and
the other, more widely diffused and less restricted locally, the inroads of the
Northmen ending in the establishment of the Normans, whose conquest of
England, as the beginning of a new era, is kept for a later volume. In many other periods
some histories of states or institutions cease to be significant or else come
to an end. Of this particular age we can say that it is specially and peculiarly
one of beginnings, one in which older institutions and older forms of thought
are gradually passing into later stages, which sometimes seem to be altogether
new. The true significance, therefore, of the age can only be seen when we
look ahead, and bear in mind the outlines of what in coming volumes must be
traced in detail. This is specially true of the Feudalism which was everywhere gradually
growing up, and, therefore, to understand its growth it is well to look ahead
and picture for ourselves the system which forms the background for later
history, although even here it is in process of growth and its economic and
military causes are at work.
The dissolution of the Carolingian
Empire ends its first stage with the Treaty of Verdun, following the Oath of
Strasbourg. The
oath is in itself a monument of the division between Romance and Teutonic
languages, a linguistic difference which soon joined itself to other differences
of race and circumstance. At Verdun Louis the
German took most of the imperial lands in which a Teutonic tongue was spoken: Charles
took mainly lands in which Romance prevailed. This difference was to grow, to become
more acute and to pass into rivalry as years went by, and the rivalry was to
make the old Austrasia into a debateable land; so that, for the later France
and Germany, the year 843 may be taken as a convenient beginning in historic
record of their separate national lives. Henceforth we have to follow separate
histories, although the process of definite separation is gradual and slow.
At Tribur in 887 rebels deposed
Charles the Fat, and next year the Eastern Kingdom proclaimed Arnulf; when his
son Louis the Child died in 911, election and recognition by Frankish, Saxon,
Alemannian (or Swabian), and Bavarian leaders made Conrad the first of German
kings. In
this process, unity, expressed by kingship, and disunion, expressed by the
great tribal duchies which shared in later elections, were combined. And
through many reigns, certainly throughout our period, the existence of these
tribal duchies is the pivot upon which German history turns. To the king his subjects looked for defence against outside enemies: the
Empire had accepted this task, and Charlemagne had well achieved it. But his weaker
successors had neglected it, and as they made default, local rulers, and in
Germany, the tribal dukes, above all, took the vacant place. But the appearance
on all hands of local rulers, which is so often taken as a mere sign of disunion,
as a mere process of decay, is, beneath this superficial appearance, a sign of
local life, a drawing together of scattered elements of strength, under the
pressure of local needs, and, above all, for local defence. If on a wider field
of disorder the appearance of great kings and emperors made for strength and
happiness, precisely the same was afterwards the case in the smaller fields.
Here too the emergence of local dynasties also made for strength and happiness.
Local rulers, then, to begin with, accepted the leadership in common local life.
And they did so somewhat in the spirit with which Gregory the Great, deserted
by Imperial rulers, had in his day boldly taken upon himself the care and
defence of Rome against barbarians. So for Germany, as for France, the national
history is concerned as much with the story of the smaller dynasties as with
that of the central government.
But
a distinction is to be noted between the course of this mingled central and
local history in Germany and France. In France the
growth of local order was older than it was in Germany; towns with Roman traditions
were more abundant and life generally was more settled. In Germany a greater
burden was, therefore, thrown upon the kings and, as was so generally the case
with men in those days, they rose to their responsibilities. Accordingly the
kingship grew in strength, and Otto the First was so firmly seated at home as
to be able to intervene with success abroad. His
Marches, as later history was to show, served adequately their purpose of
defence, and German suzerainty over the neighbouring lands became more real. The basis of his power
was Saxony, less feudalised than the other duchies and peopled mainly by
freemen well able to fight for their ruler. Otto understood, moreover, how
necessary for strength and order was close fellowship in work between State and
Church. Throughout his land the Bishops, alike by duty and tradition, were
apostles of civilisation, and, on the outskirts of the kingdom above all, the
spread of Christianity meant the growth of German influence, much as it had
done under Charlemagne himself. To the Bishops, already overburdened with their
spiritual charge, were now entrusted administrative duties. In England
individual Bishops were counsellors of the king: in France Bishops, although
later to be controlled by neighbouring nobles, had been a more coherent body
than elsewhere, and the legislative authority of synods had been so great that the
Episcopate had even striven to become the leading power in the realm. But it was characteristic of Germany to make the Bishops, with large
territories and richly endowed, a part, and a great part, of the administration
in its local control, working for the Crown and trusted by it, but with the
independent power of Counts or even more: thus there grew up in Germany the
great Prince-Bishoprics, as marked a feature of the political life as the
tribal Duchies but destined to endure still longer. And furthermore,
because of this close alliance between German Crown and German Episcopate, the
later struggle between Church and King, which arose out of forces already at
work, was to shake with deeper movement the edifice of royal power. Because of
this special feature of German polity, the eleventh century strife between Pope
and German King meant more for Germany than it did for other lands. And this
was something quite apart from the revival of the Western Roman Empire.
Otto's
political revival, with its lasting influence on history, was in the first
place a bringing to life again of the Carolingian Empire. Like the earlier Empire it arose out of the needs of the Church at Rome:
Otto the Great, like Charlemagne and his forerunners, had come into Italy, and Rome
with the Papacy was the centre, indeed the storm-point, of Italian politics and
strife. But Otto, unlike Charlemagne, was more a protector than a ruler of the
Church, and here too, as on the political side of the Empire, he set out from a
distinctively German rather than from a general standpoint. His first care was
rather with the German Church, needed as an ally for his internal government,
than with the Papacy representing a general conception of wide importance. The
new series of Emperors are concerned with the Papacy more as it affected
Germany and Italy than under its aspect of a world-wide power built on a
compact theory. The future history of the Empire in its relations to the Papacy
turns, then, mainly upon the fortunes of the Church first in Germany and then
in Italy: conflict arises, when it does arise, out of actual working conditions
and not out of large conceptions and controversies. This is certainly true of
our present period and of the Imperial system under Otto. Upon the Papal side
things were very different. From it large statements and claims came forth:
Nicholas I presented to the world a compact and far-reaching doctrine which
only needed to be brought into action in later days; although, as a matter of
fact, even with the Papacy, actual jurisdiction preceded theory. Ecclesiastics
were naturally, more than laymen, concerned with principles (embodied in the
Canon Law), of which they were the special guardians, and they remained so
until Roman Law regained in later centuries its old preeminence as a great
system based on thought and embodied in practice. Its triumph was to be under
Frederick Barbarossa and not under Otto the Great, although its study,
quickened through practical difficulties, began both in France and Lombardy
during the eleventh century. To begin with, churchmen led in the realm of thought,
and, when clash and controversy came, were first in the field. Laymen, from
kings to officials, were, on the other hand, slowly forging, under pressure of
actual need, a system that was strong, coherent, and destined to grow because
it was framed in practice more than in thought. But for the moment we are
concerned with the Empire and not with the Feudal system, to which we shall
return.
The
exact extent of St Augustine's influence upon medieval thought has been much
discussed: to write of it here would be to anticipate what must be said later
on. But it came to reinforce, if not to suggest, the medieval view of society,
already held, though not expressed in the detail of Aquinas or Dante. Life has
fewer contradictions than has thought, and in the work of daily life men
reconcile oppositions which, if merely thought over, might seem insuperable. To
the man of practice in those days, as to the student of St Augustine's City of
God, Christian society was one great whole, within which there were many needs,
many ends to reach, and many varied things to do. But the society itself was
one, and Pope or Monarch, churchman or layman, had to meet its needs and do its
work as best he could. This was something quite
unlike the modern theories of Church and State, and it is only by remembering
this medieval conception, which the late Dr Figgis so well expounded to us,
that the course of medieval history can be rightly understood. Under such a conception,
with a scheme arrived at by life rather than by thought, Pope or Bishop, Abbot
or Priest, did secular things with no thought of passing into an alien domain.
Emperor or King, Count or Sheriff, did not hesitate to undertake, apart, of
course, from sanctuary or worship, what would seem to us specially the
churchman's task. Here there were possibilities of concord and fellowship in
work, which the great rulers of our period, whether clerical or lay, tried to
realise. But there were also possibilities of strife, to be all
the sharper because it was a conflict within one society and not a clash of
two.
Only
the preparation for this conflict, however, falls within our scope. But this
preparation is so often slurred over that its proper presentation is essential.
The medieval king, like Stuart sovereigns in England, was faced by a tremendous
and expensive task, and had scanty means for meeting it. The royal demesne was constantly impoverished by frequent grants: to keep
up order as demanded by local needs, and to provide defence as demanded by the
realm at large, called not only for administrative care but also for money
which was not forthcoming. It was easy to use the machinery of the Church to
help towards order: it was easy to raise something of an income and to provide
for defence by laying a hand upon church revenues and by making ecclesiastical
vassals furnish soldiers. Most of all, horse-soldiers were needed, although to
be used with economy and care, like the artillery of later days: their utility
had been learnt from the ravages of the Danes, able to cover quickly large
areas because of the horses they seized and used. Kings were quick to learn the
lesson; knight-service grew up, and is recorded first for ecclesiastical lands
in England.
It
is therefore first in the estates of the Church that the elements of feudalism
are noted in the double union of jurisdiction and knight-service with ownership
of lands. Thus, beginning with the equally urgent needs of the crown and of
localities, the elements of the Feudal system appeared and gradually grew until
they became the coherent whole of later days. But its practical formation
preceded its expression in theory. Its formation brought many hardships and
opened the way to many abuses. An individual often
finds his greatest temptations linked closely to his special capabilities and
powers, and in the same way, out of this attempt to give the world order and
peace, made by able rulers who were also men of devoted piety, sprang the
abuses which called forth the general movement of the eleventh century for
church reform. This was partly due to a revival within the Church itself, a
reform both in diocesan and monastic life, beginning in Lorraine and Burgundy,
and seen significantly in the rapid Western growth of Canon Law. But it was complicated
and conditioned by politics, especially by those of Italy and Germany,
imperfectly linked together by the Empire. Its history in the earlier stages is
indicated in this volume, but must be discussed more fully along with the
church policy of the great Emperor Henry III. Because its history under him is
so closely joined to that of the wider period, reaching from the Synod of Sutri
to the Concordat of Worms, it is left over for a later volume, although the purely
political side of his reign is treated here.
To
the German kingship, ruling the great German duchies, inevitably entangled in
Italian affairs and in touch with warlike neighbours as yet heathen and
uncivilised, fell the traditions of the Empire, so far as territorial sway and
protectorship of the Papacy was involved. But to the growing kingdom of France
there came naturally the guardianship of Carolingian civilisation. Mayence,
Salzburg, Ratisbon, and Cologne to begin with, Hamburg and Bamberg at a later
date, might be the great missionary sees of the West, but Rheims and the
kingdom to which it belonged, together with the debateable and Austrasian land
of Lorraine, inherited more distinctly the traditions of thought and learning. Paris,
the cradle of later France, had a preeminence in France greater than had any
city in its Eastern neighbourland. So France with its older and more settled
life from Roman and Merovingian days had, although with some drawbacks, a unity
and coherence almost unique, just as it had a history more continuous. Yet even
so it had its great fiefs, with their peculiarities of temperament and race, so
that much of French history lies in their gradual incorporation in the kingdom
of which Paris was the birthplace and the capital. And at Paris the varied
story of Scholasticism, that is, of medieval thought, may be said to begin.
Thus
the lines upon which later histories were to run were already being laid for
France, Germany, and England, and for Italy something the same may be said.
There to the mixture of races and rule, already great, was added now the Norman
element, to be at first a further cause of discord, and then, as in France and
England, a centre of stability and strength. The
grasp of the Byzantine Emperors on Italy was becoming nominal and weak: the
Lombards, with scanty aspirations after unity, were by this time settled. In Sicily, and for a
time in the South, Saracens had made a home for themselves, and, as in Spain,
were causing locally the terror which, in a form vaster and more undefined, was
to form, later on, a dark background for the history of Europe as a whole. Rome, for all the West outside Italy a place of reverence and the seat
of Papal jurisdiction, sinking lower but never powerless, was itself the
playground of city factions and lawless nobles revelling in old traditions of
civic pride. But
above all the distinction between Northern and Southern Italy was becoming more
pronounced. In the North, still subject to the Emperor, growing feudalism ran,
although with local variations, a normal but short-lived course. The South, on
the other hand, had drawn off into a separate system of small principalities,
where inchoate feudalism was to be suddenly developed and made singularly
durable by the Normans. But in the North and, as yet, in the South thickly
strewn cities were the ruling factor in political life and social progress. For
Italy, as for the other great lands, the period was one of beginnings, of
formations as yet incomplete. Events on the surface were making national unity
hopeless: forces beneath the surface were slowly producing the civic
independence which was to be the special glory of later medieval Italy.
The
fortunes of the Papacy in these centuries were strangely variable. It is a vast descent from Nicholas I (858-867), who could speak as if
"lord of all the earth," to Formosus (891-896), dug up from his
grave, sentenced by a synod, and flung into the Tiber. But the repeated
recoveries of the Papacy would be hard to explain if we did not recall its
advantages in the traditions of administration, and in the handling of large
affairs in a temper mellowed by experience. Roman synods, as a rule, acted with
discretion, and long traditions, both administrative and diplomatic, enhanced
the influence of the Western Apostolic See; Gregory VII could rightly speak of
the gravitas Romana. The Empire of Charlemagne opened up new channels for its
power, and the weakness of his successors gave it much opportunity.
On
the side of learning, as on that of Imperial rule, Rome had, however, ceased
to be the capital. Not even the singular learning of Gerbert, furthered by his
experiences in many lands, could do more for Rome than create a memory for
future guidance. Before Gerbert's accession, however, the Papacy had undergone
one almost prophetic change, which looked forward to Leo IX, while recalling
Nicholas I. For a time under Gregory V (996-999), cousin and chaplain to the
Emperor, the first German Pope, it had ceased to be purely Roman, in interests
as in ruler. It took up once again its old missionary enterprise and care for
distant lands. St Adalbert of Prague, who both as missionary and bishop typified
the unrest of his day, wavering between adventurous activity and monastic
meditation, had come to Rome and was spending some time in a monastery. He was a Bohemian by birth and had become the second bishop of Prague
(983): besides working there he had taken part in the conversion of Hungary,
and is said to have baptized its great king St Stephen. Commands from the Pope
and Willigis of Mayence sent him back to his see, but renewed wanderings
brought him a martyr's death in Prussia. He had also visited Poland and there,
at Gnesen, he was buried. Such a career reminds us of St Boniface, but there is
a distinction between the two to be noted. Boniface had always worked with the
Frankish rulers, and had depended greatly upon their help. Adalbert, on the other
hand, looked far more to Rome. Pope, German rulers, and even German bishops
like Pilgrim of Passau, had independent or even contradictory plans of large
organisation. In Bohemia, Hungary, and Poland, the tenth century saw the
beginning of national churches, looking to the Papacy rather than to German
kings. Thus were brought about later complications in politics, Imperial and
national, which were to be important both for general history and for the
growth of Papal power. But although Gregory was
thus able to leave his mark on distant lands, and to legislate for the churches
of Germany and France, he could not maintain himself in Rome itself: he was
driven from the city (996), faced by an anti-Pope John XVI (who has caused
confusion in the Papal lists), and was only restored by the Emperor for one
short year of life and rule before Gerbert succeeded him. The Strength of the
Papacy lay in its great traditions and its distant control: its weakness came
from factions at Rome.
Gerbert,
born in Auvergne, a monk at Aurillac, a scholar in Spain, at Rheims added
philosophy to his great skill in mathematics. As Abbot of Bobbio he had unhappy
experiences. For a time, through the favour of Hugh Capet, he held the
Archbishopric of Rheims, where he learnt the strong local feeling of the French
episcopate, in which his great predecessor Hincmar had shared. Otto the Great admired his abilities: Otto II sent him to Bobbio: Otto
III, his devoted pupil, made him Archbishop of Ravenna (998) and, a year later,
Pope. Moulded
in many lands, illustrating uniquely the unity of Western Christendom, the
foremost thinker of the day, yet on the Papacy he left no mark answering to his
great personality.
Not
even insignificant Popes and civic strife lessened Papal power as might have
been supposed. Benedict VIII (1012-1024) came to the
throne after a struggle with the Crescentii: his father, Count Gregory, of the
Tusculan family, had been praefectus navalis under Otto III, and had done much
for the fortification of the city against the Saracens who had once so greatly
harassed John VIII (872-882). Benedict himself was dependent upon the Emperor for help
against Byzantines, Saracens and factions in Rome itself. He could not be called a Pope of spiritual influence, but he was an
astute politician, and under him Papacy not only exercised without question its official power but also moved
a little in the direction of church reform. As a ruler with activity and energy in days of
darkness and degradation, he regained for the Papacy something of the old
international position.
This administrative tradition in
papal Rome is often hidden beneath the personal energy of the greater Popes and
the growing strength gradually gained by the conception of the Papacy as a
whole. Already we can see the effect of the union with the Empire; and of the
entanglement with political, and especially with Imperial, interests, upon
which so much of later history was to turn. Already we can see the growing influence of
Canon Law, beginning, it must be remembered, in outlying fields, and then
slowly centring in Rome itself. The letters of Hincmar,
for instance, show great knowledge of the older law, a constant reference to it
and a grasp of its principles. The rapid spread of the False Decretals, in
themselves an expression of existing tendencies rather than an impulse
producing them, show us the system in process of growth. Their rapid
circulation would have been impossible had they not fitted in with the needs and
aspirations of the age. They
embodied the idea of the Church's independence, and indeed of its moral
sovereignty, two conceptions which, when the ecclesiastical and civil powers
worked in alliance, helped to mould the Christian West into a coherent society,
firmly settled in its older seats and also conquering newer lands. But when in
a later day the two powers came to clash, the same conceptions made the strife more
acute and carried it from the sphere of action into the region of political
literature.
One
significant feature of this age of preparation demands special notice. St
Boniface, when he laid the foundation of Church organisation in the Teutonic
lands, had built up a coherent and united Episcopate. Joined to older elements
of ecclesiastical life, it became, under the weaker Carolingians, strong enough
to attempt control of the crown itself. Before
the Papacy could establish its own dominion, it had to subjugate the Bishops:
before it could reform the Church and mould the world after its own
conceptions, it had further to reform an Episcopate, which, if still powerful,
had grown corrupt. Constantine had sought the alliance of the Church for the
welfare of the Empire because it was strong and united, and both its strength
and unity were based upon the Episcopate. The Teutonic Emperors did the same for the same
reasons, and now this Episcopate had to reconcile for itself conflicting
relations with Empire and Papacy. And in establishing its complete control of
the Bishops the Papacy touched and shook not only the kingly power but the
lower and more local parts of a complicated political system.
Those results, however, belong to a
later volume. For
the present we are in the period of formation, watching processes mostly
beneath the surface and sometimes tending towards, if not actually in,
opposition among themselves. Thus, the Imperial protection of the Church,
working superficially for its strength, tended, as a secondary result, to
weaken and secularise it, and therefore in the end, to produce a reaction. And,
when it came, that reaction was caused as much by the inner history of the leading
nations as by the central power of Rome and the Papacy itself. It was one side
of the complicated processes which, in the period dealt with here, moulded the
Age of Feudalism.
It is well to recall the words of
Maitland about Feudalism. "If we use the term in this wide sense, then
(the barbarian conquests being given us as an unalterable fact) feudalism means
civilisation, the separation of employments, the division of labour, the
possibility of national defence, the possibility of art, science, literature
and learned leisure; the cathedral, the scriptorium, the library, are as truly
the work of feudalism as is the baronial castle. When therefore, we speak, as we shall
have to speak, of forces which make for the subjection of peasantry to
seignorial justice and which substitute the manor with its villeins for the
free village, we shall—so at least it seems to us—be speaking not of abnormal
forces, not of retrogression, not of disease, but in the main of normal and
healthy growth. Far from us indeed is the cheerful
optimism which refuses to see that the process of civilisation is often a cruel
process; but the England of the eleventh century is nearer to the England of
the nineteenth than is the England of the seventh, nearer by just four hundred
years." And again he says: "Now, no doubt, from one point of view,
namely that of universal history, we do see confusion and retrogression. Ideal
possessions which have been won for mankind by the thought of Roman lawyers are
lost for a long while and must be recovered painfully." And "it must
be admitted that somehow or another a retrogression takes place, that the best
legal ideas of the ninth and tenth centuries are not so good, so modern, as
those of the third and fourth." Historians, he points out, often begin at
the wrong end and start with the earlier centuries, and yet "if they began
with the eleventh century and thence turned to the earlier time, they might
come to another opinion, to the opinion that in the beginning all was very
vague, and that such clearness and precision as legal thought has attained in
the days of the Norman Conquest has been very gradually attained and is chiefly
due to the influence which the old heathen world working through the Roman
church has exercised upon the new. The process that is started when barbarism is
brought into contact with civilisation is not simple."
Here
the great historian is speaking mainly of legal ideas and legal history which
he taught us to understand. In a wider than a legal sense, it is the same
process which this volume tries to trace and sketch. The steps and details of
the process are to be read in the chapter on Feudalism and in the chapters on
England. But once again it is here the preparatory stages with
which we deal: the full process in English history, for instance, belongs to a
later volume where William the Conqueror and his Domesday Book give us firmer
ground for a new starting-point. But if it is more difficult, it is as essential,
to study the stages of the more elusive preparation. It
is the meeting-ground of old and new: the history in which the new, with toil
and effort, with discipline and suffering, grows stronger and richer as it
masters the old and is mastered by it.
In
these centuries, even more than in others, it is chiefly of kings, of battles
and great events, or of purely technical things like legal grants or taxes, of
which alone we can speak, because it is of them we are mostly told. We know but
little of the general life of the multitude on its social and economic side.
For that we must argue back from later conditions, checked by the scanty facts we
have. Large local variations were more acute: economic
differences between the great trading cities of the Rhineland and the
neighbouring agricultural lands around Mayence, or again the differences
between the east and west of the German realm, had greater political significance
than they would have today. Contrasts always quicken the flow of commerce and
the tide of thought: travel brought with it greater awakening then than now. Hence thought moved most
quickly along the lines of trade, which were, for the most part, those of Roman
rather than of later medieval days. We know something of the depopulation due
to wars, and of the misery due to unchecked local tyranny, which drove men to
welcome any fixity of rule and to respect any precedent even if severe and
rough. The same causes made it easier for moral and religious laws to hold a
stricter sway, even if they were often disregarded by passion or caprice. Under
the working of all these forces a more settled life was slowly growing up,
although with many drawbacks and frequent retrogressions.
Under
such conditions men were little ready to question anything that made for fixity
and peace. The reign of law, the control of principles, were welcome, because
they gave relief from the tumultuous barbarism and violence that reigned
around. The past had its legend of peace: therefore men turned
to memories of Roman law and of a rule supposed to be stable: thus, too, we may
explain the eager study of old ecclesiastical legislation and the ready
acceptance of Papal jurisdiction, even when it was in conflict with local
freedom. The
future, on the other hand, seemed full of dread, so men preferred precedent to
revolution. In a world abounding in contrasts and fearful of surprise, strong
men trained in a hard school were able to shape their own path and to lead
others with them. So dynasties, like precedents, had peculiar value. And moreover
from simple fear and pressing need, men were driven closer together into towns
and little villages capable of some defence. In
England some towns appear first, and others grow larger, under the influence of
the Danes: in France it is the time of the riles neuves; Italy was thickly sown
with castelli, around which houses clustered; in Germany, Nuremberg and
Weissenburg, Rothenburg on the Taube with other towns are mentioned for the
first time now: it was a period of civic growth in its beginnings. Socially too men were
drawn into associations with common interests and fellowship of various kinds,
beginning another great chapter of economic history. Thus in these centuries
men were beginning to realise, first in tendency and afterwards in process, the
power and attraction of the corporate life. This was to be, in later centuries,
one great feature of medieval society. The old tie of kinship, with its
resulting blood-feuds, was already weakening under the two solvents of
Christianity and of more settled local seats. The attempt to combine in one
society conflicting personal laws, Roman or barbarian at the choice of
individuals (expressed, for instance, in the Constitutio Romana of Lothar in
824) was causing chaos. Hence, in our centuries, society was seeking for a more
stable foundation, and out of disorder comparative order arose. Dynasties,
precedents, traditions, and fellowships for protection and mutual help had
already begun to shape the medieval world as we shall see it later in active
work.
This
general view gives significance to the constitutional and ecclesiastical side
of the history, but it gives it perhaps even more to the history of education,
of learning and of art. The new races brought new strength, and were to make
great histories of their own. But we see in our period how nearly all that
brought high interests and ideals, nearly all that made for beauty and for
richness of life, came from the old, although it was grasped with new strength
and slowly worked out into a many-sided life beneath the pressure of new
conditions. We have moved in a time of preparation, guided by the past but
nevertheless working out a great and orderly life of its own.
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